A tailored course, built for your situation
Direct sign off authority on Basel III capital planning decisions
Own the capital adequacy framework end to end, from internal calculation to regulator-facing summary
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Decisions on capital treatment get stalled in committee reviews or escalated out of your control
The situation this course is for
Even with deep project oversight, capital planning inputs often get revisited by risk or finance teams, creating delays and diluting ownership. Practitioners lack a documented path to standalone authority on Basel III determinations.
Who this is for
Senior project leader in financial services with responsibility for regulatory capital planning under Basel III, seeking formal decision ownership without escalation
Who this is not for
Junior analysts, auditors, or consultants without direct accountability for capital planning sign-off
What you walk away with
- Own final determination on capital treatment classifications for new exposures
- Set internal model inputs for credit and operational risk without cross-team approval
- Approve PRA-reportable outputs directly, eliminating senior-review bottlenecks
- Documented rationale frameworks to justify capital decisions during regulatory inquiries
- Repeatable process for capital planning sign-off that survives team turnover
The 12 modules (with all 144 chapters)
Module 1. Basel III capital planning lifecycle
Map the end-to-end capital planning process with decision ownership checkpoints and regulatory touchpoints.
12 chapters in this module
- Key stages in capital planning
- Regulatory milestones for PRA submission
- Internal model boundaries
- Treatment of complex exposures
- Model validation touchpoints
- Escalation thresholds
- Decision ownership roles
- Capital treatment classification
- Internal sign-off workflow
- External reporting requirements
- Buffer calculation inputs
- Documentation standards
Module 2. Capital treatment authority
Define and defend your ownership over exposure classification and capital assignment.
12 chapters in this module
- Standardised vs Internal Models approach
- Residential mortgage classification
- Corporate loan risk weighting
- Equity investment treatment
- Off-balance sheet commitments
- Securitisation exposures
- Large exposure framework alignment
- CCR capital charges
- Trading book vs banking book
- CVA risk weighting
- Operational risk event classification
- Capital relief eligibility
Module 3. Internal model input governance
Establish sole authority over key model inputs without requiring cross-functional validation.
12 chapters in this module
- Probability of default inputs
- Loss given default calibration
- Exposure at default settings
- Stress testing assumptions
- Correlation parameters
- Portfolio segmentation
- Historical data windows
- Adjustment factors
- Model floor application
- Backtest deviation rules
- Model drift thresholds
- Input change tracking
Module 4. Regulator-facing documentation
Own the narrative and format of submissions without dependency on compliance teams.
12 chapters in this module
- PRA reporting templates
- Capital adequacy summary
- Internal model disclosures
- Narrative consistency
- Appendix structure
- Model justification phrasing
- Assumption transparency
- Sensitivity analysis layout
- Exception reporting
- Material change disclosure
- Audit trail integration
- Version control
Module 5. Sign-off workflows
Replace approval chains with documented personal authority on capital determinations.
12 chapters in this module
- Decision ownership matrix
- Escalation avoidance
- Cross-functional alignment timing
- Internal audit readiness
- Control framework mapping
- Escalation thresholds
- Delegation of authority
- Succession planning
- Document retention policy
- Change control process
- Review cycle frequency
- Version freeze rules
Module 6. Challenge response frameworks
Respond confidently to internal or external challenges with structured, source-backed reasoning.
12 chapters in this module
- Regulatory inquiry response
- Internal audit pushback
- Finance team challenges
- Risk committee scrutiny
- Benchmarking sources
- Precedent documentation
- Model validation disputes
- Assumption defence
- Peer practice references
- Historical consistency
- Regulatory interpretation
- Escalation avoidance
Module 7. Capital buffer determinations
Set and justify your institution’s capital buffers independently.
12 chapters in this module
- Pillar 2 capital buffer
- Stress testing outcomes
- ILAA determination
- Business cycle adjustment
- Concentration risk buffer
- Strategic risk buffer
- Model risk buffer
- Liquidity mismatch buffer
- Market risk buffer
- Supervisory feedback integration
- Buffer calibration
- Buffer communication
Module 8. Cross-border capital planning
Navigate divergent regulatory expectations while maintaining decision ownership.
12 chapters in this module
- EU vs UK capital rules
- Local regulator expectations
- Group-wide standards
- Local model adjustments
- Currency risk treatment
- Country risk weighting
- Subsidiary capital planning
- Internal capital allocation
- Transfer pricing impact
- Local reporting formats
- Consolidation requirements
- Group oversight avoidance
Module 9. Model validation independence
Own validation inputs while maintaining required separation from development teams.
12 chapters in this module
- Validation scope
- Backtest frequency
- Benchmark models
- Model drift detection
- Stability thresholds
- Outlier identification
- Sensitivity testing
- Model recalibration
- Validation reporting
- Deferral justification
- Risk threshold limits
- Independent review avoidance
Module 10. Capital planning automation
Implement repeatable, auditable workflows that preserve your decision authority.
12 chapters in this module
- Workflow design
- Toolchain integration
- Data pipeline control
- Automated classification
- Exception flagging
- Change tracking
- Approval routing
- Audit trail generation
- Version locking
- Input verification
- Model output validation
- Reporting automation
Module 11. Stakeholder alignment
Secure buy-in without surrendering decision ownership.
12 chapters in this module
- Executive summary format
- Risk committee updates
- Finance team coordination
- Internal audit engagement
- Compliance alignment
- Legal team input
- IT support needs
- Data governance
- Change management
- Training requirements
- Documentation review
- Feedback integration
Module 12. Sustaining decision authority
Ensure your command of capital planning decisions persists through leadership changes.
12 chapters in this module
- Succession planning
- Knowledge transfer
- Documentation standards
- Playbook maintenance
- Regulatory change tracking
- Model update cycle
- External consultant oversight
- Onboarding new team members
- Periodic review schedule
- Change control process
- Audit trail retention
- Lessons learned capture
How this maps to your situation
- When capital treatment is challenged
- Before model input freeze
- During regulatory inquiry
- Post leadership transition
Before vs. after
Before
Capital planning decisions require alignment across risk, finance, and compliance teams, delaying sign-off and diluting ownership.
After
You have documented authority to make final capital treatment and model input decisions independently, with regulator-ready justification frameworks.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 4 hours per module, designed for completion within 12 weeks with ongoing implementation support.
If nothing changes
Without formalised decision ownership, capital planning remains vulnerable to rework, delays, and loss of institutional control during personnel transitions.
How this compares to the alternatives
Unlike generic Basel III overviews, this course delivers concrete authority frameworks used by senior practitioners to own capital decisions end-to-end , not awareness, but command.
Frequently asked
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Does this cover Basel IV changes?
Focus is on current Basel III implementation with forward-looking design to accommodate upcoming norms.
Is this relevant for non-banking financial institutions?
Core capital planning authority frameworks apply across regulated financial services with minor sector adjustments.
$199 one-time. Approximately 4 hours per module, designed for completion within 12 weeks with ongoing implementation support..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours