A tailored course, built for your situation
Mastering Basel III for AVP Risk and Compliance Practitioners
Build authority in capital adequacy standards with a structured path to internal recognition.
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Being overlooked in key capital adequacy discussions despite deep involvement in implementation.
The situation this course is for
Skilled practitioners often remain in execution roles, even when they possess the insight to guide strategy. Without clear pathways to visibility, their expertise doesn’t translate into influence, especially in complex, regulation-driven environments where the right voice needs to be heard at the right time.
Who this is for
Mid-senior level compliance or risk professional at a global bank, responsible for interpreting and applying Basel III standards in internal reporting, risk assessment, or regulatory readiness cycles.
Who this is not for
Entry-level analysts, board-level executives, or professionals outside financial services regulation. This is not for those seeking high-level summaries or broad overviews of banking rules.
What you walk away with
- Lead internal Basel III alignment sessions with confidence and structured insight
- Become the go-to practitioner for cross-market risk teams on capital adequacy queries
- Deliver audit-ready capital adequacy assessments using a repeatable methodology
- Anticipate reviewer expectations and shape inputs before escalation points
- Build a documented reference library that strengthens team-wide consistency
The 12 modules (with all 144 chapters)
Module 1. Foundations of Basel III Capital Framework
Establish a clear baseline in Basel III’s structure, objectives, and implementation timeline. Understand how Tier 1, Tier 2, and capital buffers are applied in practice across jurisdictions.
12 chapters in this module
- Origins of Basel III post-crisis
- Key objectives of the Basel Committee
- Capital adequacy ratio essentials
- Pillar 1 vs Pillar 2 scope
- Scope of application by asset size
- Regulatory vs economic capital
- Internal vs external reporting timelines
- Jurisdictional variations in adoption
- Treatment of cross-border exposures
- Treatment of securitizations
- Capital conservation buffer role
- Countercyclical buffer mechanics
Module 2. Core Capital Components and Qualification
Dive into the composition and eligibility rules for Tier 1 and Tier 2 capital instruments. Learn how to assess capital quality and regulatory acceptability.
12 chapters in this module
- Common Equity Tier 1 definition
- Additional Tier 1 instruments
- Tier 2 capital instruments
- Capital deductions and adjustments
- Goodwill treatment in capital
- DTC and deferred tax treatment
- Minority interest inclusion
- Hybrid capital instruments
- Loss absorbency mechanisms
- Regulatory capital add-back rules
- Treatment of intangible assets
- Capital instrument disclosure norms
Module 3. Leverage Ratio and Exposure Measurement
Break down the standardized leverage ratio calculation and understand how on- and off-balance sheet exposures are measured and reported.
12 chapters in this module
- Leverage ratio numerator definition
- Exposure measurement methodology
- On-balance sheet exposures
- Derivatives counterparty exposure
- Securities financing transactions
- Credit valuation adjustment
- Off-balance sheet conversion factors
- Treatment of guarantees
- Treatment of commitments
- Treatment of repo agreements
- Treatment of reverse repos
- Treatment of margin loans
Module 4. Standardized Credit Risk Measurement
Apply the Basel III standardized approach to credit risk, including risk weights by exposure class and treatment of sovereign and corporate exposures.
12 chapters in this module
- Standardized risk weights overview
- Sovereign exposure treatment
- Central bank exposure rules
- Multinational development bank risk weights
- Corporate exposure risk weights
- Bank exposure risk weights
- Retail portfolio segmentation
- Secured loan risk weighting
- Unsecured loan risk weighting
- Past due exposure treatment
- Risk weight floor impact
- Regulatory oversight of assignments
Module 5. Internal Ratings-Based Approaches
Understand how banks model probability of default, loss given default, and exposure at default under Basel III’s IRB framework.
12 chapters in this module
- Foundation vs advanced IRB
- Probability of default modeling
- Loss given default modeling
- Exposure at default modeling
- Maturity adjustments
- IRB eligibility criteria
- Internal rating systems
- Default definition standards
- Rating migration analysis
- Portfolio segmentation rules
- Model validation expectations
- Supervisory floor application
Module 6. CVA Risk and Market Adjustments
Analyze how changes in credit valuation adjustments are captured and capitalized under Basel III market risk reforms.
12 chapters in this module
- CVA risk definition
- Standardized CVA calculation
- Base CVA charge
- Stressed CVA charge
- CVA hedging eligibility
- Hedging validation
- Correlation assumptions
- Significance threshold
- CVA exposure frequency
- Master netting agreement impact
- Trade compression effects
- CVA capital relief mechanics
Module 7. Operational Risk Framework
Learn the revised operational risk measurement approach and how it impacts capital allocation and internal loss data reporting.
12 chapters in this module
- Basic indicator approach
- Standardized measurement approach
- Loss severity and frequency
- Internal loss data collection
- Scenario analysis use
- Business line segmentation
- Loss event types
- External data scaling
- Insurance mitigation rules
- Supervisory scaling factor
- Operational risk capital cap
- Transition to SMA
Module 8. Basel III Liquidity Standards
Master the Liquidity Coverage Ratio and Net Stable Funding Ratio requirements and how they shape balance sheet planning.
12 chapters in this module
- LCR numerator components
- LCR denominator components
- High-quality liquid assets
- Cash outflow factors
- Cash inflow recognition
- NSFR required stable funding
- NSFR available stable funding
- Wholesale funding concentrations
- Deposit run-off assumptions
- Liquidity reporting frequency
- Stress scenario assumptions
- Liquidity monitoring metrics
Module 9. Pillar 2 Supervisory Review
Understand how supervisors assess firm-specific risks and require additional capital beyond standardized requirements.
12 chapters in this module
- ICAAP fundamentals
- Supervisory review process
- Internal capital assessment
- Stress testing integration
- Governance expectations
- Risk identification process
- Capital planning cycle
- Internal escalation protocols
- Capital shortfalls remediation
- Supervisory expectations
- Pillar 2 guidance updates
- Regional variations in SREP
Module 10. Basel III Implementation Roadmap
Apply a step-by-step method to deploy Basel III compliance across functions, teams, and reporting cycles.
12 chapters in this module
- Gap assessment planning
- Control mapping exercise
- Stakeholder engagement plan
- Data sourcing strategy
- Reporting line ownership
- Internal audit alignment
- Training rollout schedule
- Pilot implementation
- Feedback collection method
- Policy documentation process
- Version control system
- Regulatory change tracking
Module 11. Cross-Jurisdictional Compliance
Navigate differences in Basel III adoption across key markets including US, EU, UK, and Asia-Pacific.
12 chapters in this module
- US implementation approach
- European banking authority role
- UK PRA standards
- APRA capital adequacy
- Swiss FINMA rules
- Japanese FSA treatment
- Canadian OSFI approach
- G-SIB surcharge variations
- Domestic systemically important banks
- Local capital buffer rules
- Enforcement actions comparison
- Reporting format harmonization
Module 12. Sustaining Basel III Excellence
Build systems that preserve compliance knowledge, adapt to updates, and elevate team-wide performance.
12 chapters in this module
- Knowledge transfer planning
- Playbook version control
- Expert rotation model
- Regulatory monitoring role
- Update communication process
- Change impact assessment
- Training module refresh
- Internal certification design
- Audit trail maintenance
- Lessons learned integration
- Succession planning
- Firm-wide benchmarking
How this maps to your situation
- After the first regulatory review cycle
- During internal capital planning season
- When new team members join the risk function
- Before quarterly capital adequacy reporting
Before vs. after
Before
Relies on fragmented internal resources and ad-hoc guidance to interpret Basel III requirements.
After
Leads internal discussions with a structured, documented approach and becomes the first call for cross-market teams.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 4 hours per module, designed to fit around core responsibilities.
If nothing changes
Continuing without a structured Basel III mastery path means remaining in execution mode, missing opportunities to shape policy inputs and gain visibility in strategic reviews.
How this compares to the alternatives
Unlike generic webinars or public training, this course delivers a structured, role-specific path with real-world applications and documented methodology tailored to senior practitioners in global banking.
Frequently asked
Is this course suitable for someone at my level?
Yes. It’s designed specifically for mid-senior practitioners like AVPs who apply Basel III in daily work but want to transition from execution to influence.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Does it cover regional variations in Basel III?
Yes. Module 11 details implementation differences across US, EU, UK, and APAC jurisdictions.
$199 one-time. Approximately 4 hours per module, designed to fit around core responsibilities..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours