A tailored course, built for your situation
Mastering DORA for Alternative Investment Compliance Leaders
Build defensible, audit-ready operational resilience frameworks with precision
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Compliance and risk practitioners in financial services leading DORA implementation for alternative investment units
Who this is not for
Entry-level analysts or teams focused solely on PCI DSS or SOX without direct DORA accountability
What you walk away with
- Produce DORA-mapped control documentation with fewer review cycles
- Confidently respond to internal and regulator follow-ups using pre-built, source-aligned narratives
- Reduce rework by applying a repeatable quality framework to testing and evidence collection
- Differentiate opinion in cross-functional reviews with precise, on-point references
- Deliver audit packages that close faster due to first-time accuracy
The 12 modules (with all 144 chapters)
Module 1. DORA Foundations for Financial Institutions
Establish a clear baseline of DORA requirements as they apply specifically to alternative investment firms under EBA oversight.
12 chapters in this module
- Scope of DORA applicability
- EBA technical standards overview
- Key timelines and reporting gates
- Mapping to existing internal frameworks
- Defining critical functions
- Third-party dependency thresholds
- Escalation paths for breach reporting
- Internal audit alignment
- Documentation standards
- Evidence retention protocols
- Regulator engagement cycles
- Common misalignments to avoid
Module 2. Operational Resilience Architecture
Design resilient systems with DORA-aligned impact tolerance and recovery targets.
12 chapters in this module
- Setting impact tolerances
- Mapping business services
- Identifying dependencies
- Testing recovery procedures
- Monitoring execution consistency
- Incident escalation design
- Cross-border coordination
- Vendor resilience expectations
- Scenario testing cadence
- Reporting to senior function
- Reviewing third-party attestations
- Updating resilience frameworks
Module 3. ICT Third-Party Risk Mapping
Structure vendor oversight to meet DORA’s enhanced due diligence mandates.
12 chapters in this module
- Classifying critical vendors
- Due diligence thresholds
- Right-to-audit clauses
- Subcontractor transparency
- Cyber resilience testing
- Onsite audit planning
- Vendor incident reporting
- Contractual enforcement points
- Exit strategy requirements
- Ongoing monitoring
- Performance deviation triggers
- Consolidating oversight reports
Module 4. Incident Reporting and Escalation
Streamline detection, classification, and reporting of ICT incidents under Article 22.
12 chapters in this module
- Defining reportable incidents
- Detection mechanisms
- Classification tiers
- Internal triage process
- Regulatory timeframes
- EBA reporting templates
- Cross-border coordination
- Follow-up expectations
- Evidence collection
- Post-incident review
- Trend analysis
- Preventing recurrence
Module 5. ICT Risk Assessment Frameworks
Apply DORA-specific risk assessment models to internal and vendor systems.
12 chapters in this module
- Threat landscape baseline
- Control gap analysis
- Residual risk calculation
- Vendor-specific risks
- Cloud migration risks
- Cyber threat modeling
- Penetration testing scope
- Red team integration
- Reporting findings
- Risk treatment plans
- Tracking remediation
- Executive summaries
Module 6. Control Testing and Evidence Quality
Execute testing that produces regulator-defensible outcomes with minimal rework.
12 chapters in this module
- Test plan structure
- Sampling methodology
- Execution documentation
- Evidence sufficiency
- Deficiency classification
- Remediation tracking
- Internal validation
- Peer review integration
- Audit trail retention
- Cross-functional alignment
- Tool-assisted verification
- Quality assurance checkpoints
Module 7. DORA Reporting to Senior Management
Structure clear, actionable reporting for senior function under Article 29.
12 chapters in this module
- Reporting frequency
- Key metrics to track
- Incident summaries
- Control testing results
- Third-party risk updates
- Resilience testing outcomes
- Resource needs
- Risk appetite alignment
- Remediation timelines
- Escalation triggers
- Documentation standards
- Approval workflows
Module 8. Audit Preparation and Evidence Packaging
Assemble inspection-ready packages that minimize back-and-forth.
12 chapters in this module
- Evidence checklist design
- Narrative consistency
- Cross-referencing standards
- Version control
- Access protocols
- Internal review steps
- Deficiency response planning
- Regulator Q&A prep
- Historical trend inclusion
- Benchmarking data
- Packaging for efficiency
- Post-audit follow-up
Module 9. Cross-Regime Alignment
Map DORA requirements to overlapping regimes like GDPR, MiFID II, and NIS2.
12 chapters in this module
- Common control areas
- Divergent requirements
- Efficiency opportunities
- Documentation overlap
- Testing coordination
- Reporting consolidation
- Training synergy
- Governance alignment
- Change management
- Audit planning
- Resource optimization
- Stakeholder mapping
Module 10. Internal Training and Awareness
Develop targeted programs to maintain DORA compliance across teams.
12 chapters in this module
- Training scope definition
- Role-based modules
- Delivery methods
- Testing comprehension
- Refresher cycles
- Third-party training
- Policy attestation
- Incident simulation
- Feedback collection
- Improvement loops
- Recordkeeping
- Audit readiness
Module 11. Continuous Monitoring and Improvement
Implement feedback loops that sustain DORA compliance over time.
12 chapters in this module
- KPIs and thresholds
- Incident trend tracking
- Control effectiveness
- Remediation velocity
- Stakeholder feedback
- Regulatory updates
- Benchmarking
- Internal audit results
- External validation
- Corrective action plans
- Executive review
- Framework updates
Module 12. Final Implementation Review
Conduct a comprehensive readiness assessment before regulatory engagement.
12 chapters in this module
- Gap analysis
- Evidence completeness
- Narrative coherence
- Stakeholder alignment
- Testing validation
- Reporting readiness
- Incident response check
- Vendor confirmation
- Management sign-off
- Rehearsal drills
- Final documentation
- Lessons learned
How this maps to your situation
- Implementing DORA for first time
- Preparing for audit
- Responding to regulator inquiry
- Improving quality of compliance outputs
Before vs. after
Before
Spending cycles refining DORA documentation, chasing evidence, and responding to internal pushback
After
Producing regulator-ready outputs on the first pass with confidence in their defensibility
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 12 hours total , designed to fit around demanding schedules.
If nothing changes
Continuing with fragmented or rework-heavy DORA compliance increases exposure to regulatory findings, internal credibility loss, and operational inefficiency.
How this compares to the alternatives
Unlike generic compliance courses, this program is tailored to DORA’s exact requirements and structured to eliminate rework through quality-first design.
Frequently asked
Is this course specific to financial institutions under EBA supervision?
Yes, it is built specifically for firms like yours under DORA’s scope as defined by the EBA.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Can I access the materials after completion?
Yes, lifetime access is included with purchase.
$199 one-time. Approximately 12 hours total , designed to fit around demanding schedules..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours