A tailored course, built for your situation
Deeper command of Basel III compliance architecture
Build unshakeable authority over the full Basel III framework, from capital thresholds to liquidity reporting, with precision implementation tools and decision-ready models.
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior risk and compliance executives in regulated financial institutions who lead regulatory reporting, internal audit, or capital planning functions and need to demonstrate mastery of Basel III in practice.
Who this is not for
Entry-level compliance staff, external auditors without implementation responsibility, or professionals outside banking and financial services regulation.
What you walk away with
- Confidently interpret and apply Basel III capital and liquidity rules to internal frameworks
- Map regulatory text directly to control design and reporting artifacts
- Lead cross-functional teams with precision during audit or regulatory review cycles
- Anticipate shifts in supervisory expectations based on deep structural understanding
- Produce repeatable, regulator-aligned documentation packages
The 12 modules (with all 144 chapters)
Module 1. Basel III foundation and evolution
Trace the development from Basel I to Basel III, focusing on the regulatory intent behind each revision and how today’s requirements reflect past systemic risks.
12 chapters in this module
- Origins of Basel I
- Flaws exposed right now crisis
- Core pillars defined
- From Basel I to II transition
- Risk-weighted asset flaws
- Liquidity gap recognition
- Pillar 1 scope expansion
- Pillar 2 addition
- Pillar 3 transparency mandate
- Dodd-Frank Act impact
- European Banking Authority role
- Global adoption timeline
Module 2. Pillar 1 capital adequacy rules
Break down minimum capital requirements, including tier classifications, risk-weighted assets, and credit valuation adjustments.
12 chapters in this module
- Common Equity Tier 1 definition
- Additional Tier 1 instruments
- Tier 2 capital scope
- Risk-weighted asset calculation
- Standardized vs IRB approach
- CVA risk capital charge
- Counterparty credit risk
- Securitization exposures
- Operational risk charge
- Leverage ratio fallback
- Capital conservation buffer
- Countercyclical buffer
Module 3. Liquidity coverage ratio mechanics
Master LCR numerator and denominator components, including high-quality liquid assets and total net cash outflows.
12 chapters in this module
- LCR numerator definition
- HQLA classification tiers
- Level 1 asset criteria
- Level 2A and 2B rules
- Runoff rate assumptions
- Stressed cash outflows
- Intercompany exposure
- Wholesale funding buckets
- Retail deposit runoff
- Stable vs non-core deposits
- Intra-day liquidity
- Monitoring frequency
Module 4. Net stable funding ratio design
Understand NSFR calculation logic, required stable funding factors, and available stable funding sources.
12 chapters in this module
- NSFR formula breakdown
- Required stable funding
- Available stable funding
- Asset liquidity categories
- Liability stability bands
- Wholesale funding durations
- Long-term debt inclusion
- Short-term borrowing cap
- Maturity transformation risk
- Liquidity mismatch
- Funding diversification
- NSFR vs LCR relationship
Module 5. Pillar 2 supervisory review
Implement internal processes for ICAAP and ILAA, including scenario design and capital planning integration.
12 chapters in this module
- ICAAP purpose and structure
- Internal capital assessment
- Stress scenario design
- Capital projection models
- Reverse stress testing
- ICAAP documentation
- ILAA definition
- Liquidity stress testing
- Governance approval
- Supervisory feedback loop
- Internal escalation paths
- Management action plans
Module 6. Pillar 3 disclosure framework
Build accurate, compliant public disclosures using standardized templates and narrative expectations.
12 chapters in this module
- Pillar 3 reporting frequency
- Scope of disclosure
- Capital composition table
- Risk exposure summary
- Credit risk presentation
- Market risk metrics
- Operational risk disclosures
- Liquidity risk tables
- Leverage ratio footnote
- Additional Tier 1 details
- CVA risk footnote
- Disclosures validation
Module 7. Basel III implementation challenges
Navigate data sourcing, cross-system alignment, and model validation hurdles during rollout.
12 chapters in this module
- Data lineage mapping
- System integration points
- Model validation scope
- Backtesting requirements
- Governance approvals
- Change management planning
- Stakeholder alignment
- Timeline dependencies
- Audit trail setup
- Exception handling
- Version control
- Training rollout
Module 8. Interplay with other regulations
Coordinate Basel III with DORA, MiFID II, and GDPR where data, resilience, and conduct overlap.
12 chapters in this module
- DORA operational resilience
- ICT risk thresholds
- MiFID II transaction reporting
- Conduct risk linkage
- GDPR data constraints
- Cross-border reporting
- Solvency II comparison
- APRA CPS 234 alignment
- US SLR rule differences
- IOSCO principles
- FATCA overlap
- EMIR trade reporting
Module 9. Stress testing integration
Embed Basel III capital planning into firm-wide stress testing cycles and scenario design.
12 chapters in this module
- CCAR cycle alignment
- Capital projections under stress
- Revenue shock modeling
- Loss given default shifts
- Probability of default calibration
- Balance sheet shrinkage
- Liquidity stress triggers
- Contingency funding
- Reverse stress logic
- Scenario severity bands
- Time horizon alignment
- Reporting integration
Module 10. Capital planning and dividend policy
Link capital adequacy to strategic decisions on dividends, buybacks, and M&A financing.
12 chapters in this module
- Capital distribution limits
- Dividend capacity model
- Buyback implications
- M&A capital impact
- Internal capital generation
- ROE targets
- Payout ratio policy
- Buffer utilization
- Investor communication
- Market expectations
- Regulatory notification
- Board capital policy
Module 11. Audit and examination readiness
Prepare for regulatory exams with complete, defensible evidence packs and narrative consistency.
12 chapters in this module
- Examination notice response
- Document request workflow
- Evidence package assembly
- Control mapping
- Policy version tracking
- Exception justification
- Interview preparation
- Regulator tone adaptation
- Findings response protocol
- Follow-up timeline
- Audit trail completeness
- Version-controlled templates
Module 12. Future of Basel III and reforms
Anticipate upcoming revisions including Basel 3.1, CVA frameworks, and climate risk integration.
12 chapters in this module
- Basel 3.1 updates
- Standardized CVA charge
- Internal model restrictions
- Output floor implementation
- Climate risk metrics
- Transition risk assessment
- Physical risk modeling
- Green supporting factor
- ESG disclosure links
- Digital asset exposure
- Crypto prudential treatment
- Fintech leverage ratios
How this maps to your situation
- Preparing for regulatory exam
- Leading capital planning cycle
- Responding to supervisory inquiry
- Designing internal risk framework
Before vs. after
Before
Working from high-level summaries and fragmented internal guidance when addressing Basel III requirements.
After
Operating with full-spectrum command of Basel III, able to interpret, apply, and justify decisions across capital, liquidity, and disclosure domains.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, with flexible pacing. Most practitioners complete the course in 6, 8 weeks while applying concepts directly to current work.
How this compares to the alternatives
Unlike generic compliance overviews or slide decks, this course delivers structured, actionable mastery of Basel III with direct links to implementable models and regulatory text. No other resource combines deep regulatory analysis with ready-to-deploy artifacts tailored to senior practitioners in global banks.
Frequently asked
Who is this course designed for?
Senior risk, compliance, and capital planning professionals in global banks who need to lead on Basel III implementation, examination readiness, and internal advisory.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help with regulatory exams?
Yes. Each module includes tools to build defensible documentation packs and respond confidently to examiner questions.
$199 one-time. Approximately 3 hours per module, with flexible pacing. Most practitioners complete the course in 6, 8 weeks while applying concepts directly to current work..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours