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FTC Safeguards Rule (16 CFR Part 314) Evidence & Implementation Kit

$249.00
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FTC Safeguards Rule (16 CFR Part 314) · Financial-institution data security, made adopt-ready · Evidence & Implementation Kit
Meet the FTC Safeguards Rule, without decoding the Rule yourself.
Every requirement handed to you as an adopt-ready control, the written program and qualified individual through risk assessment and safeguards to testing, service-provider oversight and incident response, with the evidence the FTC examines.
Ready in a weekend, not a quarter.

Here is the honest situation. The FTC Safeguards Rule (16 CFR Part 314) requires non-bank financial institutions to protect customer information through a written information security program overseen by a qualified individual, a written risk assessment, safeguards including access controls, asset inventory, encryption, secure development, multi-factor authentication and secure disposal, monitoring and logging, regular testing, service-provider oversight, a written incident response plan, and an annual report to the board. An institution with generic IT controls but no written program or MFA is exactly where organizations fall short.

This Kit removes the guesswork. It is the FTC Safeguards Rule written as adopt-ready controls you personalize in a weekend, with the evidence the FTC examines.

What you get, the moment you buy

18
Requirements as adopt-ready controls. Every requirement, written so you personalize and apply it.
18
Evidence-they-examine checklists. For each control, exactly what the FTC examines, plus where organizations fall short, so you close the gap first.
1
Control Matrix, pre-built. Every requirement in a working spreadsheet, ready to record status, owner and evidence location.
1
Gap & Readiness Assessment. Score each requirement and the workbook returns your readiness as a single percentage, and exactly what to fix next.

Grounded in the FTC Safeguards Rule. Editable Word and Excel files.

The FTC examines against this Rule
Generic IT security is not the Safeguards Rule. This Kit builds its written program, MFA, encryption and reporting requirements into controls with the evidence the FTC asks for.

What one control looks like

This is the opening control, where the program begins. All 18 are built to this depth.

FTC-1 Confirm status as a financial institution SCOPE
Put this control in place

Determine and document whether [your organization name] is a financial institution subject to the FTC Safeguards Rule and holds customer information within its scope, so applicability is clear and the organization can evidence its determination.

Safeguard note.

The FTC Safeguards Rule (16 CFR Part 314) requires non-bank financial institutions to protect customer information.

Evidence the FTC examines
  • An applicability determination
  • Customer information in scope identified
  • Records of the determination
Common finding they raise: Applicability under the Safeguards Rule is not assessed.

Why this is not another template pack

  • The evidence is the point. A requirement you cannot evidence is a gap waiting to be found. This tells you what the FTC examines and where organizations fall short, for every requirement.
  • The specifics built in. The safeguard's distinctive requirements are written into the controls, not left generic.
  • Built on a mapped compliance corpus, not one person's opinion, from a graph of thousands of controls across standards.
  • It compounds. This work shares its shape with related security and safety frameworks, so it feeds your wider program.

Who buys this

Non-bank financial institutions and their security, compliance and IT teams. Whether it is a first alignment or an examination-readiness pass, you save weeks and walk in with your written program, qualified individual, risk assessment, MFA, encryption and incident response controls structured.

By the end of the weekend you will have
✓  An adopt-ready control for all 18 requirements
✓  A completed control matrix
✓  The evidence the FTC examines
✓  Your core controls in place
✓  A readiness percentage and a fix list
✓  The highest-risk gaps closed

Common questions

Is it really editable? Yes. Word and Excel files you own and adapt. No portal, no subscription.

Does it apply to us? If you are a non-bank financial institution handling customer information, yes. This Kit operationalises the Rule's specific requirements.

Does it cover MFA and encryption? Yes. Multi-factor authentication and encryption of customer information are each built as controls.

What if it is not for me? A 30-day money-back guarantee.

Do not face the FTC with requirements you cannot show.
Every requirement is fast to adopt with the Kit. It is instant, and it is guaranteed.
Add it to your cart and be ready this weekend.

Instant digital download · 30-day money-back guarantee · The Art of Service Pty Ltd, GPO Box 2673, Brisbane QLD 4001 · support@theartofservice.com

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