A tailored course, built for your situation
Reference of choice on cross functional GLBA risk calls
Become the go to practitioner for GLBA guidance across compliance teams and legal stakeholders
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Being looped in too late on GLBA relevant initiatives
The situation this course is for
Compliance leaders often find themselves reacting to decisions already made, rather than shaping them from the outset. When GLBA implications are surfaced late, it creates rework, delays, and erodes influence. The lack of a clear, go to voice on GLBA across departments means insight gets diluted across silos.
Who this is for
Senior compliance practitioner with regulatory examination experience, operating at the intersection of policy and execution in a global financial institution
Who this is not for
Junior analysts building checklists, auditors running test scripts, or consultants applying generic frameworks without institutional context
What you walk away with
- Immediate recognition as the internal subject matter expert on GLBA
- Structured responses to cross team inquiries on data handling and privacy obligations
- Faster consensus in risk treatment discussions without senior escalation
- Repeatable method to translate GLBA text into operational controls
- Increased visibility in strategic initiatives involving customer data
The 12 modules (with all 144 chapters)
Module 1. GLBA Title V Overview
Understand the scope and objectives of the Gramm Leach Bliley Act Privacy Rule and Safeguards Rule within modern financial compliance contexts.
12 chapters in this module
- History of GLBA enactment
- Scope of covered institutions
- Core components Title V
- Consumer financial information definition
- Personal identifiable information under GLBA
- Regulatory authorities enforcing GLBA
- FTC GLBA guidance updates
- OCC supervisory expectations
- Federal banking agency roles
- GLBA and related regulations
- Interaction with state laws
- Exemptions and exclusions
Module 2. Safeguards Rule Requirements
Break down the administrative, technical, and physical safeguards mandated for protecting non public personal information.
12 chapters in this module
- Designated individual assignment
- Risk assessment process
- Security program documentation
- Employee training protocols
- Access control standards
- Encryption requirements
- Multi factor authentication
- Network security controls
- Incident response planning
- Third party oversight
- Service provider agreements
- Periodic testing frequency
Module 3. Privacy Rule Compliance
Map customer notice requirements and opt out provisions to real world disclosure practices.
12 chapters in this module
- Initial privacy notice content
- Annual notice delivery
- Exceptions to notice
- Consumer opt out rights
- Categories of recipients
- Affiliated sharing disclosures
- Joint marketing agreements
- Notice timing standards
- Electronic delivery rules
- Internal use exceptions
- Scope of financial products
- Compliance verification steps
Module 4. Risk Assessment Framework
Apply a repeatable method to identify, assess, and document risks to customer information.
12 chapters in this module
- Internal threat modeling
- External threat cataloging
- Physical security review
- Technical vulnerability mapping
- Data flow diagrams
- System boundary definition
- Likelihood rating scale
- Impact assessment matrix
- Risk tolerance thresholds
- Control gap identification
- Risk treatment options
- Documentation standards
Module 5. Vendor Oversight
Implement due diligence and monitoring practices for third parties handling customer data.
12 chapters in this module
- Pre engagement screening
- Contractual security terms
- Scope of audit rights
- Right to monitor clauses
- Subcontractor oversight
- Cloud provider due diligence
- Offshore processing risks
- Cybersecurity questionnaires
- Penetration test validation
- Compliance attestation review
- Performance metrics tracking
- Termination triggers
Module 6. Incident Response Integration
Align GLBA safeguards with enterprise incident response plans and reporting obligations.
12 chapters in this module
- Breach definition under GLBA
- Response team roles
- Forensic readiness
- Notification thresholds
- Regulatory reporting timelines
- Law enforcement coordination
- Customer communication templates
- Legal counsel involvement
- Escalation pathways
- Post incident review process
- Lessons learned integration
- Plan testing frequency
Module 7. Access Control Design
Architect least privilege access models for systems handling non public personal information.
12 chapters in this module
- Role based access principles
- User provisioning workflows
- Privileged account controls
- Session timeout settings
- Multi factor adoption
- Authentication logging
- Access review cycles
- Segregation of duties
- Emergency access procedures
- Remote access safeguards
- Privilege creep monitoring
- Automated deprovisioning
Module 8. Encryption Standards
Apply encryption in transit and at rest for data storage and transmission.
12 chapters in this module
- Data classification schema
- Encryption key management
- Key rotation policy
- FIPS compliance status
- TLS version standards
- Database encryption methods
- Email encryption options
- Portable device protection
- Backup media encryption
- Cloud storage configuration
- End to end encryption design
- Decryption access controls
Module 9. Employee Training Program
Develop and deliver role based training that reinforces security behaviors.
12 chapters in this module
- Training frequency requirements
- Content customization by role
- Phishing awareness delivery
- Social engineering examples
- Physical security reminders
- Data handling scenarios
- Remote work policies
- Acceptable use acknowledgment
- Tracking completion status
- Refresher training cycles
- New hire onboarding integration
- Leadership communication role
Module 10. Testing and Monitoring
Establish continuous monitoring and periodic testing to validate control effectiveness.
12 chapters in this module
- Vulnerability scan frequency
- Penetration test scope
- Internal audit coordination
- Control testing intervals
- Findings remediation tracking
- Executive reporting format
- Deficiency severity classification
- Root cause analysis methods
- Corrective action timelines
- Regulatory expectations
- Third party validation
- Automated monitoring tools
Module 11. Compliance Documentation
Assemble and maintain a complete and current GLBA compliance record.
12 chapters in this module
- Compliance program outline
- Risk assessment report
- Safeguards Rule policy
- Privacy notice copies
- Training records
- Vendor due diligence files
- Incident logs
- Testing results compilation
- Audit findings register
- Remediation status reports
- Executive attestation
- Document retention schedule
Module 12. Strategic Influence Development
Position yourself as a trusted advisor on GLBA across departments and leadership levels.
12 chapters in this module
- Early engagement tactics
- Cross functional communication
- Risk language translation
- Stakeholder mapping
- Influence without authority
- Peer advisory role
- Executive briefing style
- Consensus building methods
- Pre meeting preparation
- Follow up documentation
- Reputation reinforcement
- Thought leadership contributions
How this maps to your situation
- Responding to internal audit findings
- Supporting vendor due diligence
- Updating privacy notices annually
- Aligning with incident response plans
Before vs. after
Before
Ad hoc consultation on GLBA, reactive responses to requests, limited influence beyond immediate team
After
Trusted cross functional reference, proactive engagement on initiatives, recognized leadership in privacy compliance
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for completion over 12 weeks with practical integration between lessons.
If nothing changes
Remaining a behind the scenes contributor limits visibility, slows career progression, and defers critical input on data handling decisions.
How this compares to the alternatives
Generic compliance training covers broad topics without GLBA depth. Public webinars offer limited interaction. This course delivers targeted, actionable GLBA mastery with templates and a personalized implementation playbook not available elsewhere.
Frequently asked
Is this course relevant to non US financial institutions?
Yes, GLBA influences global data handling standards and regulatory expectations, especially for firms interacting with US financial entities or customers.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will I receive a certification upon completion?
No certification is awarded, but the course provides a comprehensive implementation playbook and documentation templates to apply learning directly.
$199 one-time. Approximately 3 hours per module, designed for completion over 12 weeks with practical integration between lessons..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours