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GLBA Privacy and Safeguards Rules Evidence & Implementation Kit

$249.00
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GLBA Privacy and Safeguards Rules · Financial privacy and safeguards, made adopt-ready · Evidence & Implementation Kit
Meet the Gramm-Leach-Bliley Act (GLBA), without decoding the Act yourself.
Every requirement handed to you as an adopt-ready control, privacy notices and opt-out through the written information security program, risk assessment, access, encryption and multi-factor authentication to incident response and board reporting, with the evidence the FTC examines.
Ready in a weekend, not a quarter.

Here is the honest situation. The Gramm-Leach-Bliley Act (15 USC 6801 et seq.) requires financial institutions to protect customers' nonpublic personal information. Its Privacy Rule requires privacy notices and an opt-out before sharing with nonaffiliated third parties. The FTC Safeguards Rule requires a written information security program with a qualified individual, a risk assessment, access controls, encryption, multi-factor authentication, monitoring, an incident response plan, breach notification and board reporting. A financial institution with a privacy notice but no working safeguards program is exactly where organizations fall short.

This Kit removes the guesswork. It is the Gramm-Leach-Bliley Act (GLBA) written as adopt-ready controls you personalize in a weekend, with the evidence the FTC examines.

What you get, the moment you buy

18
Requirements as adopt-ready controls. Every requirement, written so you personalize and apply it.
18
Evidence-they-examine checklists. For each control, exactly what the FTC examines, plus where organizations fall short, so you close the gap first.
1
Control Matrix, pre-built. Every requirement in a working spreadsheet, ready to record status, owner and evidence location.
1
Gap & Readiness Assessment. Score each requirement and the workbook returns your readiness as a single percentage, and exactly what to fix next.

Grounded in the Gramm-Leach-Bliley Act (GLBA). Editable Word and Excel files.

Privacy is only half of GLBA
A privacy notice without a working safeguards program does not meet GLBA. This Kit builds the Privacy and Safeguards Rules into controls with the evidence the FTC asks for.

What one control looks like

This is the opening control, where the program begins. All 18 are built to this depth.

GLBA-1 Confirm status as a financial institution SCOPE
Put this control in place

Determine and document whether [your organization name] is a financial institution under the Gramm-Leach-Bliley Act because it is significantly engaged in financial activities, and identify the customer information in scope, so scope is clear and the organization can evidence its determination.

Requirement note.

The Gramm-Leach-Bliley Act (15 USC 6801 et seq.) governs how financial institutions handle customers' nonpublic personal information through its Privacy Rule and Safeguards Rule.

Evidence the FTC examines
  • A GLBA applicability assessment
  • Financial activities identified
  • Customer information in scope
Common finding they raise: Status as a financial institution under GLBA is not assessed.

Why this is not another template pack

  • The evidence is the point. A requirement you cannot evidence is a gap waiting to be found. This tells you what the FTC examines and where organizations fall short, for every requirement.
  • The specifics built in. The requirement's distinctive requirements are written into the controls, not left generic.
  • Built on a mapped compliance corpus, not one person's opinion, from a graph of thousands of controls across standards.
  • It compounds. This work shares its shape with related security and safety frameworks, so it feeds your wider program.

Who buys this

Financial institutions and their privacy, security, risk and compliance teams. Whether it is a first alignment or a Safeguards Rule uplift, you save weeks and walk in with your privacy notice, opt-out, information security program, access, encryption and incident controls structured.

By the end of the weekend you will have
✓  An adopt-ready control for all 18 requirements
✓  A completed control matrix
✓  The evidence the FTC examines
✓  Your core controls in place
✓  A readiness percentage and a fix list
✓  The highest-risk gaps closed

Common questions

Is it really editable? Yes. Word and Excel files you own and adapt. No portal, no subscription.

Does it cover the Safeguards Rule updates? Yes. The qualified individual, MFA, encryption, testing and board reporting are each built as controls.

Does it cover breach notification? Yes. Assessing events and notifying the FTC of qualifying notification events is built as a control.

What if it is not for me? A 30-day money-back guarantee.

Do not face the FTC with requirements you cannot show.
Every requirement is fast to adopt with the Kit. It is instant, and it is guaranteed.
Add it to your cart and be ready this weekend.

Instant digital download · 30-day money-back guarantee · The Art of Service Pty Ltd, GPO Box 2673, Brisbane QLD 4001 · support@theartofservice.com

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