A tailored course, built for your situation
Influence in Basel III compliance decisions across client portfolios
Turn regulatory depth into a strategic voice
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior client-facing compliance or risk advisor in a global bank, responsible for interpreting regulatory frameworks and advising on client portfolio risk under stress
Who this is not for
Entry-level compliance staff, auditors focused only on checklists, or technical modelers without client advisory duties
What you walk away with
- Lead peer discussions on Basel III capital treatment with confidence
- Anticipate internal escalations before they arise
- Build client-specific compliance narratives using standardised templates
- Become the go-to advisor for cross-divisional risk queries
- Strengthen executive perception as a decision influencer, not just an implementer
The 12 modules (with all 144 chapters)
Module 1. Basel III and the client advisor's role
Understand how Basel III’s pillars intersect with client portfolio management and where advisors have real decision leverage.
12 chapters in this module
- Origins of Basel III
- Pillar 1 capital ratios
- Pillar 2 supervisory review
- Pillar 3 disclosures
- Liquidity coverage ratio
- Net stable funding ratio
- Capital conservation buffer
- Countercyclical buffer
- Leverage ratio
- Risk-weighted assets
- Internal ratings-based approach
- Standardised approach
Module 2. Mapping client risk to Basel III requirements
Translate client portfolio characteristics into Basel-relevant risk categories and identify compliance leverage points.
12 chapters in this module
- Client segmentation by risk profile
- Exposure classification
- Credit derivatives handling
- Large exposures framework
- Default risk weighting
- Operational risk charge
- Market risk sensitivity
- CVA risk adjustments
- Securitisation exposures
- SME risk treatment
- Retail portfolio structuring
- Derivatives collateral impact
Module 3. Influencing internal capital decisions
Position yourself as a key voice in capital allocation talks by grounding input in Basel logic.
12 chapters in this module
- Capital planning inputs
- Stress testing assumptions
- Internal capital adequacy
- RAROC calculations
- Economic capital models
- Cost of capital benchmarks
- Portfolio rebalancing triggers
- Client-level RWA tracking
- Capital relief strategies
- Hedging effectiveness
- Concentration risk limits
- Divestment impact
Module 4. Constructing defensible compliance narratives
Build compelling, source-backed rationales for client portfolio treatments under Basel scrutiny.
12 chapters in this module
- Narrative structure basics
- Regulatory reference integration
- Peer institution comparisons
- Supervisory feedback logging
- Internal audit alignment
- Escalation paper drafting
- Exception reporting logic
- Rationale versioning
- Client-specific footnotes
- Cross-border treatment
- Currency risk disclosures
- Liquidity stress assumptions
Module 5. Navigating supervisory review cycles
Anticipate and prepare for EBA reviews and national regulator input with precision.
12 chapters in this module
- SREP process overview
- Data quality expectations
- ICAAP documentation
- ILAAP requirements
- Regulatory response timelines
- Material risk identification
- Governance evidence
- Stress scenario selection
- Capital add-on justification
- Portfolio segmentation logic
- Risk migration tables
- Remediation planning
Module 6. Liquidity risk in client relationships
Link client behavior and funding structure to LCR and NSFR outcomes with clarity.
12 chapters in this module
- LCR numerator components
- High-quality liquid assets
- Runoff rate assumptions
- Stable funding sources
- Encumbered assets
- Derivative cash flows
- Collateral rehypothecation
- Maturity laddering
- Funding concentration
- Contingency funding plan
- Stress liquidity needs
- Client contagion risk
Module 7. Advisory voice in vendor and tool selection
Gain influence in choosing platforms that support Basel III compliance with real integration stakes.
12 chapters in this module
- Vendor due diligence checklist
- System interoperability
- Data lineage tracking
- Reporting automation
- Audit trail depth
- Model validation support
- Stress testing integration
- Workflow management
- User role clarity
- Calibration frequency
- Peer benchmark access
- Regulatory update tracking
Module 8. Cross-border compliance influence
Extend your advisory role across jurisdictions where Basel III is applied differently.
12 chapters in this module
- EU vs US implementation
- CRR vs FRB rules
- APRA divergence
- Swiss FINMA approach
- UK PRA standards
- Japanese FSA treatment
- Chinese CBRC alignment
- Local capital buffers
- FX risk handling
- Consolidation scope
- Group-wide supervision
- Subsidiary autonomy
Module 9. Building repeatable advisory artefacts
Create reusable frameworks that compound your time and influence across client reviews.
12 chapters in this module
- Client risk dashboard
- Compliance memo template
- Capital impact calculator
- Exposure tracking sheet
- Stress test input form
- Narrative boilerplate
- Escalation log
- Rationale archive
- Peer comparison table
- Regulator tracking sheet
- Internal Q&A bank
- Portfolio health score
Module 10. Strategic input in client retention
Use Basel-driven insights to shape client tiering and service model decisions.
12 chapters in this module
- Profitability by risk class
- RAROC vs wallet share
- Service cost allocation
- Client exit triggers
- Onboarding due diligence
- Relationship pricing
- Concentration review
- Cross-sell constraints
- Capital-efficient clients
- Portfolio optimisation
- Risk-adjusted retention
- Exit strategy planning
Module 11. Peer leadership without authority
Lead teams and influence outcomes even when you don’t have formal decision power.
12 chapters in this module
- Credibility through consistency
- Pre-mortem framing
- Decision record keeping
- Stakeholder anticipation
- Pre-read construction
- Meeting influence tactics
- Consensus building
- Conflict resolution
- Feedback incorporation
- Delegation tracking
- Escalation timing
- Visibility management
Module 12. Sustaining influence across leadership changes
Build institutional knowledge that survives personnel shifts and maintains your role as anchor.
12 chapters in this module
- Documented decision logic
- Succession rationale
- Knowledge transfer
- Institutional memory
- Process continuity
- Change impact mapping
- Onboarding ramp
- Stakeholder mapping
- Policy version control
- Governance tracking
- Audit trail depth
- Leadership transition plan
How this maps to your situation
- Preparing for SREP review
- Advising on capital-constrained client
- Selecting compliance tooling
- Responding to regulator follow-up
Before vs. after
Before
Advising on client portfolios with general Basel III knowledge, reacting to requests, and deferring to senior risk teams on capital treatment.
After
Proactively shaping capital and compliance decisions, leading peer input, and being consulted early on strategic client risk moves.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 2 hours per module, designed for completion over 3 weeks with client work cycles.
If nothing changes
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How this compares to the alternatives
Generic Basel III e-learning covers principles but not advisory influence. Public workshops lack client-specific context. Internal training focuses on checklists, not decision leadership. This course builds influence in the grey areas where judgment shapes outcomes.
Frequently asked
Who is this course for?
Client advisors and risk-facing roles in global banks who need to shape Basel III outcomes beyond compliance checklists.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help with internal promotions?
It builds visible influence and strategic input, capabilities recognized in senior advancement.
$199 one-time. Approximately 2 hours per module, designed for completion over 3 weeks with client work cycles..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours