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GLBA Safeguards Rule Evidence & Implementation Kit

$249.00
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GLBA Safeguards Rule · Customer Information Security · Evidence & Implementation Kit
Meet the GLBA Safeguards Rule, without decoding the requirements yourself.
Every requirement handed to you as an adopt-ready control, from the qualified individual and risk assessment through encryption, MFA and testing to incident response and board reporting, with the evidence the FTC examines.
Safeguards-ready in a weekend, not a quarter.

Here is the honest situation. The FTC's revised GLBA Safeguards Rule requires financial institutions to run a written information security program with concrete elements: a qualified individual to run it, a written risk assessment, access controls, data inventory, encryption, multifactor authentication, secure development, secure disposal, monitoring and testing, training, service provider oversight, a written incident response plan, FTC breach notification, and an annual report to the board. An institution with general security but no qualified individual, no written risk assessment or no penetration testing is exactly where institutions fall short.

This Kit removes the guesswork. It is the Safeguards Rule written as adopt-ready controls you personalize in a weekend, with the evidence the FTC examines.

What you get, the moment you buy

18
Requirements as adopt-ready controls. Every requirement, from the qualified individual and risk assessment through encryption and MFA to incident response and board reporting, written so you personalize and apply it.
18
Evidence-they-examine checklists. For each control, exactly what the FTC examines, plus where institutions fall short, so you close the gap first.
1
Safeguards Control Matrix, pre-built. Every requirement in a working spreadsheet, ready to record status, owner and evidence location.
1
Gap & Readiness Assessment. Score each requirement and the workbook returns your readiness as a single percentage, and exactly what to fix next.

Grounded in the FTC's GLBA Safeguards Rule, with the qualified individual, the written program and risk assessment, access controls, encryption, multifactor authentication, secure development, disposal, monitoring and testing, training, service provider oversight, incident response, FTC breach notification and board reporting called out. Editable Word and Excel files.

The revised Rule made the elements specific
The updated Safeguards Rule replaced general expectations with specific requirements: a named qualified individual, a written risk assessment, encryption, multifactor authentication, penetration testing, an incident response plan, FTC breach notification and an annual board report. Vague compliance no longer passes. This Kit builds each specific element into a control with the evidence the FTC asks for.

What one control looks like

This is confirming how the Rule applies, where scope begins. All 18 are built to this depth.

GLBA-1 Confirm how the Safeguards Rule applies SCOPE
Put this control in place

Determine and document how the GLBA Safeguards Rule applies to [your organization name] as a financial institution under the FTC's definition, identifying the customer information in scope, so scope is clear and the organization can evidence its applicability assessment.

Regulatory note.

The GLBA Safeguards Rule requires FTC-regulated financial institutions to protect customer information through an information security program.

Evidence the FTC examines
  • An applicability assessment against the Safeguards Rule
  • Customer information in scope
  • Records of the determination
Common finding they raise: An organization does not assess whether the Safeguards Rule applies to it.

Why this is not another template pack

  • The evidence is the point. A required element you cannot evidence is a compliance gap. This tells you what the FTC examines and where institutions fall short, for every requirement.
  • Risk assessment, MFA and testing built in. The written risk assessment, multifactor authentication and penetration testing are written into the controls, the substance the Rule requires.
  • Built on a mapped compliance corpus, not one person's opinion, from a graph of thousands of controls across standards.
  • It compounds. The Safeguards Rule aligns with NIST and ISO security, so this work feeds your wider security program.

Who buys this

FTC-regulated financial institutions, from lenders to fintechs and auto dealers, and their security and compliance leads. Whether it is a first alignment or a readiness pass, you save weeks and walk in with the qualified individual, risk assessment and safeguards structured.

By the end of the weekend you will have
✓  An adopt-ready control for all 18 requirements
✓  A completed safeguards control matrix
✓  The evidence the FTC examines
✓  Your qualified individual, risk assessment and MFA in place
✓  A readiness percentage and a fix list
✓  The testing, incident and reporting gaps closed

Common questions

Is it really editable? Yes. Word and Excel files you own and adapt. No portal, no subscription.

Does it cover the qualified individual and board report? Yes. Designating the qualified individual and the annual written report to the board are built as controls.

Does it cover encryption and MFA? Yes. Encryption at rest and in transit and multifactor authentication are built as controls.

Is this legal advice? No. It is an implementation toolkit grounded in the Safeguards Rule. For a specific matter consult counsel; this gets your controls and evidence in order fast.

What if it is not for me? A 30-day money-back guarantee.

Do not face the FTC with a program you cannot show.
Every Safeguards Rule requirement is fast to adopt with the Kit. It is instant, and it is guaranteed.
Add it to your cart and be Safeguards-ready this weekend.

Instant digital download · 30-day money-back guarantee · The Art of Service Pty Ltd, GPO Box 2673, Brisbane QLD 4001 · support@theartofservice.com

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