A tailored course, built for your situation
Deeper command of MiFID II transaction reporting requirements
Master the framework detail-by-detail to lead with authority and precision
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Confidence gaps when explaining MiFID II reporting boundaries to internal stakeholders
The situation this course is for
Marketing teams in asset management often rely on secondhand compliance summaries, leading to misalignment on what can and can’t be claimed about reporting completeness or audit readiness. This creates friction when positioning services requiring regulatory precision.
Who this is for
Senior marketing practitioner in regulated financial services with exposure to compliance messaging and client-facing assurance content
Who this is not for
Entry-level marketers, developers implementing trade reporting pipelines, or compliance officers focused on audit execution
What you walk away with
- Full familiarity with MiFID II transaction reporting scope including RTS 23 and RTS 24 requirements
- Ability to map common trade lifecycle events to correct reporting fields
- Internal credibility when discussing data granularity expected by regulators
- Faster alignment with compliance and operations teams due to shared technical vocabulary
- A personal implementation playbook with annotated templates and jurisdictional nuances
The 12 modules (with all 144 chapters)
Module 1. MiFID II transaction reporting overview
Understand the structure, purpose, and enforcement landscape of MiFID II transaction reporting, including key deadlines, regulatory bodies, and reporting obligations.
12 chapters in this module
- What is MiFID II transaction reporting
- Scope of RTS 23 and RTS 24
- Obligated firms and asset types
- Reportable events timeline
- National competent authorities role
- APA and TR responsibilities
- Data format specs overview
- Territorial application nuances
- Exemptions and exclusions
- Client type classification rules
- Instrument categorization framework
- Regulatory permission mappings
Module 2. RTS 23 reportable elements deep dive
Break down each data field required under RTS 23, including exact definitions, acceptable formats, and common misreporting patterns.
12 chapters in this module
- Instrument identifier usage
- Trading venue mapping rule
- Order ID linkage requirement
- Timestamp precision standards
- Buy sell indicator validity
- Quantity and price formatting
- Trading capacity codes
- Broker identification format
- Investment decision maker ID
- Execution timestamp rules
- Post-trade status flags
- Waiver and exemption logging
Module 3. RTS 24 post-trade reporting fields
Detail the post-trade data set including calculation logic, counterparty data rules, and aggregation requirements.
12 chapters in this module
- Post-trade allocation logic
- Matching and confirmation fields
- Price discovery mechanism codes
- Transaction value reporting
- Currency conversion standards
- Counterparty LEI handling
- Affirmation timing rules
- Settlement date formatting
- Clearing status codes
- Financing transaction flags
- Short selling disclosure
- Lending transaction reporting
Module 4. Instrument classification under MiFID
Classify complex instruments correctly for reporting, including derivatives, structured products, and ETFs.
12 chapters in this module
- Equity vs derivative criteria
- CFI code assignment rules
- ETP classification logic
- Non-equity swap categorization
- Option type determination
- Underlying asset mapping
- Leveraged product flags
- Currency pair reporting
- Index-linked identification
- Commodity derivative tags
- Hybrid instrument handling
- Tokenized asset classification
Module 5. Trade lifecycle event mapping
Link trade stages from execution to settlement with correct reporting triggers and timing rules.
12 chapters in this module
- Execution vs venue trade
- Algorithmic trade tagging
- Dark pool reporting rules
- Post-trade modification events
- Compression event handling
- Portfolio swap reporting
- Delta reporting thresholds
- Auction trade inclusion
- Exchange for related swap
- On exchange compression
- Trade cancellation codes
- Correction submission timing
Module 6. Data sourcing from front office systems
Trace how trade data flows from execution platforms into reporting engines with accuracy checks.
12 chapters in this module
- Order management system export
- Timestamp synchronization
- Broker confirmation matching
- Internal system reconciliation
- Trade date vs value date
- Cross-border trade rules
- Affiliate transaction handling
- Proprietary trading flags
- Client order routing logs
- Execution venue code list
- Internal crossing policies
- High frequency trading tags
Module 7. APA selection and reporting workflow
Choose and manage an Approved Reporting Mechanism, including submission formats and error handling.
12 chapters in this module
- APA accreditation levels
- Direct vs indirect reporting
- File format specs CSV XML
- Error message taxonomy
- Rejection rate tracking
- Resubmission deadlines
- Validation rule sets
- Data privacy handling
- Cross-APA consistency
- Third party provider SLAs
- Cost structure analysis
- Reporting delegation rules
Module 8. Gap analysis and internal testing
Run precision checks on current reporting outputs against spec using real-world test cases.
12 chapters in this module
- Sample trade creation
- Expected output generation
- Field level validation rules
- Timestamp tolerance windows
- LEI format compliance
- Currency code standards
- Reporting lag analysis
- Missing data flag review
- Duplicate submission check
- Amendment tracking
- Audit trail completeness
- Gap remediation plan template
Module 9. Cross-border reporting complexities
Handle multi-jurisdiction trades, including third-country firms and branch reporting obligations.
12 chapters in this module
- Branch vs subsidiary distinction
- Third country firm rules
- Backloading requirements
- Substituted compliance path
- National enforcement variation
- Double reporting avoidance
- Currency of reporting
- Language requirements
- Local regulator mappings
- Cross border audit trails
- Timezone impact on deadlines
- Data residency constraints
Module 10. Regulator inquiry preparation
Build responsive documentation packages for supervisory requests with evidence trails.
12 chapters in this module
- Document request templates
- Data extraction protocols
- Sample population methods
- Anonymization standards
- Timeline response planning
- Gap explanation framing
- Root cause narratives
- Remediation tracking log
- Regulator correspondence draft
- Internal escalation path
- Legal counsel coordination
- Lessons learned integration
Module 11. Internal stakeholder alignment
Align marketing, compliance, and operations on consistent messaging and data boundaries.
12 chapters in this module
- Marketing claim boundaries
- Compliance review workflow
- Operations data access
- Glossary of approved terms
- Client communication templates
- FAQs for sales teams
- Misrepresentation risk zones
- Case study development
- Success metric framing
- Competitor comparison rules
- Thought leadership alignment
- Regulatory win storytelling
Module 12. Personal implementation playbook
Assemble your custom reference guide with annotated specs, workflow maps, and decision logs.
12 chapters in this module
- Personal knowledge tracker
- Jurisdictional variation log
- Firm-specific mapping notes
- Data field decision register
- Stakeholder contact map
- APA performance review
- Gap tracking dashboard
- Reporting calendar sync
- Training material builder
- Internal presentation deck
- Reference email templates
- Continuous update process
How this maps to your situation
- When leadership asks for confidence in MiFID II positioning
- Before launching a client-facing campaign on trade transparency
- When compliance and marketing need aligned messaging
- After a regulator inquiry or audit finding
Before vs. after
Before
Reliance on secondhand summaries and high-level compliance updates limits precision in client messaging and internal alignment.
After
Complete command of MiFID II reporting structure enables confident, accurate communication and faster cross-functional coordination.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for integration into regular work cycles over 4-6 weeks.
If nothing changes
Continuing with surface-level understanding increases misalignment risk across teams and may lead to overstated claims in marketing materials that attract regulatory scrutiny.
How this compares to the alternatives
Generic compliance webinars offer broad overviews but lack MiFID II spec-level depth. Internal training often skips granular field definitions. This course delivers line-by-line mastery of the reporting framework with real-world applicability.
Frequently asked
Is this course technical enough for compliance teams?
Yes, it covers spec-level data requirements used by reporting teams, making it valuable for marketing, compliance, and operations alike.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will I be able to apply this to client proposals?
Absolutely. You’ll gain the technical clarity to position the firm’s reporting rigor with confidence and precision in client discussions.
$199 one-time. Approximately 3 hours per module, designed for integration into regular work cycles over 4-6 weeks..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours