A tailored course, built for your situation
Mastering DORA for Financial Services Compliance Leaders
How to lead resilient operational frameworks in regulated financial institutions with confidence and clarity.
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
DORA implementation remains fragmented across teams, creating rework and inconsistent regulator responses.
The situation this course is for
Teams are struggling to align compliance, IT, and business continuity under the new DORA requirements. Without a unified approach, documentation lacks consistency, timelines stretch, and reviewers spend more time reconciling than advancing. Practitioners who can bridge these gaps become critical, but few have a structured way to prove authority early and maintain it through execution.
Who this is for
Senior compliance or risk leader in a financial services firm, accountable for cross-functional DORA readiness, seeking to elevate their influence and become the go-to voice in resilience planning.
Who this is not for
Individual contributors focused solely on audit checklists or IT operations without cross-functional scope. This is not a technical controls playbook.
What you walk away with
- Lead DORA implementation conversations with reference-grade confidence
- Produce regulator-ready documentation that doesn't require rework
- Anchor cross-functional alignment using a shared implementation framework
- Anticipate and resolve control mapping conflicts before escalation
- Build a repeatable playbook that strengthens future engagements
The 12 modules (with all 144 chapters)
Module 1. DORA Foundations and Financial Sector Scope
Understand DORA’s purpose, applicability, and core obligations within EU financial services. Define scope based on entity classification and service dependencies.
12 chapters in this module
- What DORA regulates
- Who it applies to
- Key definitions in Article 4
- ICT third-party risk scope
- Oversight authority mapping
- Exemptions and thresholds
- Sector-specific interpretations
- Documentation baseline
- Jurisdictional overlap
- Internal scoping criteria
- Stakeholder identification
- Initial risk register setup
Module 2. Governance and Oversight Frameworks
Design board-level reporting structures that meet DORA’s Article 5 requirements while aligning with existing risk committees and audit cycles.
12 chapters in this module
- DORA Article 5 obligations
- Mapping to current governance
- Role of senior management
- Accountability frameworks
- Escalation paths
- Meeting frequency standards
- Reporting templates
- Delegation of authority
- Internal audit linkage
- Regulator reporting triggers
- Documentation trail
- Review cycle cadence
Module 3. Incident Classification and Reporting
Implement a tiered incident taxonomy that meets DORA Article 8 and EBA guidelines, reducing false positives and ensuring regulator alignment.
12 chapters in this module
- Incident definition scope
- Materiality thresholds
- Classification schema
- Internal logging process
- Reporting timelines
- EBA template mapping
- Escalation workflow
- False positive reduction
- Root cause documentation
- External agency coordination
- Remediation tracking
- Lessons learned integration
Module 4. Operational Resilience Testing
Develop DORA-compliant testing programs under Article 10, including scope definition, frequency, and integration with business continuity planning.
12 chapters in this module
- Testing mandate overview
- Scope definition rules
- Frequency requirements
- Test plan components
- Scenario design principles
- Third-party inclusion
- Outcome evaluation criteria
- Gap tracking process
- Management follow-up
- Documentation standards
- External reviewer prep
- Integration with BCP
Module 5. Third-Party Risk Management
Apply DORA Article 12 requirements to ICT third-party providers, including concentration risk, audit rights, and exit planning.
12 chapters in this module
- ICT provider definition
- Criticality assessment
- Concentration risk rules
- Contractual audit rights
- Exit strategy requirements
- Due diligence scope
- Oversight frequency
- Subcontractor tracking
- Vendor risk tiers
- Onsite assessment triggers
- Documentation completeness
- Regulator inspection readiness
Module 6. ICT Security Controls Mapping
Align existing security frameworks like ISO 27001 and NIST CSF with DORA’s Article 14 security expectations.
12 chapters in this module
- Security control scope
- ISO 27001 alignment
- NIST CSF integration
- Encryption standards
- Access management rules
- Patch management
- Log retention
- Network segmentation
- Threat intelligence
- Vulnerability scanning
- Penetration testing
- Incident response linkage
Module 7. Business Continuity and Recovery
Map DORA Article 15 requirements to existing BCP frameworks, focusing on recovery time objectives and failover testing.
12 chapters in this module
- BCP scope under DORA
- Recovery time thresholds
- Recovery point thresholds
- Failover testing
- Geographic redundancy
- Critical function mapping
- Resource availability
- Data replication
- Communication plan
- External dependency tracking
- Test documentation
- Regulator validation
Module 8. Internal Audit and Assurance
Design an internal audit program that validates DORA compliance annually and addresses gaps in control design and execution.
12 chapters in this module
- Audit mandate source
- Annual review requirement
- Scope determination
- Control testing approach
- Evidence collection
- Gap classification
- Remediation tracking
- Management reporting
- External validation
- Audit trail completeness
- Third-party audit rights
- Follow-up cadence
Module 9. Documentation and Record Keeping
Implement a central documentation system that satisfies DORA Article 20 and supports regulator inspections without rework.
12 chapters in this module
- Records retention rules
- Document types required
- Storage location rules
- Access control
- Version tracking
- Change history
- Audit readiness
- Cross-referencing
- Searchability
- Metadata tagging
- Retention periods
- Decommissioning process
Module 10. Cross-Functional Alignment Playbook
Lead alignment between compliance, IT, risk, and business units using a shared implementation framework and decision log.
12 chapters in this module
- Stakeholder identification
- Role clarification
- Decision log structure
- Change request process
- Conflict resolution
- Progress tracking
- Communication rhythm
- Escalation protocol
- Tooling integration
- Meeting efficiency
- Documentation ownership
- Cross-team reviews
Module 11. Regulator Engagement Strategy
Prepare for EBA and national authority reviews with consistent narratives, evidence trails, and response coordination.
12 chapters in this module
- Regulator types involved
- Inspection triggers
- Entry meeting prep
- Document readiness
- Interview protocol
- Deficiency response
- Follow-up submissions
- Coordination across units
- Tone and positioning
- Evidence trail building
- Internal dry runs
- Post-review reporting
Module 12. Sustainable Compliance Operations
Design a post-implementation program that keeps DORA compliance current, reduces rework, and strengthens institutional knowledge.
12 chapters in this module
- Ongoing monitoring
- Change impact assessment
- Update frequency
- Knowledge transfer
- Onboarding process
- Tooling automation
- Annual review cycle
- Gap tracking
- Benchmarking
- Internal training
- External updates
- Continuous improvement
How this maps to your situation
- Initial DORA scoping
- Cross-functional rollout
- Regulator inspection prep
- Sustained compliance operation
Before vs. after
Before
Fragmented DORA efforts across teams, inconsistent documentation, last-minute scrambles for regulator requests.
After
Unified implementation approach, regulator-ready outputs on demand, and trusted cross-functional leadership.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters total)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for completion over 6 to 8 weeks with real-world application between modules.
If nothing changes
Without structured DORA execution, teams risk repeated rework, inconsistent regulator feedback, and dilution of influence in resilience planning.
How this compares to the alternatives
Unlike generic compliance courses or vendor-specific training, this program delivers a tailored, role-specific framework for owning DORA end to end, without fluff or abstraction.
Frequently asked
Who is this course for?
Senior compliance, risk, or governance leaders in financial services with accountability for DORA implementation.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Is this relevant outside the EU?
While DORA is EU-specific, its resilience principles are shaping global standards, making this valuable for multinational institutions.
$199 one-time. Approximately 3 hours per module, designed for completion over 6 to 8 weeks with real-world application between modules..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours