A tailored course, built for your situation
Influence Across More Business Units with Basel III
Turn compliance mastery into cross-functional leadership
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Being the go-to person for operational compliance but not being tapped for cross-business input
The situation this course is for
Skilled practitioners often stay siloed because their expertise isn’t easily transferable across functions or visible to senior leaders outside their immediate domain.
Who this is for
Senior compliance and operations professionals in global financial institutions who are expected to uphold regulatory standards while coordinating across teams and regions
Who this is not for
Individuals looking for introductory material on Basel III or those not involved in cross-team coordination or operational execution of regulatory frameworks
What you walk away with
- Recognized authority on Basel III implementation across business units
- Structured documentation that reduces rework and increases reusability
- Proactive inclusion in discussions across risk, finance, and control functions
- Clear audit trail and control mapping accepted across departments
- Ability to lead alignment sessions without escalation
The 12 modules (with all 144 chapters)
Module 1. Basel III Fundamentals in Practice
Ground your work in the actual mechanics of Basel III, not summaries or interpretations. Build your internal reference using original source language and applied examples from real implementations.
12 chapters in this module
- Origins of Basel III
- Core pillars explained
- Scope of application
- Applicability at Macquarie
- Key definitions verbatim
- Pillar 1 capital requirements
- Pillar 2 supervisory review
- Pillar 3 disclosures
- FRTB overview
- CRR vs CVA
- Output floor mechanics
- Leverage ratio baseline
Module 2. Control Mapping to Business Units
Map Basel III controls directly to operational workflows across treasury, lending, and trading desks, enabling consistent interpretation and execution.
12 chapters in this module
- Identify responsible teams
- Map control to function
- Define handoff points
- Document decision trails
- Standardize control owners
- Flag cross-unit risks
- Align reporting cadence
- Integrate with SOX
- Link to ICAAP
- Use ServiceNow fields
- Tag Jira compliance tasks
- Trace to audit logs
Module 3. Operationalizing Capital Calculations
Translate regulatory math into working spreadsheets and documented logic that hold up in review cycles and team transitions.
12 chapters in this module
- Input data sources
- Risk-weighted assets
- CREDIT risk factors
- Market risk inputs
- CVA adjustments
- FRTB delta calculations
- Default risk charges
- Sensitivity metrics
- Backtesting cycles
- Model validation steps
- Review frequency
- Documentation standards
Module 4. Pillar 3 Disclosure Workflows
Build repeatable processes for accurate, timely disclosures that meet APRA and global expectations without last-minute effort.
12 chapters in this module
- Disclosure calendar
- Data collection plan
- Source system mapping
- Validation rules
- Approval chains
- Version control
- Audit trail setup
- Public report format
- Confidential annexes
- Regulatory submission
- Feedback integration
- Disclosure playbook
Module 5. Cross-Unit Alignment Tactics
Lead alignment sessions with confidence using structured templates and precedent-based arguments that reduce debate and speed consensus.
12 chapters in this module
- Stakeholder map
- Pre-read templates
- Conflict anticipation
- Framework cold recall
- Precedent library
- Escalation paths
- Decision logging
- Minutes with actions
- Follow-up cadence
- Consent mechanisms
- Disagreement handling
- Outcome tracking
Module 6. Documentation That Scales
Create living artefacts that survive team changes and leadership shifts, becoming the default source for new hires and adjacent teams.
12 chapters in this module
- Template structure
- Version naming
- Storage locations
- Access controls
- Review triggers
- Change logs
- Approval workflow
- Retirement process
- Cross-reference index
- Searchability tips
- Metadata tagging
- Integration with SharePoint
Module 7. Vendor Oversight Using Basel III
Apply Basel III control expectations to third parties handling capital-critical functions, ensuring compliance doesn’t outsource trust.
12 chapters in this module
- Vendor risk tiers
- Control alignment
- Audit rights
- Performance SLAs
- Reporting obligations
- Onsite access
- Penalty clauses
- Exit planning
- Transition support
- Compliance attestations
- Subcontractor rules
- Vendor playbook
Module 8. Internal Audit Readiness
Anticipate internal review focus areas and prepare documentation packages that answer questions before they're asked.
12 chapters in this module
- Audit timing cycles
- Sample selection logic
- Evidence requirements
- Control testing
- Exception handling
- Remediation plans
- Follow-up audits
- Audit communication
- Finding classification
- Pre-audit checklists
- Post-audit reporting
- Audit playbook
Module 9. Regulatory Engagement Preparation
Prepare for APRA and global regulator touchpoints with narrative precision, clear evidence trails, and documented rationale.
12 chapters in this module
- Regulator types
- Engagement calendar
- Briefing package
- Q&A prep
- Escalation flow
- Position statements
- Past finding review
- Tone guidance
- Follow-up process
- Compliance calendar
- Regulator playbook
- Feedback loop
Module 10. Change Management in Regulatory Updates
Lead updates to Basel III implementation without disruption, using structured change control that maintains compliance during transition.
12 chapters in this module
- Update detection
- Impact assessment
- Stakeholder notification
- Change approval
- Implementation plan
- Testing approach
- Rollback steps
- Training needs
- Communication plan
- Version migration
- Transition checklist
- Post-update review
Module 11. Building a Compliance Knowledge Base
Assemble a searchable, up-to-date repository of Basel III knowledge that reduces dependency on individuals and increases team resilience.
12 chapters in this module
- Content taxonomy
- Ownership rules
- Update process
- Search optimization
- Linking standards
- Cross-reference tools
- User access
- Feedback mechanism
- Review cycle
- Integration with Databricks
- Power BI dashboards
- Knowledge base playbook
Module 12. Sustaining Cross-Unit Influence
Turn initial wins into lasting influence by embedding your frameworks into team rituals, planning cycles, and leadership expectations.
12 chapters in this module
- Rhythm of review
- Leadership touchpoints
- Metrics that matter
- Success stories
- Team onboarding
- Mentorship paths
- Feedback loops
- Celebration rituals
- Recognition channels
- Influence metrics
- Growth planning
- Legacy documentation
How this maps to your situation
- Preparing for APRA review
- Onboarding new compliance staff
- Responding to internal audit findings
- Leading cross-functional control alignment
Before vs. after
Before
Compliance work happens in silos, with duplication across teams and inconsistent execution under review.
After
Your frameworks are adopted across units, reducing rework and positioning you as the central reference.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for steady progress alongside full-time work.
If nothing changes
Without intentional design, compliance efforts stay reactive and siloed, missing the chance to shape cross-business decisions.
How this compares to the alternatives
Unlike generic Basel III overviews, this course delivers actionable, situation-specific workflows used in global banks to drive consistency and reduce friction across teams.
Frequently asked
Is this course technical or strategic?
It’s execution-focused , designed for practitioners who need to implement and sustain Basel III workflows across teams.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me lead cross-functional projects?
Yes , specifically built to increase your influence across business units using standardized, reusable compliance frameworks.
$199 one-time. Approximately 3 hours per module, designed for steady progress alongside full-time work..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours