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Influence Across Multiple Compliance Functions with MiFID II Implementation Expertise

$199.00
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What do you take away from the Influence Across Multiple Compliance course?

Deliver standardized MiFID II-compliant code modules adopted by multiple teams Become the internal reference for transaction reporting logic in VBA environments Shape how compliance rules are translated into automated workflows across departments Reduce rework by designing reusable templates aligned with audit expectations Extend influence beyond development into regulatory operations planning.

How does this map to your situation?

Implementing first MiFID II-compliant VBA module Rolling out template across asset classes Responding to audit findings Expanding to new regulatory frameworks.

What's included with your purchase?

12 modules with 12 chapters each (144 chapters) Downloadable templates and worked examples for every module Hand-built implementation playbook delivered alongside course access 30-day money-back guarantee.

What does the Influence Across Multiple Compliance cover on delivery and format?

Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access. Time investment: Approximately 3 hours per module, with self-paced access.

How does this compare to the alternatives?

Generic VBA courses don’t address regulatory implementation. Public MiFID II trainings skip developer execution. This course bridges both with precise, reusable code patterns.

What does the Influence Across Multiple Compliance cover on frequently asked?

Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.

How is the Influence Across Multiple Compliance delivered?

The Influence Across Multiple Compliance is fully self-paced with immediate online access after enrolment. Access does not expire and future updates are included at no cost. A certificate of completion is issued by The Art of Service when you finish.

How much does the Influence Across Multiple Compliance cost?

The Influence Across Multiple Compliance is $199 as a one time payment. There is no subscription and no hidden fee. Enrolment carries a 30 day satisfied or refunded guarantee, so it can be assessed in full before you commit.

Closely related courses: Influence Across Business Units with MiFID II Expertise, Influence across more business units with MiFID II, Influence in MiFID II Technical Decisions, Influence in MiFID II Decision Circles.

More answers: what you get with every course, refund policy, all help answers.

A tailored course, built for your situation

Influence Across Multiple Compliance Functions with MiFID II Implementation Expertise

Turn precision in MiFID II execution into broader impact across regulatory technology teams

$199 one-time
24-hour access provisioning 30-day money-back guarantee Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.

Who this is for

VBA Developer in financial services with experience in compliance-adjacent systems, operating at the intersection of regulatory requirements and automation

Who this is not for

Developers working outside regulated financial environments or those not engaged with transaction reporting or compliance controls

What you walk away with

  • Deliver standardized MiFID II-compliant code modules adopted by multiple teams
  • Become the internal reference for transaction reporting logic in VBA environments
  • Shape how compliance rules are translated into automated workflows across departments
  • Reduce rework by designing reusable templates aligned with audit expectations
  • Extend influence beyond development into regulatory operations planning

The 12 modules (with all 144 chapters)

Module 1. MiFID II Transaction Reporting Fundamentals
Understand the core transaction reporting obligations under MiFID II that drive developer requirements in asset management and brokerage platforms.
12 chapters in this module
  1. Scope of MiFID II RTS 23
  2. Reporting obligations timeline
  3. Instrument classification rules
  4. Entity roles: ARM vs TRU
  5. Data fields: Mifir vs Mifid
  6. Approved Publication Arrangements
  7. LEI and FIGI usage
  8. UTP and UTI construction
  9. Double counting prevention
  10. National Competent Authority rules
  11. Backload vs live reporting
  12. Validation failure handling
Module 2. Mapping Reporting Logic to VBA Workflows
Translate MiFID II data requirements into automated VBA processes with structured data outputs.
12 chapters in this module
  1. Extracting trade data accurately
  2. Time zone normalization
  3. Price and quantity formatting
  4. Counterparty LEI validation
  5. Venue classification logic
  6. Reporting obligation flags
  7. Delta detection mechanisms
  8. Error logging structure
  9. Batch processing timing
  10. Data aggregation patterns
  11. File naming conventions
  12. Secure handoff protocols
Module 3. Designing Reusable Compliance Templates
Build modular VBA components that standardize MiFID II reporting across desks and asset classes.
12 chapters in this module
  1. Template scope definition
  2. Parameterized reporting modules
  3. Version control strategy
  4. Shared function libraries
  5. Environment-specific configs
  6. Audit trail integration
  7. Metadata tagging system
  8. Cross-region adaptability
  9. Error recovery design
  10. Change impact analysis
  11. Dependency mapping
  12. User access model
Module 4. Validating Output Against ESMA Standards
Implement validation checks that mirror ESMA’s data quality expectations before submission.
12 chapters in this module
  1. Completeness checks
  2. Consistency validation
  3. Uniqueness verification
  4. Plausibility testing
  5. Timeliness assessment
  6. LEI format validation
  7. Price reasonableness
  8. Currency validation
  9. Trade type logic
  10. Unexpected null handling
  11. Duplicate detection
  12. Gap analysis framework
Module 5. Automating Reconciliation Processes
Sync internal trade records with regulatory submissions using automated comparison workflows.
12 chapters in this module
  1. Golden copy definition
  2. Daily delta matching
  3. Exception flagging logic
  4. Reprocessing queue design
  5. Source system latency
  6. Manual override controls
  7. Reconciliation SLA setup
  8. Audit-ready logging
  9. Automated alert system
  10. Status reporting format
  11. Root cause tagging
  12. Escalation path mapping
Module 6. Extending Control Logic to New Business Lines
Adapt existing MiFID II templates to support derivatives, fixed income, and private markets.
12 chapters in this module
  1. Derivatives classification
  2. OTC trade handling
  3. Clearing member logic
  4. Collateral reporting links
  5. Repo transaction rules
  6. Fund structure mapping
  7. NAV reporting links
  8. Currency conversion rules
  9. Cost basis tracking
  10. Tax wrapper identification
  11. Jurisdiction-specific filters
  12. Multi-tier reconciliation
Module 7. Integrating with Regulatory Technology Platforms
Connect VBA outputs to enterprise regtech systems using secure, auditable handoffs.
12 chapters in this module
  1. API handoff patterns
  2. Flat file transfer protocol
  3. Encryption standards
  4. Access logging
  5. Payload structure
  6. Version compatibility
  7. Error retry logic
  8. Monitoring integration
  9. Data retention rules
  10. Schema evolution handling
  11. Cross-platform testing
  12. Fallback mechanisms
Module 8. Designing Audit-Ready Artefacts
Structure documentation and logs to withstand regulatory scrutiny and internal reviews.
12 chapters in this module
  1. Control mapping documentation
  2. Change approval trail
  3. User access logs
  4. Data lineage tracking
  5. Output verification steps
  6. Exception handling logs
  7. Version deployment records
  8. Peer review documentation
  9. Environment sync logs
  10. DR testing records
  11. Vendor dependency logs
  12. Retirement process
Module 9. Leading Cross-Functional Implementation
Coordinate with compliance, legal, and operations teams to deploy standardized solutions.
12 chapters in this module
  1. Stakeholder identification
  2. Requirement gathering format
  3. Feedback integration
  4. Change communication
  5. Training plan design
  6. Support model setup
  7. Handover documentation
  8. Escalation process
  9. Knowledge transfer
  10. Post-launch review
  11. Metrics definition
  12. Continuous improvement
Module 10. Scaling Templates Across Regions
Adapt templates for local market rules while preserving core compliance integrity.
12 chapters in this module
  1. Local tax treatment
  2. Currency formatting
  3. Holiday calendar impact
  4. Local authority rules
  5. Language support
  6. Time zone coordination
  7. Entity structure variation
  8. Local filing deadlines
  9. Regional data fields
  10. Cross-border reporting
  11. Local audit expectations
  12. Regional stakeholder map
Module 11. Optimizing Performance at Scale
Ensure VBA modules perform efficiently when processing high-volume transaction batches.
12 chapters in this module
  1. Memory management
  2. Loop optimization
  3. Data filtering strategy
  4. Error handling speed
  5. Logging efficiency
  6. Batch sizing
  7. Parallel processing
  8. Disk I/O reduction
  9. Code profiling
  10. Garbage collection
  11. Session timeout handling
  12. Failover resilience
Module 12. Establishing Developer-Led Governance
Own the evolution of compliance automation standards across the organization.
12 chapters in this module
  1. Change control process
  2. Peer review standards
  3. Template certification
  4. Version deprecation
  5. Community support model
  6. Feedback loop integration
  7. Roadmap coordination
  8. Cross-team alignment
  9. Best practice dissemination
  10. Lessons learned tracking
  11. Metrics reporting
  12. External trend monitoring

How this maps to your situation

  • Implementing first MiFID II-compliant VBA module
  • Rolling out template across asset classes
  • Responding to audit findings
  • Expanding to new regulatory frameworks

Before vs. after

Before
Working in isolation on compliance automation, with limited adoption beyond immediate team.
After
Leading the design of reusable templates that shape how multiple business units implement MiFID II logic.

What's included with your purchase

  • 12 modules with 12 chapters each (144 chapters)
  • Downloadable templates and worked examples for every module
  • Hand-built implementation playbook delivered alongside course access
  • 30-day money-back guarantee

Delivery and format

  • Course and learning environment access provisioned within 24 hours of purchase
  • Hand-built implementation playbook delivered alongside course access

Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.

Time investment: Approximately 3 hours per module, with self-paced access.

If nothing changes
Continuing with one-off scripts means missing the chance to standardize practices across teams and remain confined to execution-only roles.

How this compares to the alternatives

Generic VBA courses don’t address regulatory implementation. Public MiFID II trainings skip developer execution. This course bridges both with precise, reusable code patterns.

Frequently asked

Is this course focused on development or compliance theory?
Entirely development-focused, how to implement, validate, and scale MiFID II logic in VBA with production-ready patterns.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help with audit readiness?
Yes, each module includes documentation and logging practices that support audit defense and peer review.
$199 one-time. Approximately 3 hours per module, with self-paced access..

Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.

30-day money-back guarantee· 144 chapters· Hand-built playbook included· Account access within 24 hours
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