A tailored course, built for your situation
Mastering DORA for Financial Services Compliance Practitioners
A structured path to full operational resilience under DORA requirements
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Struggling to align evolving ICT risk standards with cross-functional compliance demands?
The situation this course is for
DORA introduces sweeping requirements on incident reporting, third-party risk, and resilience testing, often without clear internal playbooks. Teams default to reactive, siloed responses, increasing review cycles and audit exposure.
Who this is for
Mid-level compliance and risk practitioner in financial services managing operational resilience frameworks with exposure to ICT risk, vendor governance, and regulatory reporting.
Who this is not for
Entry-level analysts without direct responsibility for compliance execution, consultants selling generalized governance frameworks, or non-financial sector professionals.
What you walk away with
- Map all DORA requirements directly to internal control frameworks without oversight gaps
- Design and run qualified resilience testing cycles independently
- Structure incident reporting timelines and escalation paths aligned to EBA standards
- Lead vendor due diligence using auditable, repeatable checklists
- Produce a regulator-ready operational resilience file within 30 days
The 12 modules (with all 144 chapters)
Module 1. Understanding DORA’s Scope and Objectives
Establish foundational knowledge of DORA’s mandate, applicability, and core pillars including ICT risk management and incident classification.
12 chapters in this module
- What DORA regulates
- Mapping DORA to MiFID and PSD2
- ICT definition under EBA guidelines
- Thresholds for major incident reporting
- Operational vs financial resilience
- Geographic scope of enforcement
- Key timelines for compliance
- Role of national competent authorities
- EBA’s role in supervision
- Institutional classification under DORA
- Critical vs important functions
- Third-party dependency rules
Module 2. ICT Risk Mapping and Classification
Develop systematic approaches to identify, categorize, and document ICT risks across internal systems and external providers.
12 chapters in this module
- Identifying critical functions
- System dependency mapping
- Vendor risk tiering methodology
- Internal system classification
- Impact scoring framework
- Likelihood assessment model
- Risk register structure
- Ownership assignment rules
- Thresholds for escalation
- Cross-border risk factors
- Cloud infrastructure exposure
- Legacy system vulnerability tagging
Module 3. Incident Detection and Reporting Frameworks
Build detection rules and internal reporting workflows that meet DORA’s 24-hour notification standard.
12 chapters in this module
- Defining a major incident
- Detection logic for breaches
- Internal triage protocol
- 24-hour reporting obligation
- Form reporting structure
- EBA Form D specifications
- Incident timeline documentation
- Escalation to senior management
- Cross-border notification rules
- Evidence preservation checklist
- Root cause analysis method
- Post-incident review cadence
Module 4. Third-Party Risk Oversight
Implement controls for monitoring and auditing third-party providers, especially cloud and managed service vendors.
12 chapters in this module
- Vendor classification criteria
- Due diligence depth by tier
- Contractual clauses for compliance
- Audit rights enforcement
- Sub-contractor oversight
- Cloud provider assessment
- Penetration testing access
- Security control validation
- SLA compliance tracking
- Exit strategy requirements
- Geographic data hosting rules
- Vendor concentration risk
Module 5. Resilience Testing Programs
Design and execute annual resilience testing cycles including threat-led penetration tests and functional recovery drills.
12 chapters in this module
- Annual testing mandate
- Threat-led penetration testing
- Internal vs external testing teams
- Third-party test coordination
- Test scenario development
- Red teaming scope
- Reporting test outcomes
- Deficiency tracking system
- Corrective action timelines
- Independent validation steps
- Executive summary writing
- Regulator-facing documentation
Module 6. Operational Resilience Planning
Integrate DORA requirements into broader business continuity and recovery planning.
12 chapters in this module
- Maximum tolerable downtime
- Recovery time objectives
- Recovery point objectives
- Critical process mapping
- Resource availability planning
- Workaround capability design
- Data replication standards
- Failover testing frequency
- Cross-entity coordination
- External dependency mapping
- Internal communication plans
- Stakeholder notification timelines
Module 7. Documentation and Audit Trail Management
Ensure all compliance activities are documented to support internal audits and supervisory reviews.
12 chapters in this module
- Document retention policy
- Version control for policies
- Centralized evidence storage
- Access control for files
- Audit readiness checklist
- Internal review cycles
- Evidence tagging system
- Cross-referencing controls
- External auditor access
- Document update frequency
- Sign-off procedures
- Change impact assessment
Module 8. Governance and Oversight Responsibilities
Clarify roles and responsibilities for DORA compliance across functions and seniority levels.
12 chapters in this module
- Board accountability framework
- Senior management duties
- Compliance team responsibilities
- ICT function roles
- Risk committee structure
- Escalation protocols
- External reporting lines
- Internal audit function
- External auditor coordination
- Legal department alignment
- Training and awareness programs
- Performance metric tracking
Module 9. Cross-Border Compliance Challenges
Navigate differences in national implementation and supervisory expectations.
12 chapters in this module
- National competent authorities
- EBA oversight authority
- Cross-border incident reporting
- Consistency in testing standards
- Third-country provider rules
- Data localization requirements
- Supervisory cooperation
- Dispute resolution process
- Regulatory divergence tracking
- Group-wide policy alignment
- Local adaptation protocols
- Legal entity coordination
Module 10. Integration with Existing Compliance Frameworks
Align DORA with other regulations such as GDPR, MiFID, and PSD2 without duplication.
12 chapters in this module
- Overlap with GDPR
- Mapping to ISO 27001
- NIST CSF alignment
- SOC 2 integration
- PSD2 security requirements
- MiFID II operational rules
- SOX control intersections
- Crisis management planning
- Business continuity linkage
- Risk appetite statement
- Compliance program unification
- Single source of truth design
Module 11. Regulator Engagement and Supervisory Review
Prepare effectively for supervisory assessments and ongoing dialogue with regulators.
12 chapters in this module
- Supervisory review cycle
- Evidence submission process
- On-site inspection prep
- Regulator Q&A protocol
- Deficiency response drafting
- Corrective action planning
- Follow-up timeline management
- Voluntary disclosure process
- Cooperation recognition
- Peer benchmarking data
- Regulatory expectation tracking
- Internal self-assessment tools
Module 12. Sustaining Compliance Over Time
Maintain compliance through staff changes, system updates, and evolving regulatory expectations.
12 chapters in this module
- Annual compliance review
- Staff training requirements
- Knowledge transfer process
- System change controls
- Policy update cycles
- Lessons learned integration
- Benchmarking against peers
- Continuous improvement loop
- Technology watch process
- Regulatory horizon scanning
- Stakeholder feedback mechanism
- Compliance maturity model
How this maps to your situation
- Preparing for EBA supervisory review
- Implementing DORA across global entities
- Aligning vendor risk with resilience testing
- Building regulator-ready documentation
Before vs. after
Before
DORA compliance managed through ad-hoc coordination, fragmented documentation, and reactive responses to audits or incidents.
After
A unified, proactive compliance program with structured processes, regulator-ready artefacts, and ownership across the lifecycle.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters total)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 12 weeks of part-time study, with one module per week recommended for steady progress.
If nothing changes
Organizations failing to implement DORA fully face supervisory scrutiny, fines, and reputational damage. Without structured internal frameworks, teams remain reactive and vulnerable to escalating oversight.
How this compares to the alternatives
Unlike generic compliance training, this course delivers a DORA-specific implementation blueprint with financial sector context, regulator-tested artefacts, and step-by-step workflows used by leading institutions.
Frequently asked
Who is this course designed for?
Compliance practitioners in financial institutions implementing DORA, particularly those managing operational resilience, third-party risk, or ICT oversight.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Are templates and examples included?
Yes, every module includes downloadable templates and real-world worked examples.
$199 one-time. Approximately 12 weeks of part-time study, with one module per week recommended for steady progress..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours