Regulatory Compliance Complete Self-Assessment

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This Instant-Access Self-Assessment Excel Dashboard and accompanying eBook is for managers, advisors, consultants, specialists, professionals and anyone interested in Regulatory Compliance assessment.

'I have been looking at the document, and it is quite extensive.' - Pengilly W., Director IT & Logistics at a leading University

'Streamlined procurement process. Easy to buy and implement.' - Director of Analytics in the Manufacturing Industry

'Superior Visualization engine; Statistical thought process already incorporated in the viz architecture; easy to use and easy to deploy; the ability to outthink and rethink problems in the BI space. Their BI vision is better than any product in the market. Easy to Use, Understand and Deploy' - Product Director in the Services Industry

What Is The Regulatory Compliance Self-Assessment?

The Regulatory Compliance Self-Assessment's Purpose is:

  • To help our clients to reduce their effort in the Regulatory Compliance work they do to get their problem solved
  • To help our clients in ensuring that their plans of action include every Regulatory Compliance task and that every Regulatory Compliance outcome is in place
  • To help our clients not having to spend time investigating strategic and tactical options, therefore saving time and ensuring Regulatory Compliance opportunity costs are low
  • To help our clients channel implementation direction instantly to deliver tailored Regulatory Compliance advise with structured going-forward plans

All the tools you need to an in-depth Regulatory Compliance Self-Assessment. Featuring 626 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Regulatory Compliance improvements can be made.

What You Get:

The Regulatory Compliance Complete Self-Assessment Excel Dashboard

  • Ensures you don't miss anything: 626 questions in 7 RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain) steps with easy and quick navigating and answering for 1 or up to 10 participants
  • Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
  • Gives you a professional Dashboard to guide and perform a thorough Regulatory Compliance Self-Assessment
  • Dynamically generated projects-ready RACI Matrix shows your organization exactly what to do next
  • Is secure: Ensures offline data protection of your Self-Assessment results

The Regulatory Compliance Complete Self Assessment eBook version of the book in print

  • Provides a convenient way to distribute and share among the participants to prepare and discuss the Self-Assessment


In using the Self-Assessment you will be better able to:

  • Diagnose Regulatory Compliance projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
  • Implement evidence-based best practice strategies aligned with overall goals
  • Integrate recent advances in Regulatory Compliance and process design strategies into practice according to best practice guidelines

Assess and define Regulatory Compliance with this Regulatory Compliance Self Assessment. Sample questions from the Complete, 626 Questions, Self-Assessment:

  • Recognize Question: Is Regulatory Compliance currently on schedule according to the plan?
  • Define Question: Record-keeping requirements flow from the records needed as inputs, outputs, controls and for transformation of a Regulatory Compliance process. ask yourself: are the records needed as inputs to the Regulatory Compliance process available?
  • Measure Question: What are the business goals Regulatory Compliance is aiming to achieve?
  • Analyze Question: Is Regulatory Compliance currently on schedule according to the plan?
  • Improve Question: What problems are you facing and how do you consider Regulatory Compliance will circumvent those obstacles?
  • Control Question: Are there any specific expectations or concerns about the Regulatory Compliance team, Regulatory Compliance itself?
  • Sustain Question: Who will be responsible for making the decisions to include or exclude requested changes once Regulatory Compliance is underway?

Value [to you] of the Regulatory Compliance Self-Assessment

Excluding hired consultants and advisors from top management consulting firms, internal Regulatory Compliance Self-Assessment work is typically undertaken by senior level positions with titles such as Enterprise Architect, Business Process Architects, Business Process Re-engineering Specialists and Business Architects.

Statistics according to Glassdoor and Indeed tell these positions receive an average basic pay of $125,000. Daily rates of basic pay are computed by dividing an employee's annual pay by 260 days. The daily salary is then derived by dividing the annual salary of $125,000 by 260 days = a daily rate of $480.

Top management consulting firms start at $2,000 a day, with rates typically charged up to 40 hours per week.

For the price of a fraction of this you can get complete peace of mind. Now.

Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role… In EVERY company, organization and department.

Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

For more than twenty years, The Art of Service's Self-Assessments empower people who can do just that - whether their title is marketer, entrepreneur, manager, salesperson, consultant, business process manager, executive assistant, IT Manager, CxO etc... - they are the people who rule the future. They are people who watch the process as it happens, and ask the right questions to make the process work better.

You are free to use the Self-Assessment contents in your presentations and documentation for internal end external use without asking us - we are here to help.

13 Reviews Hide Reviews Show Reviews

  • 5
    Thanks for this; a lot of work has gone into developing and producing this, I am looking forward to using it in the coming weeks.

    Posted by Unknown on 22nd Nov 2017

    DR STEVEN.B. Head of Information Security & Assurance

  • 5
    Thank you, these are great!

    Posted by Unknown on 22nd Nov 2017

    NATALIE F. Healthcare Information Technology Consultant

  • 5
    CAKE.HR A Review of The Art of Service HR Analytics Complete Self-Assessment: Will This Excel Based, Offline Tool Help HR Analytics Implementation?

    Posted by Unknown on 22nd Nov 2017

    The Verdict: The HR Analytics Complete Self-Assessment package ticks a lot of checkboxes, especially for businesses testing the BI waters for Human Resource decision making and performance enhancement and for companies that cannot have a full-time data professional on payroll to guide the initial implementation of their HR analytics drive.

  • 5
    CARSTEN B. Experienced safety and quality enabler

    Posted by Unknown on 22nd Nov 2017

    So far I have only had time to browse it very superficially, but form that it looks very comprehensive and at the same time practical. As soon as I find time I will do a short item on it on my literature pages and point risk management professionals in your direction. Have a great day, and all the best!!

  • 5
    Thank you for the excel dashboard. It is so powerful.

    Posted by Unknown on 22nd Nov 2017

    TAHAR H. Researcher at Institute of Economic Analysis and Prospective Studies

  • 5
    DAVID S. Director Organisational performance

    Posted by Unknown on 22nd Nov 2017

    Honestly - at the extremely low outlay - the capacity to accelerate your journey, increase productivity and be a more informed buyer (when combined with what actual business problems you are trying to solve) I would be extremely hard pressed to not undertake it.

  • 5
    I have been looking at the document, and it is quite extensive.

    Posted by Unknown on 22nd Nov 2017

    PENGILLY W. Director IT & Logistics at a leading University

  • 5
    Thank you, this is perfect - I will certainly be recommending Self Assessment dashboards to all - I can not wait to tell my colleagues on Monday.

    Posted by Unknown on 22nd Nov 2017

    MEL F. Change Management Professional

  • 5
    The Self Assessment is deemed qualified, accurate and comprehensive as a Guidance that Incorporates the NIST Cybersecurity Framework.

    Posted by Unknown on 22nd Nov 2017

    U.S. DEPARTMENT OF COMMERCE, NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY (NIST)