A tailored course, built for your situation
Faster path from MiFID II intent to working compliance artefact
Turn regulatory requirements into delivered programmes in half the cycle time
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Regulatory programmes taking too long to go from paper to production
The situation this course is for
Teams stall in interpretation loops or get stuck waiting on cross-functional input, causing delays in audit readiness and leadership visibility.
Who this is for
Senior programme leader delivering regulated outcomes under tight compliance cycles
Who this is not for
Individuals seeking introductory MiFID II awareness or general financial regulation overview
What you walk away with
- Produce MiFID II compliance artefacts 50% faster using repeatable templates
- Deploy pre-vetted control mappings aligned to EBA expectations
- Accelerate cross-functional sign-off with standardised documentation flows
- Reduce revision cycles in audit preparation phases
- Deliver first-draft compliant outputs that survive senior review
The 12 modules (with all 144 chapters)
Module 1. MiFID II scope definition with speed
Define boundaries of MiFID II applicability quickly using decision trees based on transaction type and client tier.
12 chapters in this module
- Scope triggers by asset class
- Client segmentation rules
- Product coverage checklist
- Jurisdictional overlap flags
- Exemption eligibility scan
- Boundary mapping worksheet
- Common edge cases
- Internal stakeholder map
- Data source inventory
- Threshold assessment matrix
- Regulatory interface log
- Version control protocol
Module 2. Control mapping acceleration
Apply pre-built control frameworks aligned to MiFID II Articles 12-17 with minimal customization.
12 chapters in this module
- Control-to-Article index
- Existing controls audit
- Gap identification template
- Mapping rationale bank
- Technology touchpoints
- Process owner alignment
- Risk rating alignment
- Exception handling logic
- Review frequency rules
- Documentation standards
- Cross-reference matrix
- Version update workflow
Module 3. Document assembly at pace
Assemble required disclosures and internal policies using modular text blocks approved for regulatory use.
12 chapters in this module
- Disclosure library index
- Client-facing template bank
- Internal policy modules
- Approval chain mapping
- Versioning convention
- Legal overlay process
- Translation readiness
- Format compliance check
- Filing package generator
- Distribution log
- Retention schedule
- Amendment tracking
Module 4. Stakeholder alignment without delay
Drive consensus across legal, compliance, and operations using structured coordination rhythms.
12 chapters in this module
- RACI for MiFID delivery
- Weekly sync agenda
- Escalation playbook
- Decision log template
- Feedback integration
- Status reporting cadence
- Meeting efficiency rules
- Cross-team liaison map
- Dependency tracker
- Conflict resolution pattern
- Priority alignment tool
- Change intake form
Module 5. Audit-ready output generation
Produce evidence packs that meet EBA review standards without rework.
12 chapters in this module
- Evidence checklist by article
- Sampling methodology
- Records retention proof
- Testing documentation
- Deficiency log
- Remediation workflow
- Reviewer navigation guide
- Version comparison guide
- Cross-reference index
- Audit trail setup
- Timeline alignment
- Final submission pack
Module 6. Technology configuration patterns
Configure reporting systems to capture MiFID II data points with minimal custom code.
12 chapters in this module
- Data field mapping
- System of record rules
- Automation thresholds
- Validation logic
- Error handling
- Alert configuration
- User access model
- Role-based views
- Data retention settings
- Export formats
- Integration points
- Test environment setup
Module 7. Training rollout at scale
Deploy role-specific training using pre-approved content modules and tracking workflows.
12 chapters in this module
- Audience segmentation
- Learning objectives
- Content modularity
- Delivery mode selection
- Completion tracking
- Assessment design
- Refresher cycle
- Performance support
- Manager talking points
- Support channel setup
- Feedback loop
- Version update process
Module 8. Ongoing monitoring automation
Establish continuous controls monitoring aligned to MiFID II transaction reporting rules.
12 chapters in this module
- Key indicator selection
- Threshold definition
- Alert logic
- Review frequency
- False positive reduction
- Trending analysis
- Exception handling
- Reporting rhythm
- Dashboard design
- Ownership model
- Escalation path
- Corrective action log
Module 9. Change impact assessment
Evaluate regulatory updates or internal changes against existing MiFID II compliance posture.
12 chapters in this module
- Change intake process
- Impact scoring
- Stakeholder notification
- Gap analysis
- Update planning
- Testing scope
- Documentation update
- Training needs
- Rollout sequence
- Validation criteria
- Post-implementation review
- Version history
Module 10. Vendor oversight integration
Ensure third parties meet MiFID II obligations through standardised oversight workflows.
12 chapters in this module
- Vendor classification
- Contract clause library
- Due diligence checklist
- Oversight frequency
- Performance review
- Data handling audit
- Subcontractor tracking
- Incident response
- Termination criteria
- Compliance attestation
- Reporting format
- Relationship log
Module 11. Global alignment strategies
Harmonise MiFID II delivery across jurisdictions with differing implementation timelines.
12 chapters in this module
- Local variant mapping
- Coordination rhythm
- Central oversight model
- Local champion network
- Knowledge sharing
- Consistency checks
- Timeline alignment
- Crisis response
- Regulator engagement
- Reporting consolidation
- Lessons learned
- Playbook update
Module 12. Sustained compliance engine
Operationalise MiFID II delivery as a repeatable, auditable, continuously improving function.
12 chapters in this module
- Ownership model
- Budget cycle alignment
- Metrics dashboard
- Improvement backlog
- Innovation tracking
- Benchmarking
- Lessons integration
- Knowledge preservation
- Succession planning
- External engagement
- Stakeholder updates
- Annual review
How this maps to your situation
- New regulatory requirement rollout
- Audit preparation cycle
- Cross-jurisdictional delivery
- Third-party compliance oversight
Before vs. after
Before
Manual, rework-heavy cycles from MiFID II guidance to approved deliverables
After
Repeatable, audit-ready outputs produced in half the time
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for completion in 6-8 weeks with full integration support.
If nothing changes
Continuing with ad-hoc or siloed approaches risks delays in regulatory delivery, increased audit findings, and missed opportunities to lead future programmes.
How this compares to the alternatives
Unlike generic compliance courses, this programme delivers MiFID II-specific execution patterns used by top-tier financial institutions to reduce delivery time by 50% or more.
Frequently asked
Is this course specific to MiFID II?
Yes, every module and template is tailored to MiFID II implementation and delivery requirements.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help with audit readiness?
Yes, the course includes evidence checklists, documentation standards, and audit trail templates used by leading firms.
$199 one-time. Approximately 3 hours per module, designed for completion in 6-8 weeks with full integration support..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours