A tailored course, built for your situation
Mastering Basel III for Software Engineers in Financial Institutions
Build compliance-aware systems with precision and confidence
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Software engineer in a regulated financial institution working at the intersection of code, compliance, and risk controls
Who this is not for
Engineers working outside financial services or those not involved in systems subject to capital adequacy or risk reporting requirements
What you walk away with
- Map Basel III risk requirements directly to system design decisions
- Produce documentation that satisfies both engineering and compliance reviewers on first submission
- Reduce rework cycles by aligning code outputs with audit expectations from the start
- Speak confidently across risk, architecture, and compliance teams using shared, standards-based language
- Ship features faster by avoiding late-stage control rejections
The 12 modules (with all 144 chapters)
Module 1. Basel III and the Software Engineer’s Role
Understand how capital adequacy, leverage ratios, and liquidity standards translate into technical requirements.
12 chapters in this module
- What Basel III means for code
- Where engineers fit in the control chain
- Key obligations: CRR and CRD
- Scope of application in group systems
- Impact on data flow design
- Control expectations by layer
- Linking code to risk outputs
- Common misalignments to avoid
- Audit touchpoints by module
- Traceability from input to report
- Documenting design intent
- Versioning compliance-critical code
Module 2. Risk Weighted Assets in Practice
Implement accurate, auditable RWA calculations with traceable logic and validation layers.
12 chapters in this module
- RWA by asset class
- Exposure measurement methods
- On-balance vs off-balance treatment
- Derivatives: CEM and SA-CCR
- Collateral handling logic
- Thresholds and limits in code
- Validation of intermediate outputs
- Treatment of exposures to central counterparties
- Currency and tenor adjustments
- FX risk in RWA pipelines
- Debugging RWA drift
- Version control for RWA models
Module 3. Leverage Ratio Compliance for Systems
Design systems that support transparent, repeatable leverage calculations without over-reporting.
12 chapters in this module
- Definition of Tier 1 capital
- Exposure measure components
- On-balance sheet grossing
- Derivatives notional handling
- Securities financing transactions
- Accounting for guarantees
- Treatment of unsettled trades
- Gross vs net presentation logic
- Systemic risk buffers
- Reporting frequency alignment
- Data lineage for leverage outputs
- Audit trail requirements
Module 4. Liquidity Coverage Ratio Foundations
Build systems that support accurate LCR data aggregation with high fidelity and timeliness.
12 chapters in this module
- Stock vs flow measurement
- High-quality liquid assets (HQLA)
- Classification of HQLA tiers
- Outflow and inflow assumptions
- Counterparty categorization logic
- Stress scenario inputs
- Time bucketing in reporting
- Concentration limits in code
- Data freshness checks
- Cash flow forecasting logic
- Validation of LCR numerator
- LCR denominator design
Module 5. CVA Risk and Capital Charges
Integrate CVA capital requirements into pricing and counterparty risk systems.
12 chapters in this module
- CVA definition and use cases
- Exposure at default logic
- Probability of default inputs
- Calculation of potential future exposure
- FVA adjustments in pricing
- CVA volatility adjustments
- Hedging implications
- Model validation touchpoints
- Backtesting with historical rates
- Treatment of netting sets
- Collateral agreement mapping
- CVA capital add-ons
Module 6. Standardized Credit Risk Frameworks
Implement the Standardized Approach for credit risk with consistent, defensible logic.
12 chapters in this module
- Risk weights by counterparty
- Treatment of sovereign exposures
- Bank and corporate risk weights
- Retail exposures classification
- Securitization exposures
- Equity holdings
- Maturity adjustments
- Diversification benefits
- Large exposures framework
- Single name concentration checks
- Reporting thresholds
- Systemic importance flags
Module 7. Internal Ratings-Based Approaches
Support IRB systems with clear, auditable PD, LGD, and EAD logic.
12 chapters in this module
- PD modeling fundamentals
- LGD estimation inputs
- EAD for committed facilities
- Default definitions in code
- Historical observation windows
- Portfolio segmentation
- Through-the-cycle adjustments
- Model governance interfaces
- Stress testing integration
- Backtesting requirements
- IRB vs standardized switch logic
- Internal audit access points
Module 8. Operational Risk Charges
Handle operational risk capital calculations under Basel III with accurate event data.
12 chapters in this module
- Basic indicator approach
- Standardized measurement approach
- Business line classification
- Internal loss data collection
- External scenario inputs
- Scenario analysis integration
- Loss event severity bands
- Frequency models in code
- Dilution factors
- Mitigating controls
- Risk scaling factors
- Aggregation logic
Module 9. Compliance by Design Patterns
Embed Basel III requirements directly into architectural blueprints and CI/CD pipelines.
12 chapters in this module
- Early requirements capture
- Control-aware user stories
- Automated compliance checks
- Policy-as-code integration
- Control tagging in Jira
- Pre-commit validation hooks
- Audit trail generation
- Version-controlled control logic
- Design pattern libraries
- Peer review checklists
- Compliance test suites
- Release gate requirements
Module 10. Cross-Module Integration and Testing
Ensure consistency across RWA, leverage, and liquidity systems with integrated test frameworks.
12 chapters in this module
- Test environment design
- Golden dataset creation
- Cross-module reconciliation
- Data consistency checks
- Control threshold validation
- Breakpoint simulation
- Recovery logic testing
- Model boundary verification
- Concurrency handling
- Time series alignment
- Schema evolution planning
- Rollback preparedness
Module 11. Audit and Review Readiness
Produce documentation and outputs that stand up to internal and external scrutiny.
12 chapters in this module
- Audit scope by module
- Evidence collection workflow
- Traceability matrix setup
- Version control as proof
- Design decision logs
- Peer review records
- Compliance test results
- Change impact summaries
- Regulatory Q&A prep
- Third-party review readiness
- Document retention policies
- Automated artifact generation
Module 12. Continuous Improvement and Updates
Stay ahead of Basel III revisions with adaptive systems and feedback loops.
12 chapters in this module
- Tracking regulatory changes
- Impact assessment workflow
- Technical debt and controls
- Iterative update cycles
- Stakeholder alignment meetings
- Change control integration
- Backward compatibility
- Deprecation planning
- Knowledge transfer protocols
- Training for new hires
- Feedback from audits
- Benchmarking against peers
How this maps to your situation
- When aligning code with capital adequacy rules
- While designing risk data pipelines
- During audit preparation cycles
- After regulatory updates are published
Before vs. after
Before
Delivering code that meets functional needs but requires multiple review cycles to clear compliance checks
After
Shipping systems that satisfy both engineering and risk teams the first time, with clear traceability to Basel III requirements
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed to fit around core development work
How this compares to the alternatives
Unlike generic compliance overviews or high-level regulatory summaries, this course delivers line-by-line implementation guidance tailored to software engineers working in financial institutions subject to Basel III.
Frequently asked
Is this course only for senior engineers?
No. It’s for any engineer involved in systems that feed risk or capital reports, regardless of seniority level.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Does this cover Basel IV?
The course focuses on Basel III as implemented today. Updates related to Basel IV (output floor, capital floor) are covered in the continuous improvement module.
$199 one-time. Approximately 3 hours per module, designed to fit around core development work.
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours