A tailored course, built for your situation
Mastering Basel III for Software Engineers in Financial Services
Build regulatory-grade systems with precision and confidence
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Spending too much time revising code to meet compliance reviewers’ expectations?
The situation this course is for
Engineers in financial services often face delayed sign-offs because implementations don’t fully align with Basel III expectations on first submission. Subtle gaps in control mapping or data traceability trigger rework cycles, slowing delivery and diluting impact.
Who this is for
Software Engineer in financial services working on systems that must comply with Basel III requirements, seeking to increase output quality and reduce revision loops.
Who this is not for
This is not for compliance auditors, risk officers, or managers seeking high-level overviews. It's designed specifically for hands-on engineers building systems that must satisfy Basel III controls.
What you walk away with
- Produce code that satisfies Basel III data, reporting, and control requirements on first submission
- Map technical implementation directly to Basel III control objectives with confidence
- Reduce rework cycles caused by misalignment between engineering output and compliance review expectations
- Deliver traceable, auditable artefacts with built-in defensibility
- Strengthen credibility with compliance and risk stakeholders through higher-quality output
The 12 modules (with all 144 chapters)
Module 1. Basel III Fundamentals for Engineers
Understand the core pillars, Pillar 1, Pillar 2, Pillar 3, and how they translate into system requirements for capital adequacy, liquidity, and disclosure.
12 chapters in this module
- What Basel III regulates
- Pillar 1 minimum capital rules
- Pillar 2 supervisory review
- Pillar 3 market discipline
- Scope of application
- Internal capital adequacy process
- Liquidity Coverage Ratio basics
- Net Stable Funding Ratio intro
- Leverage ratio requirements
- Risk-weighted asset calculations
- Operational risk capital
- Counterparty credit risk
Module 2. From Regulation to Code
Translate Basel III clauses into technical specifications and data models with precision.
12 chapters in this module
- Identifying code-relevant clauses
- Mapping control requirements to system design
- Data lineage for compliance artefacts
- Event logging for audit trails
- Schema design for transparency
- APIs for regulatory reporting
- Version control for compliance
- Handling jurisdictional differences
- Change management under Basel III
- Integrating control checks in CI/CD
- Test coverage for capital models
- Automated compliance validation
Module 3. Data Integrity and Traceability
Ensure data used in capital and liquidity calculations is accurate, complete, and verifiable.
12 chapters in this module
- Source system validation
- Data provenance tracking
- Immutable audit logs
- Timestamp consistency
- Data retention policies
- Reprocessing integrity
- Handling missing data
- Reconciliation controls
- Encryption in transit
- Access logging
- Data ownership mapping
- Error handling in reporting flows
Module 4. Capital Calculation Systems
Build systems that compute RWA, leverage ratio, and capital buffers with defensible logic.
12 chapters in this module
- RWA input validation
- On-balance sheet classification
- Off-balance sheet exposure
- Derivatives netting rules
- Securitisation exposures
- Credit valuation adjustment
- CVA risk capital
- Leverage ratio numerator
- Leverage ratio denominator
- Exposure floor rules
- Internal models approval
- Model governance for engineers
Module 5. Liquidity Systems and LCR
Implement systems that track high-quality liquid assets and outflows under stress scenarios.
12 chapters in this module
- HQLA classification rules
- Eligible asset tiers
- Outflow rate definitions
- Inflow validation
- Stress scenario assumptions
- Stock vs flow reporting
- Currency mismatch risks
- Collateral rehypothecation
- Central bank eligibility
- Reporting frequency logic
- Time bucket alignment
- LCR calculation engine design
Module 6. NSFR Implementation
Design systems that track long-term funding stability and compliance with net stable funding ratios.
12 chapters in this module
- Available stable funding
- Required stable funding
- Asset stability factors
- Liability stability factors
- Residential mortgage treatment
- Unsecured debt classification
- Derivatives cash flows
- Operational deposits
- Wholesale funding rules
- Governance of NSFR data
- NSFR vs LCR alignment
- Edge case handling
Module 7. Reporting and Disclosure
Generate accurate, timely, and auditable regulatory reports required under Basel III.
12 chapters in this module
- Pillar 3 disclosure templates
- Template mapping to data sources
- Confidentiality controls
- Aggregation logic
- Consolidated reporting
- Frequency automation
- Error correction workflows
- Sign-off workflows
- Reviewer access levels
- Report lineage
- Versioned output
- Audit trail integration
Module 8. Control Mapping for Engineering
Link code components directly to Basel III control objectives for audit readiness.
12 chapters in this module
- Control-to-code tracing
- Evidence collection automation
- Ownership assignment
- Testing control logic
- Versioned control mappings
- Automated control checks
- Risk rating alignment
- Control threshold logic
- Exception handling
- Self-assessment templates
- Integration with GRC tools
- Control review workflows
Module 9. Change Management Under Basel III
Manage system updates without breaking compliance alignment.
12 chapters in this module
- Impact analysis
- Compliance sign-off paths
- Version comparisons
- Rollback strategies
- Stakeholder notification
- Emergency change process
- Audit trail updates
- Control revalidation
- Backward compatibility
- Deprecation planning
- Change logging
- Post-implementation review
Module 10. Testing and Validation
Design robust test suites that verify Basel III compliance in production-like environments.
12 chapters in this module
- Test case generation
- Boundary condition testing
- Fault injection
- Performance under load
- Data accuracy checks
- Control logic validation
- Scenario testing
- Parallel run design
- Threshold verification
- Error recovery testing
- Regression test coverage
- Automated compliance checks
Module 11. Cross-Team Collaboration
Work effectively with compliance, risk, and audit teams using shared frameworks.
12 chapters in this module
- Common terminology
- Meeting compliance expectations
- Documentation standards
- Feedback loop integration
- Joint review sessions
- Escalation paths
- Requirements translation
- Clarifying ambiguity
- Stakeholder alignment
- Review cycle optimization
- Evidence packaging
- Iterative improvement
Module 12. Sustaining Compliance Excellence
Maintain high-quality outputs through documentation, playbooks, and continuous improvement.
12 chapters in this module
- Living implementation playbook
- Knowledge transfer
- Onboarding engineers
- Versioned control library
- Compliance debt tracking
- Metrics for quality
- Feedback from audits
- Benchmarking improvements
- Toolchain optimization
- Lessons learned process
- Update planning
- Long-term maintenance
How this maps to your situation
- When building capital calculation modules
- When designing liquidity reporting systems
- When implementing Pillar 3 disclosures
- When upgrading legacy systems under Basel III
Before vs. after
Before
Deliver code that requires multiple revision cycles to meet compliance standards, with unclear alignment to Basel III control expectations.
After
Submit code that passes compliance review on first submission, with clear traceability to Basel III requirements and documented defensibility.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Average completion in 6 weeks with 2 hours per week. 100% self-paced.
If nothing changes
Without a structured approach, engineers risk repeated rework, delayed project timelines, and diminished credibility with compliance stakeholders, especially as regulatory scrutiny intensifies.
How this compares to the alternatives
Unlike generic compliance overviews or executive summaries, this course is built specifically for software engineers, focusing on code-level implementation, traceability, and defensibility under Basel III, with real-world examples and reusable templates.
Frequently asked
Is this course for developers or compliance officers?
It's designed specifically for software engineers building systems that must comply with Basel III requirements.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me pass audits more easily?
Yes, by designing systems with built-in traceability and defensibility, your outputs will meet auditor expectations on first submission.
$199 one-time. Average completion in 6 weeks with 2 hours per week. 100% self-paced..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours