A tailored course, built for your situation
Reference of choice on DORA compliance calls across teams
Become the internal touchstone for DORA implementation with structured, repeatable guidance others seek out
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Investment Advisor at a regulated financial institution navigating DORA compliance, already involved in cross-functional risk discussions and seen as a reliable interpreter of regulatory expectations
Who this is not for
Entry-level staff with no compliance exposure, consultants outside financial services, or teams focused solely on non-DORA regulations
What you walk away with
- Consistently accurate DORA control interpretations others trust
- Documentation templates adopted across teams for uniform reporting
- Direct engagement in cross-departmental DORA readiness forums
- Recognized as the first internal reference for compliance queries
- Repeatable mappings between DORA requirements and existing controls
The 12 modules (with all 144 chapters)
Module 1. DORA scope mapping for financial advisors
Define the exact boundaries of DORA applicability within advisory-led structures using real examples from EU-level institutions. Focus on identifying in-scope digital services and third-party dependencies.
12 chapters in this module
- Scope identification
- Digital service classification
- Third-party ecosystem mapping
- Advisory function inclusion criteria
- Exemption eligibility checks
- Internal service demarcation
- Regulatory boundary triggers
- Cross-border implications
- Service provider categorization
- Outsourcing threshold analysis
- Internal audit touchpoints
- First-line accountability setup
Module 2. Mapping DORA to existing risk frameworks
Align DORA requirements with current risk reporting practices at the firm level, ensuring consistency without duplication. Integrate into existing GRC flows.
12 chapters in this module
- GRC platform compatibility
- Control overlap detection
- Reporting cycle alignment
- Existing policy mapping
- Gap documentation format
- Crosswalk methodology
- Change management triggers
- Version control integration
- Ownership assignment logic
- Escalation path alignment
- Remediation tracking setup
- Audit trail synchronization
Module 3. Incident reporting workflows under DORA
Design incident escalation paths that meet DORA’s 24-hour reporting threshold while fitting within current advisor-level operations.
12 chapters in this module
- Event classification schema
- Threshold definitions
- Internal triage process
- Time-bound escalation steps
- Document preservation rules
- Regulator notification format
- Advisor role in detection
- Systemic event tagging
- False positive reduction
- Post-event review cadence
- Cross-team alerting
- Status update protocols
Module 4. Third-party risk assessment for DORA
Evaluate external providers against DORA’s strict outsourcing clauses, focusing on resilience, audit access, and contractual enforceability.
12 chapters in this module
- Vendor segmentation
- Resilience capability check
- On-site audit rights
- Data access guarantees
- Subcontractor visibility
- Contractual exit terms
- Performance penalty clauses
- Termination triggers
- Right-to-audit enforcement
- Cyber resilience verification
- Incident response coordination
- Renewal compliance review
Module 5. Operational resilience testing schedule
Build and maintain a rolling DORA-compliant testing calendar for critical functions, including advisor-facing systems.
12 chapters in this module
- Function criticality rating
- Testing frequency rules
- Scenario design principles
- Tabletop exercise structure
- Results documentation
- Remediation tracking
- Executive briefing format
- Cross-functional participation
- External validator engagement
- Lessons learned process
- Regulatory filing prep
- Cycle restart protocol
Module 6. Regulatory correspondence drafting
Create clear, accurate, and firm-aligned responses to DORA-related inquiries from supervisors or internal audit units.
12 chapters in this module
- Tone and formality standards
- Fact verification process
- Internal review sequence
- Stakeholder alignment
- Precedent tracking
- Legal counsel coordination
- Version history retention
- Response timeline tracking
- Clarification follow-up
- Disclosure scope limits
- Escalation path definition
- Final approval routing
Module 7. Control mapping for advisory platforms
Apply DORA control requirements specifically to digital investment advisory infrastructure and client data flows.
12 chapters in this module
- Client data classification
- Platform boundary definition
- Authentication controls
- Session management
- Activity logging
- Data retention settings
- Access review cycles
- Role-based permissions
- Breach detection rules
- Alerting thresholds
- Incident containment
- Forensic readiness
Module 8. Internal audit package assembly
Prepare comprehensive, evidence-backed audit responses that preempt regulatory scrutiny and reduce follow-up requests.
12 chapters in this module
- Document collection process
- Evidence sufficiency check
- Control assertion linking
- Third-party attestation
- Gap explanation format
- Remediation timeline clarity
- Ownership documentation
- Version control proof
- Review sign-off process
- Change tracking visibility
- Audit trail completeness
- Final submission checklist
Module 9. Stakeholder communication plan
Coordinate messaging across legal, risk, tech, and advisory teams to ensure consistent DORA interpretation and execution.
12 chapters in this module
- Audience segmentation
- Message tiering
- Update frequency
- Channel selection
- Escalation framing
- Risk appetite alignment
- Feedback loop design
- Misalignment detection
- Clarification request handling
- Executive summary format
- Regional variation handling
- Language consistency
Module 10. DORA compliance playbook development
Assemble a living document that centralizes policies, templates, and decision logic for continuous reuse.
12 chapters in this module
- Structure design
- Version control setup
- Access permissions
- Change management process
- Owner assignment
- Review cycle
- Template integration
- Precedent indexing
- External regulation linking
- Internal policy referencing
- Search functionality
- Update tracking
Module 11. Cross-functional risk forum leadership
Lead internal working groups on DORA implementation with authority and clarity, driving consensus across silos.
12 chapters in this module
- Agenda setting
- Decision logging
- Action item tracking
- Stakeholder alignment
- Conflict resolution
- Progress reporting
- Executive visibility
- External input integration
- Follow-up cadence
- Documentation standards
- Ownership transfer
- Forum continuity
Module 12. Sustained compliance improvement
Institutionalize learning from audits, incidents, and updates to maintain long-term DORA readiness.
12 chapters in this module
- Lessons learned capture
- Process refinement
- Policy update cycle
- Training refresh
- Control enhancement
- Benchmark tracking
- Peer comparison
- Internal audit feedback
- Regulator insight integration
- Technology adaptation
- Third-party evolution
- Resilience maturity growth
How this maps to your situation
- After the first internal audit finding
- Once the DORA readiness team is formed
- Before the first regulator inquiry
- When third-party risks escalate
Before vs. after
Before
Compliance questions are scattered, interpretations vary, and documentation lacks consistency across teams.
After
You lead with a unified, trusted approach, others cite your work, and cross-functional alignment becomes routine.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 45 minutes per module, designed for completion over six weeks with spaced practice.
How this compares to the alternatives
Generic DORA training covers theory; this course delivers firm-contextualized templates, stakeholder-aligned workflows, and proven documentation patterns used in EU-level financial institutions.
Frequently asked
How is this different from general DORA awareness training?
This focuses on actionable implementation, specific templates, stakeholder coordination workflows, and real-world decision logic used in complex advisory environments.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me lead cross-functional discussions?
Yes, each module builds practical authority through structured outputs that others in your firm will rely on.
$199 one-time. Approximately 45 minutes per module, designed for completion over six weeks with spaced practice..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours