A tailored course, built for your situation
More Defensible Joint Venture Agreements under APRA CPS 234
Build stronger joint venture partnerships with higher confidence in compliance alignment and risk resilience
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Agreements that require rework or fail to satisfy audit teams undermine credibility and slow execution
The situation this course is for
Teams often rush the compliance layer in joint ventures, leading to last-minute revisions, inconsistent risk treatment, and audit findings that question the integrity of the partnership structure. Without a clear method, practitioners fall back on outdated templates and ad hoc negotiations.
Who this is for
Senior practitioner leading joint venture structuring in highly regulated financial environments
Who this is not for
Entry-level associates, general legal staff, or those not involved in JV deal architecture or compliance integration
What you walk away with
- Produce joint venture agreements with integrated APRA CPS 234 controls that require fewer revisions
- Reference exact control clauses and mapping logic during negotiation without delay
- Align legal, risk, and compliance stakeholders using a shared, auditable framework
- Reduce time spent reconciling compliance gaps post-signing
- Demonstrate defensible design in third-party risk decisions during internal or external review
The 12 modules (with all 144 chapters)
Module 1. Foundations of APRA CPS 234 in Joint Ventures
Understand how CPS 234 applies to third-party arrangements and where it intersects with JV governance. Learn to identify regulated data flows and accountability splits.
12 chapters in this module
- What CPS 234 regulates in joint ventures
- Third-party risk scope under CPS 234
- Data custody vs. control distinctions
- Role of accountable entity in JV context
- Mapping CPS 234 to ownership structure
- When CPS 234 triggers audit scrutiny
- Common misapplications in JV deals
- How regulators assess compliance depth
- Baseline expectations for JV contracts
- Linking CPS 234 to broader APRA framework
- Case study JV-A with CPS 234 gaps
- Case study JV-B with strong alignment
Module 2. Compliance-First Deal Scoping
Integrate compliance considerations at kickoff to prevent downstream rework. Build deal playbooks that include CPS 234 from the start.
12 chapters in this module
- Early-stage red flags in JV design
- Stakeholder alignment checklist
- Defining data residency upfront
- Risk classification for JV entities
- Compliance gating in deal flow
- Template integration for scoping
- How to structure first review call
- Identifying regulated data types
- Ownership of control implementation
- Escalation paths for non-compliance
- Documenting initial control plan
- Worked example JV-C scoping memo
Module 3. Structuring JV Agreements with Control Clauses
Embed specific, enforceable CPS 234 language into master agreements to ensure ongoing compliance.
12 chapters in this module
- Clause placement for data security
- CPS 234 Section 4.1 integration
- Audit rights and access wording
- Incident reporting timelines
- Third-party subcontractor limits
- Data processing agreement sync
- Control ownership by party
- Penalties for non-compliance
- Renewal compliance check triggers
- Dispute resolution tied to controls
- Version control for compliance text
- Worked example contract language
Module 4. Control Mapping for Joint Entities
Map CPS 234 controls to JV responsibilities clearly, avoiding overlap, gaps, or ambiguity in execution.
12 chapters in this module
- Control responsibility matrix
- Dual vs. sole accountability
- Shared system ownership
- Control testing in joint environments
- Evidence collection workflow
- Annual attestation planning
- Gaps in mirrored control sets
- Tracking control performance
- Reporting to internal audit
- Handling control drift
- Re-mapping after JV changes
- Worked example control log
Module 5. Risk Assessment Integration
Build CPS 234 into JV-specific risk assessments to strengthen internal justification and external validation.
12 chapters in this module
- Risk appetite alignment
- Materiality thresholds for data
- Third-party risk scoring
- Scenario-based testing
- Likelihood vs. impact calibration
- Documentation for regulators
- Independent review integration
- Risk treatment planning
- Ongoing monitoring triggers
- Risk register updates
- Worked example risk register
- Risk committee reporting format
Module 6. Onboarding and Integration Planning
Align operational onboarding with CPS 234 compliance, ensuring no gaps between signing and execution.
12 chapters in this module
- Pre-launch compliance checklist
- System access governance
- Data flow diagramming
- Encryption standards rollout
- User role provisioning
- Access review cadence
- Security monitoring setup
- Incident response coordination
- Training for JV staff
- Compliance calendar creation
- Handover to operations
- Worked example onboarding plan
Module 7. Audit Preparation and Evidence Assembly
Produce clean, complete audit packages that demonstrate sustained compliance under CPS 234.
12 chapters in this module
- Common auditor questions
- Evidence retention standards
- Document naming and storage
- Version control for policies
- Sampling methodology for testing
- Control effectiveness reporting
- Addressing prior findings
- Internal prep review process
- External auditor coordination
- Management commentary drafts
- Timeline for submission
- Worked example audit pack
Module 8. Ongoing Monitoring and Reporting
Maintain CPS 234 compliance throughout the JV lifecycle with structured monitoring and timely escalation.
12 chapters in this module
- Monthly control checks
- Key control indicators
- Exception reporting workflow
- Automated alerting options
- Quarterly review meetings
- Management reporting format
- Trend analysis for risk
- Corrective action tracking
- Continuous improvement loop
- JV-level dashboards
- Reporting to parent org
- Worked example dashboard
Module 9. Renewal and Exit Planning
Plan for JV renewals or wind-downs with compliance continuity and secure data transition.
12 chapters in this module
- Renewal compliance review
- Updated control assessment
- Contract extension clauses
- Data return or destruction
- Secure transfer protocols
- Audit trail preservation
- Exit impact on parent org
- Lessons learned documentation
- Post-mortem review process
- Handover to successor
- Final compliance attestation
- Worked example exit plan
Module 10. Cross-Functional Alignment
Coordinate legal, compliance, risk, and operations to ensure consistent CPS 234 application across teams.
12 chapters in this module
- Stakeholder roles and inputs
- Meeting cadence planning
- Decision log maintenance
- Conflict resolution process
- Legal vs. compliance priorities
- Risk appetite communication
- Operational feasibility checks
- Change control integration
- Centralized documentation hub
- Escalation framework
- Accountability matrix
- Worked example RACI
Module 11. Benchmarking Against Peers
Understand how other financial institutions structure JV compliance to inform stronger internal standards.
12 chapters in this module
- Publicly disclosed JV structures
- Regulatory comparison: AU vs US
- Third-party control expectations
- Industry-recognized frameworks
- Benchmarking data sources
- Internal maturity models
- Gap analysis methodology
- Improvement roadmap
- Peer review participation
- Consortium participation
- Public reporting trends
- Worked example benchmark report
Module 12. Future-Proofing JV Compliance
Anticipate updates to CPS 234 and other regulations to stay ahead of compliance cycles.
12 chapters in this module
- Regulatory change monitoring
- Internal alert system setup
- Impact assessment process
- Stakeholder communication plan
- Policy update workflow
- Training refresh schedule
- Vendor compliance alignment
- JV contract review triggers
- Compliance roadmap drafting
- Scenario planning for updates
- Engagement with regulators
- Worked example update plan
How this maps to your situation
- Starting a new JV deal
- Responding to internal audit findings
- Preparing for regulatory review
- Renewing or exiting an existing JV
Before vs. after
Before
Agreements developed with patchwork compliance, leading to rework, inconsistent control application, and uncertainty during audit.
After
Agreements built with embedded CPS 234 alignment, fewer revisions, and confidence in defensible design.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3-4 hours per module, designed for asynchronous completion over 6-8 weeks.
If nothing changes
Continuing with ad hoc compliance integration increases audit findings, rework, and reputational exposure in joint ventures.
How this compares to the alternatives
Unlike generic compliance courses, this program focuses specifically on joint venture structures and real CPS 234 integration, not high-level theory or broad frameworks.
Frequently asked
Does this course apply to non-Australian JVs?
Yes. While CPS 234 is APRA-specific, the control structure and compliance rigor are transferable to global joint ventures with regulated data.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Are the templates customizable?
Yes. All templates are provided in editable format to adapt to your organization's standards.
$199 one-time. Approximately 3-4 hours per module, designed for asynchronous completion over 6-8 weeks..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours