A tailored course, built for your situation
Direct sign-off authority on Basel III governance decisions
A 199 tailored course for VP-level practitioners owning regulatory control points
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
VP-level risk and compliance practitioners in global financial institutions leading technical execution of regulatory frameworks
Who this is not for
Individuals seeking entry-level compliance training or generalist risk overviews
What you walk away with
- Justify control scope decisions with source-backed reasoning tied to Basel III
- Pre-approve internal audit responses without senior review cycles
- Lead vendor risk assessments specific to capital adequacy systems
- Own version control and evidence packaging for liquidity coverage ratio reporting
- Document final governance interpretations for cross-functional reference
The 12 modules (with all 144 chapters)
Module 1. Basel III governance ownership model
Define your role in final decision rights across capital, liquidity, and leverage frameworks without requiring escalation.
12 chapters in this module
- Decision ownership model
- Final input on capital adequacy scope
- Liquidity coverage ratio thresholds
- Leverage ratio reporting boundaries
- Internal capital sufficiency scope
- Control point delegation rules
- Evidence packaging authority
- Audit response pre-approval
- Vendor risk sign-off criteria
- Regulatory change intake process
- Cross-functional alignment triggers
- Escalation override conditions
Module 2. Capital adequacy control design
Own the final input on what qualifies as sufficient capital and how it's measured under Basel III rules.
12 chapters in this module
- Tier 1 capital definition
- Common Equity Tier 1 thresholds
- Capital conservation buffer rules
- Countercyclical buffer input
- Capital ratio floor decisions
- Risk-weighted asset selection
- CVA risk adjustments
- Market risk capital rules
- Operational risk models
- Advanced IRB approvals
- Standardized approach choices
- Output floor compliance
Module 3. Liquidity coverage ratio (LCR) governance
Make definitive calls on high-quality liquid assets and net cash outflows without senior review.
12 chapters in this module
- HQLA classification rules
- Level 1 asset eligibility
- Level 2A and 2B definitions
- Net cash outflow assumptions
- Stress scenario inputs
- Run-off rate adjustments
- Supervisory formulas
- Stock vs. flow reporting
- Intraday liquidity events
- Contingency funding plan links
- Internal monitoring thresholds
- Daily compliance verification
Module 4. Net stable funding ratio (NSFR) control
Finalize funding stability calculations and classification of liabilities without escalation.
12 chapters in this module
- Available stable funding rules
- Required stable funding inputs
- Wholesale funding classifications
- Retail deposit stability rates
- Unsecured debt treatment
- Secured financing rules
- Derivative liabilities
- Central bank funding
- Collateral transformation
- Funding concentration risk
- Long-term asset ratios
- Internal compliance triggers
Module 5. Internal capital adequacy assessment (ICAAP)
Own the final version of ICAAP scope, assumptions, and reporting outputs.
12 chapters in this module
- ICAAP purpose and scope
- Stress testing inputs
- Reverse stress testing
- Capital planning rules
- Scenario design authority
- Loss estimation models
- Risk aggregation method
- Capital assignment logic
- Governance documentation
- Board submission prep
- Regulator Q&A prep
- Internal challenge process
Module 6. Supervisory Review and Evaluation (SREP)
Lead internal preparation for SREP outcomes with final input on risk categorization.
12 chapters in this module
- SREP risk categories
- O-SII designation input
- Pillar 2 requirements
- Capital add-on decisions
- Risk control evaluation
- Governance assessment
- Compliance tracking
- Remediation ownership
- Supervisory dialogue prep
- Internal gap analysis
- Corrective action planning
- Follow-up reporting
Module 7. Compliance evidence packaging
Define what constitutes valid evidence for Basel III controls and own its structure.
12 chapters in this module
- Evidence hierarchy design
- Source system selection
- Data lineage rules
- Point-in-time validation
- Automated evidence capture
- Sampling methodology
- Control testing frequency
- Exception handling
- Peer review triggers
- Audit trail retention
- Revalidation cycle
- Version control
Module 8. Vendor risk under Basel III
Make final decisions on third-party risk exposure tied to capital and liquidity reporting systems.
12 chapters in this module
- Vendor criticality scoring
- Subcontractor oversight
- Cloud provider rules
- Data residency control
- Incident reporting SLA
- Business continuity input
- Penetration testing rights
- Access control rules
- Source code escrow
- Exit strategy planning
- Contractual risk terms
- Audit rights negotiation
Module 9. Cross-functional alignment model
Define when and how other teams must align with your Basel III governance decisions.
12 chapters in this module
- Stakeholder mapping
- Change control process
- Decision notification rules
- Feedback incorporation
- Conflict resolution
- Escalation path design
- Alignment tracking
- Documentation sharing
- Cross-team training
- Governance boundary rules
- Interdepartmental SLAs
- Joint decision frameworks
Module 10. Regulatory change intake
Own the assessment and integration of new Basel III guidance without waiting for directives.
12 chapters in this module
- Monitoring sources
- Change identification
- Impact assessment
- Urgency classification
- Stakeholder alerting
- Implementation planning
- Control gap analysis
- Remediation tracking
- Internal communication
- Training updates
- Policy revision
- Audit trail update
Module 11. Audit response leadership
Pre-approve responses to internal and external auditors on Basel III controls.
12 chapters in this module
- Audit request triage
- Response ownership
- Evidence selection
- Deficiency classification
- Remediation planning
- Timeline setting
- Cross-team coordination
- Regulator interaction prep
- Follow-up tracking
- Lessons learned
- Control enhancement
- Status reporting
Module 12. Governance documentation ownership
Finalize all documentation related to Basel III governance and maintain version control.
12 chapters in this module
- Document taxonomy
- Versioning rules
- Approval workflow
- Storage architecture
- Access control
- Review cycle
- Update triggers
- Historical retention
- Searchability design
- Cross-reference mapping
- External sharing rules
- Decommissioning process
How this maps to your situation
- When capital model changes require immediate control updates
- Before regulator-facing review cycles begin
- During ICAAP and SREP preparation phases
- After vendor audit findings require governance alignment
Before vs. after
Before
Decisions on Basel III controls require alignment across teams and layers.
After
You own final input on capital, liquidity, and leverage governance design and evidence.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for integration with active governance cycles.
How this compares to the alternatives
Unlike generic compliance courses, this focuses exclusively on command rights within Basel III implementation , giving you concrete decision authority, not just awareness.
Frequently asked
How is this different from general Basel III training?
It focuses on decision ownership, not just understanding. You’ll gain authority to act independently on governance design and evidence packaging.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me lead audits more effectively?
Yes. You’ll own pre-approval rights for audit responses and define evidence standards used in reviews.
$199 one-time. Approximately 3 hours per module, designed for integration with active governance cycles..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours