Mastering Export Compliance and Global Trade Regulations
You're not just managing shipments. You're safeguarding your company’s future. One missed classification. One outdated license. One misaligned form. That's all it takes for a shipment to be seized, for audits to spiral, for your organization to face six-figure penalties and reputational damage. In global trade, compliance isn't a back-office formality-it’s strategic defense. If you’ve ever felt overwhelmed by ever-changing sanctions, confused by jurisdiction overlaps, or anxious about whether your documentation truly holds up under scrutiny-you’re not alone. But this is where it changes. Mastering Export Compliance and Global Trade Regulations transforms your uncertainty into absolute clarity. This isn’t about memorizing rules. It’s about building airtight processes that scale with your business, protect your margins, and earn you a reputation as a trusted trade authority. Sarah Lin, International Trade Manager at a Fortune 500 supply chain firm, used this methodology to reduce her team’s compliance review time by 68%-while simultaneously passing a surprise BIS audit with zero findings. She didn’t hire consultants. She applied the exact frameworks inside this course. From fragmented checklists to a certified, future-proof compliance system in 30 days-this course delivers a board-ready framework that proves your value and protects global operations. Here’s how this course is structured to help you get there.Course Format & Delivery Details Learn On Your Terms-Without Compromise
This course is designed for high-performing professionals who need precision, speed, and unmatched reliability. No fluff. No filler. Just immediate, structured access to elite-level compliance methodology. - Self-paced learning: Start instantly, progress at your own speed, and complete on your timeline.
- Immediate online access: Your enrollment grants full system access the moment you join.
- On-demand platform: No fixed schedules, no webinars to attend, no expiration on your progress.
- Lifetime access: Revisit materials anytime, forever-with all future updates included at no extra cost.
- Global 24/7 access: Study from any device, anywhere in the world, with full mobile compatibility.
Outcomes That Accelerate Your Career
Most learners complete the core framework in 15–21 hours and apply key compliance audits within the first week. The average completion time is 4 weeks-delivering a certified, actionable trade compliance system in under a month. You’ll gain clarity fast, with structured milestones that ensure you’re not just reading-but implementing, validating, and mastering. Direct Instructor Support & Trusted Certification
Every enrollee receives direct guidance from senior trade compliance advisors with decades of field experience across aerospace, pharmaceuticals, and high-tech sectors. Your support includes access to a dedicated expert review lane for documentation templates, classification questions, and jurisdiction validation. Upon completion, you’ll earn a Certificate of Completion issued by The Art of Service-a globally recognised credential trusted by compliance officers, legal teams, and executives in 97 countries. This certification signals mastery, diligence, and strategic competence. Zero Risk. Maximum Value. Guaranteed.
We remove every reason not to act. The pricing is straightforward with no hidden fees-what you see is exactly what you pay. Payment is accepted via Visa, Mastercard, and PayPal-securely processed with enterprise-grade encryption. If you complete the first two modules and don’t feel your confidence has fundamentally shifted, simply request a refund. Our 100% satisfied or refunded guarantee ensures you take on zero financial risk. We Know What You’re Thinking
You might be wondering: “Will this work for me if I’m not in a regulated industry?” Yes. “What if I’m new to compliance?” This course starts at the operational floor and builds up-with no assumed prior knowledge. “I work in a small company. Is this overkill?” The opposite. Smaller teams need precision even more. This system scales down perfectly and eliminates costly outsourcing. This works even if: you’ve never filled out an ECCN form, if your company has been flagged in a prior audit, or if you’re transitioning from logistics into regulatory strategy. After enrollment, you’ll receive a confirmation email. Once your course materials are fully prepared, your access details will be delivered in a separate communication. This ensures all resources are optimised and ready for immediate implementation. Your success is protected at every level. This is not just training. It’s your new professional standard.
Module 1: Foundations of Global Export Control - Understanding the core principles of export compliance
- Defining controlled goods, software, and technology
- The difference between exports, deemed exports, and re-exports
- Overview of dual-use and military items
- Introduction to jurisdiction vs. classification
- Key players in international trade regulation (WTO, UN, OECD)
- The role of multilateral export control regimes (MTCR, Wassenaar, NSG, AG)
- How national laws implement international agreements
- Understanding embargoes and comprehensive sanctions
- Basics of country group classifications (US EAR, EU Dual-Use)
Module 2: US Export Administration Regulations (EAR) Deep Dive - Structure and scope of the EAR (15 CFR Parts 730–774)
- Identifying whether an item is subject to the EAR
- Understanding the Commerce Control List (CCL)
- How to read and interpret CCL entries
- Explanation of ECCN codes and their structure
- Using License Exceptions (LVS, TMP, RPL, BAG, etc.)
- Determining when a license is required
- Filing requirements for License Exception GOV
- The role of the Bureau of Industry and Security (BIS)
- Understanding Denied Persons, Entity, and Unverified Lists
- Screening procedures for restricted parties
- Conducting pre-transaction compliance checks
- Understanding the STA (State Department agreement)
- Preparing a Voluntary Self-Disclosure (VSD) to BIS
- Best practices for recordkeeping under the EAR
Module 3: ITAR and US Munitions List (USML) Compliance - Distinguishing ITAR from EAR-controlled items
- Understanding the International Traffic in Arms Regulations (22 CFR Parts 120–130)
- Identifying USML Category designations
- Transition from USML to CCL (600 series)
- Determining jurisdiction: USML vs. CCL
- Registration requirements with the Directorate of Defense Trade Controls (DDTC)
- Handling technical data exports under ITAR
- Using Technical Assistance Agreements (TAAs)
- Managing Manufacturing License Agreements (MLAs)
- Compliance considerations for foreign nationals in the US
- Securing facilities and networks for ITAR data
- Understanding the 800-series ECCNs for USML reclassified items
- Reporting requirements for brokering activities
- Penalties for ITAR violations and mitigation strategies
- Designing ITAR-compliant training programs
Module 4: EU Dual-Use Regulation Framework - Structure of Regulation (EU) 2021/821
- Understanding the EU Dual-Use List and its categories
- Interpreting entry notes and catch-all clauses
- National implementation across EU member states
- Licensing requirements for exports, transfers, and brokering
- General Export Authorisations (EU001, EU002, etc.)
- Open General Export Authorisations (OGEAs)
- End-use and end-user control mechanisms
- Compliance obligations for intra-EU shipments
- Reporting to national competent authorities
- Handling encryption items under EU controls
- Brokering licence exemptions and conditions
- Transit and intangible supply rules
- Penalties and enforcement variation by country
- Preparing for EU-wide compliance audits
Module 5: Sanctions and Embargo Compliance - Overview of OFAC and its role in US sanctions
- Understanding the SDN (Specially Designated Nationals) List
- Interpreting country-based sanctions (Iran, North Korea, Cuba, Syria, etc.)
- Secondary sanctions and their global impact
- 50% rule and blocked entities
- General and specific licenses from OFAC
- Dealing with flagged transactions and blocked assets
- Conducting thorough due diligence on end users
- Compliance in financial transactions and letters of credit
- Handling humanitarian exemptions
- UN sanctions adoption in national laws
- EU restrictive measures and their enforcement
- UK OFSI and consolidated list usage
- Canadian sanctions compliance under SIMA
- Proactive screening integration into procurement workflows
Module 6: Classification and Jurisdiction Determination - Step-by-step process for determining jurisdiction
- Using the Commerce Control List (CCL) index effectively
- Interpreting technical parameters and performance thresholds
- Screening for specially designed components
- Distinguishing between systems, parts, and accessories
- Classification of software and source code
- Determining encryption item classifications
- Handling reclassified 600 and 900 series items
- Preparing a Commodity Jurisdiction (CJ) request
- Submitting a Commodity Classification Automated Tracking System (CCATS) request
- Understanding the Statement of Competing Jurisdictions (SCJ)
- Response time expectations from BIS and DDTC
- Benchmarking classification decisions with past rulings
- Internal classification review committees
- Maintaining a classification decision log
Module 7: Licensing Strategies and Application Processes - Determining when a license is required vs. eligible for exception
- Differentiating between individual, multiple, and global licenses
- Preparing a complete license application package
- Writing compelling end-use statements
- Identifying and documenting foreign persons of concern
- Submission via SNAP-R system for US applications
- Tracking application status and responding to BIS inquiries
- Negotiating license conditions and restrictions
- Amending or renewing an existing license
- Transferring license rights between entities
- Using License Exception Strategic Trade Authorization (STA)
- Understanding STA eligibility criteria
- Post-approval reporting requirements
- Avoiding common license application mistakes
- Establishing a licensing decision matrix
Module 8: Restricted Party Screening (RPS) Systems - Essential denied party lists (DPL) to screen against
- Setting up automated screening tools
- Daily vs. periodic screening schedules
- Handling phonetic and alias matching
- Resolving false positives efficiently
- Screening customers, suppliers, freight forwarders
- Establishing escalation protocols for matches
- Documenting screening procedures for audits
- Integrating RPS into ERP and procurement systems
- Managing third-party screening vendors
- Ensuring data privacy compliance during screening
- Training teams on red flags and match outcomes
- Creating an internal watchlist
- Quarterly review of screening effectiveness
- Best practices for high-risk regions
Module 9: Recordkeeping and Audit Preparedness - Federal record retention requirements (5 years for EAR)
- Determining what records must be kept
- Organising export documentation systematically
- Digital vs. physical record storage
- Access controls and data security for compliance files
- Preparing for a BIS or DDTC audit
- Common audit focus areas and red flags
- Conducting internal compliance self-audits
- Using audit checklists and maturity models
- Responding to government requests for information
- Training staff on document handling protocols
- Archiving outdated classification decisions
- Creating an audit response playbook
- Role of legal counsel during audits
- Maintaining an audit trail for every export
Module 10: Export Management and Compliance Program (EMCP) - Core elements of a robust EMCP
- Designating an Export Compliance Officer (ECO)
- Developing a written compliance policy
- Implementing clear delegation of responsibilities
- Establishing internal reporting lines
- Creating escalation pathways for compliance concerns
- Setting up a compliance committee
- Drafting a compliance manual
- Integrating EMCP into business operations
- Using risk assessments to prioritise controls
- Measuring program effectiveness with KPIs
- Conducting annual compliance program reviews
- Incorporating lessons from enforcement actions
- Aligning EMCP with ISO 37301 principles
- Presenting EMCP status to board or executive leadership
Module 11: Country-Specific Compliance Challenges - Key compliance risks in China and Hong Kong
- Navigating export controls in Russia and Belarus
- India’s DGFT licensing requirements
- Japan’s Foreign Exchange and Foreign Trade Act (FEFTA)
- South Korea’s strategic trade controls
- UAE and free zone export regulations
- Singapore’s dual-use item controls
- Brazil’s DECEx system
- Australia’s Defence and Strategic Goods List
- Canada’s Export and Import Controls Act (EICA)
- UK Strategic Export Control Lists
- Switzerland’s SECO regulations
- South Africa’s import and export licensing
- Mexico’s comprehensive export controls
- ASEAN harmonisation efforts and gaps
Module 12: Industry-Specific Compliance Frameworks - Compliance in aerospace and defence manufacturing
- Semiconductor export controls and jurisdiction
- Pharmaceuticals and controlled precursor chemicals
- Biotechnology and gene synthesis screening
- Financial services and dual-use software exports
- Automotive and connected vehicle technologies
- Energy sector controls (nuclear, oil, gas)
- Telecommunications equipment classification
- Academic research and deemed exports
- Cloud service providers and data sovereignty
- Legal and professional services involving technical data
- Logistics and freight forwarder liability
- Distributors and resellers in global supply chains
- Startups with dual-use technology prototypes
- E-commerce platforms selling regulated items
Module 13: Training and Culture of Compliance - Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Understanding the core principles of export compliance
- Defining controlled goods, software, and technology
- The difference between exports, deemed exports, and re-exports
- Overview of dual-use and military items
- Introduction to jurisdiction vs. classification
- Key players in international trade regulation (WTO, UN, OECD)
- The role of multilateral export control regimes (MTCR, Wassenaar, NSG, AG)
- How national laws implement international agreements
- Understanding embargoes and comprehensive sanctions
- Basics of country group classifications (US EAR, EU Dual-Use)
Module 2: US Export Administration Regulations (EAR) Deep Dive - Structure and scope of the EAR (15 CFR Parts 730–774)
- Identifying whether an item is subject to the EAR
- Understanding the Commerce Control List (CCL)
- How to read and interpret CCL entries
- Explanation of ECCN codes and their structure
- Using License Exceptions (LVS, TMP, RPL, BAG, etc.)
- Determining when a license is required
- Filing requirements for License Exception GOV
- The role of the Bureau of Industry and Security (BIS)
- Understanding Denied Persons, Entity, and Unverified Lists
- Screening procedures for restricted parties
- Conducting pre-transaction compliance checks
- Understanding the STA (State Department agreement)
- Preparing a Voluntary Self-Disclosure (VSD) to BIS
- Best practices for recordkeeping under the EAR
Module 3: ITAR and US Munitions List (USML) Compliance - Distinguishing ITAR from EAR-controlled items
- Understanding the International Traffic in Arms Regulations (22 CFR Parts 120–130)
- Identifying USML Category designations
- Transition from USML to CCL (600 series)
- Determining jurisdiction: USML vs. CCL
- Registration requirements with the Directorate of Defense Trade Controls (DDTC)
- Handling technical data exports under ITAR
- Using Technical Assistance Agreements (TAAs)
- Managing Manufacturing License Agreements (MLAs)
- Compliance considerations for foreign nationals in the US
- Securing facilities and networks for ITAR data
- Understanding the 800-series ECCNs for USML reclassified items
- Reporting requirements for brokering activities
- Penalties for ITAR violations and mitigation strategies
- Designing ITAR-compliant training programs
Module 4: EU Dual-Use Regulation Framework - Structure of Regulation (EU) 2021/821
- Understanding the EU Dual-Use List and its categories
- Interpreting entry notes and catch-all clauses
- National implementation across EU member states
- Licensing requirements for exports, transfers, and brokering
- General Export Authorisations (EU001, EU002, etc.)
- Open General Export Authorisations (OGEAs)
- End-use and end-user control mechanisms
- Compliance obligations for intra-EU shipments
- Reporting to national competent authorities
- Handling encryption items under EU controls
- Brokering licence exemptions and conditions
- Transit and intangible supply rules
- Penalties and enforcement variation by country
- Preparing for EU-wide compliance audits
Module 5: Sanctions and Embargo Compliance - Overview of OFAC and its role in US sanctions
- Understanding the SDN (Specially Designated Nationals) List
- Interpreting country-based sanctions (Iran, North Korea, Cuba, Syria, etc.)
- Secondary sanctions and their global impact
- 50% rule and blocked entities
- General and specific licenses from OFAC
- Dealing with flagged transactions and blocked assets
- Conducting thorough due diligence on end users
- Compliance in financial transactions and letters of credit
- Handling humanitarian exemptions
- UN sanctions adoption in national laws
- EU restrictive measures and their enforcement
- UK OFSI and consolidated list usage
- Canadian sanctions compliance under SIMA
- Proactive screening integration into procurement workflows
Module 6: Classification and Jurisdiction Determination - Step-by-step process for determining jurisdiction
- Using the Commerce Control List (CCL) index effectively
- Interpreting technical parameters and performance thresholds
- Screening for specially designed components
- Distinguishing between systems, parts, and accessories
- Classification of software and source code
- Determining encryption item classifications
- Handling reclassified 600 and 900 series items
- Preparing a Commodity Jurisdiction (CJ) request
- Submitting a Commodity Classification Automated Tracking System (CCATS) request
- Understanding the Statement of Competing Jurisdictions (SCJ)
- Response time expectations from BIS and DDTC
- Benchmarking classification decisions with past rulings
- Internal classification review committees
- Maintaining a classification decision log
Module 7: Licensing Strategies and Application Processes - Determining when a license is required vs. eligible for exception
- Differentiating between individual, multiple, and global licenses
- Preparing a complete license application package
- Writing compelling end-use statements
- Identifying and documenting foreign persons of concern
- Submission via SNAP-R system for US applications
- Tracking application status and responding to BIS inquiries
- Negotiating license conditions and restrictions
- Amending or renewing an existing license
- Transferring license rights between entities
- Using License Exception Strategic Trade Authorization (STA)
- Understanding STA eligibility criteria
- Post-approval reporting requirements
- Avoiding common license application mistakes
- Establishing a licensing decision matrix
Module 8: Restricted Party Screening (RPS) Systems - Essential denied party lists (DPL) to screen against
- Setting up automated screening tools
- Daily vs. periodic screening schedules
- Handling phonetic and alias matching
- Resolving false positives efficiently
- Screening customers, suppliers, freight forwarders
- Establishing escalation protocols for matches
- Documenting screening procedures for audits
- Integrating RPS into ERP and procurement systems
- Managing third-party screening vendors
- Ensuring data privacy compliance during screening
- Training teams on red flags and match outcomes
- Creating an internal watchlist
- Quarterly review of screening effectiveness
- Best practices for high-risk regions
Module 9: Recordkeeping and Audit Preparedness - Federal record retention requirements (5 years for EAR)
- Determining what records must be kept
- Organising export documentation systematically
- Digital vs. physical record storage
- Access controls and data security for compliance files
- Preparing for a BIS or DDTC audit
- Common audit focus areas and red flags
- Conducting internal compliance self-audits
- Using audit checklists and maturity models
- Responding to government requests for information
- Training staff on document handling protocols
- Archiving outdated classification decisions
- Creating an audit response playbook
- Role of legal counsel during audits
- Maintaining an audit trail for every export
Module 10: Export Management and Compliance Program (EMCP) - Core elements of a robust EMCP
- Designating an Export Compliance Officer (ECO)
- Developing a written compliance policy
- Implementing clear delegation of responsibilities
- Establishing internal reporting lines
- Creating escalation pathways for compliance concerns
- Setting up a compliance committee
- Drafting a compliance manual
- Integrating EMCP into business operations
- Using risk assessments to prioritise controls
- Measuring program effectiveness with KPIs
- Conducting annual compliance program reviews
- Incorporating lessons from enforcement actions
- Aligning EMCP with ISO 37301 principles
- Presenting EMCP status to board or executive leadership
Module 11: Country-Specific Compliance Challenges - Key compliance risks in China and Hong Kong
- Navigating export controls in Russia and Belarus
- India’s DGFT licensing requirements
- Japan’s Foreign Exchange and Foreign Trade Act (FEFTA)
- South Korea’s strategic trade controls
- UAE and free zone export regulations
- Singapore’s dual-use item controls
- Brazil’s DECEx system
- Australia’s Defence and Strategic Goods List
- Canada’s Export and Import Controls Act (EICA)
- UK Strategic Export Control Lists
- Switzerland’s SECO regulations
- South Africa’s import and export licensing
- Mexico’s comprehensive export controls
- ASEAN harmonisation efforts and gaps
Module 12: Industry-Specific Compliance Frameworks - Compliance in aerospace and defence manufacturing
- Semiconductor export controls and jurisdiction
- Pharmaceuticals and controlled precursor chemicals
- Biotechnology and gene synthesis screening
- Financial services and dual-use software exports
- Automotive and connected vehicle technologies
- Energy sector controls (nuclear, oil, gas)
- Telecommunications equipment classification
- Academic research and deemed exports
- Cloud service providers and data sovereignty
- Legal and professional services involving technical data
- Logistics and freight forwarder liability
- Distributors and resellers in global supply chains
- Startups with dual-use technology prototypes
- E-commerce platforms selling regulated items
Module 13: Training and Culture of Compliance - Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Distinguishing ITAR from EAR-controlled items
- Understanding the International Traffic in Arms Regulations (22 CFR Parts 120–130)
- Identifying USML Category designations
- Transition from USML to CCL (600 series)
- Determining jurisdiction: USML vs. CCL
- Registration requirements with the Directorate of Defense Trade Controls (DDTC)
- Handling technical data exports under ITAR
- Using Technical Assistance Agreements (TAAs)
- Managing Manufacturing License Agreements (MLAs)
- Compliance considerations for foreign nationals in the US
- Securing facilities and networks for ITAR data
- Understanding the 800-series ECCNs for USML reclassified items
- Reporting requirements for brokering activities
- Penalties for ITAR violations and mitigation strategies
- Designing ITAR-compliant training programs
Module 4: EU Dual-Use Regulation Framework - Structure of Regulation (EU) 2021/821
- Understanding the EU Dual-Use List and its categories
- Interpreting entry notes and catch-all clauses
- National implementation across EU member states
- Licensing requirements for exports, transfers, and brokering
- General Export Authorisations (EU001, EU002, etc.)
- Open General Export Authorisations (OGEAs)
- End-use and end-user control mechanisms
- Compliance obligations for intra-EU shipments
- Reporting to national competent authorities
- Handling encryption items under EU controls
- Brokering licence exemptions and conditions
- Transit and intangible supply rules
- Penalties and enforcement variation by country
- Preparing for EU-wide compliance audits
Module 5: Sanctions and Embargo Compliance - Overview of OFAC and its role in US sanctions
- Understanding the SDN (Specially Designated Nationals) List
- Interpreting country-based sanctions (Iran, North Korea, Cuba, Syria, etc.)
- Secondary sanctions and their global impact
- 50% rule and blocked entities
- General and specific licenses from OFAC
- Dealing with flagged transactions and blocked assets
- Conducting thorough due diligence on end users
- Compliance in financial transactions and letters of credit
- Handling humanitarian exemptions
- UN sanctions adoption in national laws
- EU restrictive measures and their enforcement
- UK OFSI and consolidated list usage
- Canadian sanctions compliance under SIMA
- Proactive screening integration into procurement workflows
Module 6: Classification and Jurisdiction Determination - Step-by-step process for determining jurisdiction
- Using the Commerce Control List (CCL) index effectively
- Interpreting technical parameters and performance thresholds
- Screening for specially designed components
- Distinguishing between systems, parts, and accessories
- Classification of software and source code
- Determining encryption item classifications
- Handling reclassified 600 and 900 series items
- Preparing a Commodity Jurisdiction (CJ) request
- Submitting a Commodity Classification Automated Tracking System (CCATS) request
- Understanding the Statement of Competing Jurisdictions (SCJ)
- Response time expectations from BIS and DDTC
- Benchmarking classification decisions with past rulings
- Internal classification review committees
- Maintaining a classification decision log
Module 7: Licensing Strategies and Application Processes - Determining when a license is required vs. eligible for exception
- Differentiating between individual, multiple, and global licenses
- Preparing a complete license application package
- Writing compelling end-use statements
- Identifying and documenting foreign persons of concern
- Submission via SNAP-R system for US applications
- Tracking application status and responding to BIS inquiries
- Negotiating license conditions and restrictions
- Amending or renewing an existing license
- Transferring license rights between entities
- Using License Exception Strategic Trade Authorization (STA)
- Understanding STA eligibility criteria
- Post-approval reporting requirements
- Avoiding common license application mistakes
- Establishing a licensing decision matrix
Module 8: Restricted Party Screening (RPS) Systems - Essential denied party lists (DPL) to screen against
- Setting up automated screening tools
- Daily vs. periodic screening schedules
- Handling phonetic and alias matching
- Resolving false positives efficiently
- Screening customers, suppliers, freight forwarders
- Establishing escalation protocols for matches
- Documenting screening procedures for audits
- Integrating RPS into ERP and procurement systems
- Managing third-party screening vendors
- Ensuring data privacy compliance during screening
- Training teams on red flags and match outcomes
- Creating an internal watchlist
- Quarterly review of screening effectiveness
- Best practices for high-risk regions
Module 9: Recordkeeping and Audit Preparedness - Federal record retention requirements (5 years for EAR)
- Determining what records must be kept
- Organising export documentation systematically
- Digital vs. physical record storage
- Access controls and data security for compliance files
- Preparing for a BIS or DDTC audit
- Common audit focus areas and red flags
- Conducting internal compliance self-audits
- Using audit checklists and maturity models
- Responding to government requests for information
- Training staff on document handling protocols
- Archiving outdated classification decisions
- Creating an audit response playbook
- Role of legal counsel during audits
- Maintaining an audit trail for every export
Module 10: Export Management and Compliance Program (EMCP) - Core elements of a robust EMCP
- Designating an Export Compliance Officer (ECO)
- Developing a written compliance policy
- Implementing clear delegation of responsibilities
- Establishing internal reporting lines
- Creating escalation pathways for compliance concerns
- Setting up a compliance committee
- Drafting a compliance manual
- Integrating EMCP into business operations
- Using risk assessments to prioritise controls
- Measuring program effectiveness with KPIs
- Conducting annual compliance program reviews
- Incorporating lessons from enforcement actions
- Aligning EMCP with ISO 37301 principles
- Presenting EMCP status to board or executive leadership
Module 11: Country-Specific Compliance Challenges - Key compliance risks in China and Hong Kong
- Navigating export controls in Russia and Belarus
- India’s DGFT licensing requirements
- Japan’s Foreign Exchange and Foreign Trade Act (FEFTA)
- South Korea’s strategic trade controls
- UAE and free zone export regulations
- Singapore’s dual-use item controls
- Brazil’s DECEx system
- Australia’s Defence and Strategic Goods List
- Canada’s Export and Import Controls Act (EICA)
- UK Strategic Export Control Lists
- Switzerland’s SECO regulations
- South Africa’s import and export licensing
- Mexico’s comprehensive export controls
- ASEAN harmonisation efforts and gaps
Module 12: Industry-Specific Compliance Frameworks - Compliance in aerospace and defence manufacturing
- Semiconductor export controls and jurisdiction
- Pharmaceuticals and controlled precursor chemicals
- Biotechnology and gene synthesis screening
- Financial services and dual-use software exports
- Automotive and connected vehicle technologies
- Energy sector controls (nuclear, oil, gas)
- Telecommunications equipment classification
- Academic research and deemed exports
- Cloud service providers and data sovereignty
- Legal and professional services involving technical data
- Logistics and freight forwarder liability
- Distributors and resellers in global supply chains
- Startups with dual-use technology prototypes
- E-commerce platforms selling regulated items
Module 13: Training and Culture of Compliance - Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Overview of OFAC and its role in US sanctions
- Understanding the SDN (Specially Designated Nationals) List
- Interpreting country-based sanctions (Iran, North Korea, Cuba, Syria, etc.)
- Secondary sanctions and their global impact
- 50% rule and blocked entities
- General and specific licenses from OFAC
- Dealing with flagged transactions and blocked assets
- Conducting thorough due diligence on end users
- Compliance in financial transactions and letters of credit
- Handling humanitarian exemptions
- UN sanctions adoption in national laws
- EU restrictive measures and their enforcement
- UK OFSI and consolidated list usage
- Canadian sanctions compliance under SIMA
- Proactive screening integration into procurement workflows
Module 6: Classification and Jurisdiction Determination - Step-by-step process for determining jurisdiction
- Using the Commerce Control List (CCL) index effectively
- Interpreting technical parameters and performance thresholds
- Screening for specially designed components
- Distinguishing between systems, parts, and accessories
- Classification of software and source code
- Determining encryption item classifications
- Handling reclassified 600 and 900 series items
- Preparing a Commodity Jurisdiction (CJ) request
- Submitting a Commodity Classification Automated Tracking System (CCATS) request
- Understanding the Statement of Competing Jurisdictions (SCJ)
- Response time expectations from BIS and DDTC
- Benchmarking classification decisions with past rulings
- Internal classification review committees
- Maintaining a classification decision log
Module 7: Licensing Strategies and Application Processes - Determining when a license is required vs. eligible for exception
- Differentiating between individual, multiple, and global licenses
- Preparing a complete license application package
- Writing compelling end-use statements
- Identifying and documenting foreign persons of concern
- Submission via SNAP-R system for US applications
- Tracking application status and responding to BIS inquiries
- Negotiating license conditions and restrictions
- Amending or renewing an existing license
- Transferring license rights between entities
- Using License Exception Strategic Trade Authorization (STA)
- Understanding STA eligibility criteria
- Post-approval reporting requirements
- Avoiding common license application mistakes
- Establishing a licensing decision matrix
Module 8: Restricted Party Screening (RPS) Systems - Essential denied party lists (DPL) to screen against
- Setting up automated screening tools
- Daily vs. periodic screening schedules
- Handling phonetic and alias matching
- Resolving false positives efficiently
- Screening customers, suppliers, freight forwarders
- Establishing escalation protocols for matches
- Documenting screening procedures for audits
- Integrating RPS into ERP and procurement systems
- Managing third-party screening vendors
- Ensuring data privacy compliance during screening
- Training teams on red flags and match outcomes
- Creating an internal watchlist
- Quarterly review of screening effectiveness
- Best practices for high-risk regions
Module 9: Recordkeeping and Audit Preparedness - Federal record retention requirements (5 years for EAR)
- Determining what records must be kept
- Organising export documentation systematically
- Digital vs. physical record storage
- Access controls and data security for compliance files
- Preparing for a BIS or DDTC audit
- Common audit focus areas and red flags
- Conducting internal compliance self-audits
- Using audit checklists and maturity models
- Responding to government requests for information
- Training staff on document handling protocols
- Archiving outdated classification decisions
- Creating an audit response playbook
- Role of legal counsel during audits
- Maintaining an audit trail for every export
Module 10: Export Management and Compliance Program (EMCP) - Core elements of a robust EMCP
- Designating an Export Compliance Officer (ECO)
- Developing a written compliance policy
- Implementing clear delegation of responsibilities
- Establishing internal reporting lines
- Creating escalation pathways for compliance concerns
- Setting up a compliance committee
- Drafting a compliance manual
- Integrating EMCP into business operations
- Using risk assessments to prioritise controls
- Measuring program effectiveness with KPIs
- Conducting annual compliance program reviews
- Incorporating lessons from enforcement actions
- Aligning EMCP with ISO 37301 principles
- Presenting EMCP status to board or executive leadership
Module 11: Country-Specific Compliance Challenges - Key compliance risks in China and Hong Kong
- Navigating export controls in Russia and Belarus
- India’s DGFT licensing requirements
- Japan’s Foreign Exchange and Foreign Trade Act (FEFTA)
- South Korea’s strategic trade controls
- UAE and free zone export regulations
- Singapore’s dual-use item controls
- Brazil’s DECEx system
- Australia’s Defence and Strategic Goods List
- Canada’s Export and Import Controls Act (EICA)
- UK Strategic Export Control Lists
- Switzerland’s SECO regulations
- South Africa’s import and export licensing
- Mexico’s comprehensive export controls
- ASEAN harmonisation efforts and gaps
Module 12: Industry-Specific Compliance Frameworks - Compliance in aerospace and defence manufacturing
- Semiconductor export controls and jurisdiction
- Pharmaceuticals and controlled precursor chemicals
- Biotechnology and gene synthesis screening
- Financial services and dual-use software exports
- Automotive and connected vehicle technologies
- Energy sector controls (nuclear, oil, gas)
- Telecommunications equipment classification
- Academic research and deemed exports
- Cloud service providers and data sovereignty
- Legal and professional services involving technical data
- Logistics and freight forwarder liability
- Distributors and resellers in global supply chains
- Startups with dual-use technology prototypes
- E-commerce platforms selling regulated items
Module 13: Training and Culture of Compliance - Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Determining when a license is required vs. eligible for exception
- Differentiating between individual, multiple, and global licenses
- Preparing a complete license application package
- Writing compelling end-use statements
- Identifying and documenting foreign persons of concern
- Submission via SNAP-R system for US applications
- Tracking application status and responding to BIS inquiries
- Negotiating license conditions and restrictions
- Amending or renewing an existing license
- Transferring license rights between entities
- Using License Exception Strategic Trade Authorization (STA)
- Understanding STA eligibility criteria
- Post-approval reporting requirements
- Avoiding common license application mistakes
- Establishing a licensing decision matrix
Module 8: Restricted Party Screening (RPS) Systems - Essential denied party lists (DPL) to screen against
- Setting up automated screening tools
- Daily vs. periodic screening schedules
- Handling phonetic and alias matching
- Resolving false positives efficiently
- Screening customers, suppliers, freight forwarders
- Establishing escalation protocols for matches
- Documenting screening procedures for audits
- Integrating RPS into ERP and procurement systems
- Managing third-party screening vendors
- Ensuring data privacy compliance during screening
- Training teams on red flags and match outcomes
- Creating an internal watchlist
- Quarterly review of screening effectiveness
- Best practices for high-risk regions
Module 9: Recordkeeping and Audit Preparedness - Federal record retention requirements (5 years for EAR)
- Determining what records must be kept
- Organising export documentation systematically
- Digital vs. physical record storage
- Access controls and data security for compliance files
- Preparing for a BIS or DDTC audit
- Common audit focus areas and red flags
- Conducting internal compliance self-audits
- Using audit checklists and maturity models
- Responding to government requests for information
- Training staff on document handling protocols
- Archiving outdated classification decisions
- Creating an audit response playbook
- Role of legal counsel during audits
- Maintaining an audit trail for every export
Module 10: Export Management and Compliance Program (EMCP) - Core elements of a robust EMCP
- Designating an Export Compliance Officer (ECO)
- Developing a written compliance policy
- Implementing clear delegation of responsibilities
- Establishing internal reporting lines
- Creating escalation pathways for compliance concerns
- Setting up a compliance committee
- Drafting a compliance manual
- Integrating EMCP into business operations
- Using risk assessments to prioritise controls
- Measuring program effectiveness with KPIs
- Conducting annual compliance program reviews
- Incorporating lessons from enforcement actions
- Aligning EMCP with ISO 37301 principles
- Presenting EMCP status to board or executive leadership
Module 11: Country-Specific Compliance Challenges - Key compliance risks in China and Hong Kong
- Navigating export controls in Russia and Belarus
- India’s DGFT licensing requirements
- Japan’s Foreign Exchange and Foreign Trade Act (FEFTA)
- South Korea’s strategic trade controls
- UAE and free zone export regulations
- Singapore’s dual-use item controls
- Brazil’s DECEx system
- Australia’s Defence and Strategic Goods List
- Canada’s Export and Import Controls Act (EICA)
- UK Strategic Export Control Lists
- Switzerland’s SECO regulations
- South Africa’s import and export licensing
- Mexico’s comprehensive export controls
- ASEAN harmonisation efforts and gaps
Module 12: Industry-Specific Compliance Frameworks - Compliance in aerospace and defence manufacturing
- Semiconductor export controls and jurisdiction
- Pharmaceuticals and controlled precursor chemicals
- Biotechnology and gene synthesis screening
- Financial services and dual-use software exports
- Automotive and connected vehicle technologies
- Energy sector controls (nuclear, oil, gas)
- Telecommunications equipment classification
- Academic research and deemed exports
- Cloud service providers and data sovereignty
- Legal and professional services involving technical data
- Logistics and freight forwarder liability
- Distributors and resellers in global supply chains
- Startups with dual-use technology prototypes
- E-commerce platforms selling regulated items
Module 13: Training and Culture of Compliance - Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Federal record retention requirements (5 years for EAR)
- Determining what records must be kept
- Organising export documentation systematically
- Digital vs. physical record storage
- Access controls and data security for compliance files
- Preparing for a BIS or DDTC audit
- Common audit focus areas and red flags
- Conducting internal compliance self-audits
- Using audit checklists and maturity models
- Responding to government requests for information
- Training staff on document handling protocols
- Archiving outdated classification decisions
- Creating an audit response playbook
- Role of legal counsel during audits
- Maintaining an audit trail for every export
Module 10: Export Management and Compliance Program (EMCP) - Core elements of a robust EMCP
- Designating an Export Compliance Officer (ECO)
- Developing a written compliance policy
- Implementing clear delegation of responsibilities
- Establishing internal reporting lines
- Creating escalation pathways for compliance concerns
- Setting up a compliance committee
- Drafting a compliance manual
- Integrating EMCP into business operations
- Using risk assessments to prioritise controls
- Measuring program effectiveness with KPIs
- Conducting annual compliance program reviews
- Incorporating lessons from enforcement actions
- Aligning EMCP with ISO 37301 principles
- Presenting EMCP status to board or executive leadership
Module 11: Country-Specific Compliance Challenges - Key compliance risks in China and Hong Kong
- Navigating export controls in Russia and Belarus
- India’s DGFT licensing requirements
- Japan’s Foreign Exchange and Foreign Trade Act (FEFTA)
- South Korea’s strategic trade controls
- UAE and free zone export regulations
- Singapore’s dual-use item controls
- Brazil’s DECEx system
- Australia’s Defence and Strategic Goods List
- Canada’s Export and Import Controls Act (EICA)
- UK Strategic Export Control Lists
- Switzerland’s SECO regulations
- South Africa’s import and export licensing
- Mexico’s comprehensive export controls
- ASEAN harmonisation efforts and gaps
Module 12: Industry-Specific Compliance Frameworks - Compliance in aerospace and defence manufacturing
- Semiconductor export controls and jurisdiction
- Pharmaceuticals and controlled precursor chemicals
- Biotechnology and gene synthesis screening
- Financial services and dual-use software exports
- Automotive and connected vehicle technologies
- Energy sector controls (nuclear, oil, gas)
- Telecommunications equipment classification
- Academic research and deemed exports
- Cloud service providers and data sovereignty
- Legal and professional services involving technical data
- Logistics and freight forwarder liability
- Distributors and resellers in global supply chains
- Startups with dual-use technology prototypes
- E-commerce platforms selling regulated items
Module 13: Training and Culture of Compliance - Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Key compliance risks in China and Hong Kong
- Navigating export controls in Russia and Belarus
- India’s DGFT licensing requirements
- Japan’s Foreign Exchange and Foreign Trade Act (FEFTA)
- South Korea’s strategic trade controls
- UAE and free zone export regulations
- Singapore’s dual-use item controls
- Brazil’s DECEx system
- Australia’s Defence and Strategic Goods List
- Canada’s Export and Import Controls Act (EICA)
- UK Strategic Export Control Lists
- Switzerland’s SECO regulations
- South Africa’s import and export licensing
- Mexico’s comprehensive export controls
- ASEAN harmonisation efforts and gaps
Module 12: Industry-Specific Compliance Frameworks - Compliance in aerospace and defence manufacturing
- Semiconductor export controls and jurisdiction
- Pharmaceuticals and controlled precursor chemicals
- Biotechnology and gene synthesis screening
- Financial services and dual-use software exports
- Automotive and connected vehicle technologies
- Energy sector controls (nuclear, oil, gas)
- Telecommunications equipment classification
- Academic research and deemed exports
- Cloud service providers and data sovereignty
- Legal and professional services involving technical data
- Logistics and freight forwarder liability
- Distributors and resellers in global supply chains
- Startups with dual-use technology prototypes
- E-commerce platforms selling regulated items
Module 13: Training and Culture of Compliance - Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Designing role-based compliance training
- Onboarding new employees with compliance awareness
- Annual refresher training requirements
- Creating engaging and interactive training content
- Assessing training effectiveness with knowledge checks
- Documenting training completion for audits
- Using e-learning modules with progress tracking
- Establishing a whistleblower or reporting hotline
- Encouraging a speak-up culture
- Recognising compliance champions in teams
- Communicating policy updates company-wide
- Incentivising compliance adherence
- Handling policy violations with corrective action
- Measuring cultural maturity with surveys
- Linking compliance to performance reviews
Module 14: Technology and Automation in Compliance - Selecting export compliance software platforms
- Integrating ECCN lookup tools into workflows
- Automating restricted party screening
- Using AI for document classification and tagging
- ERP integration with compliance modules
- Blockchain for audit trails and data integrity
- Cloud-based access control for technical data
- Automating license exception determinations
- Workflow management for license applications
- Dashboard reporting for compliance metrics
- Cybersecurity considerations for export data
- Data residency and cross-border data flow rules
- Digital signatures and document authentication
- Ensuring software compliance with SOC 2 and ISO 27001
- Ongoing vendor management and due diligence
Module 15: Certification, Next Steps, and Career Advancement - Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists
- Final review of all compliance domains
- Completing the comprehensive knowledge assessment
- Submitting your compliance framework for evaluation
- Receiving personalised feedback from expert reviewers
- Earning your Certificate of Completion from The Art of Service
- Leveraging the certification on LinkedIn and resumes
- Using the credential in salary negotiations
- Becoming a compliance subject matter expert in your organisation
- Preparing for advanced certifications (e.g., CES, CEV)
- Joining exclusive alumni networks
- Accessing job board partnerships for trade roles
- Presenting your new framework to leadership
- Using your project as a case study for promotion
- Continuing professional development pathways
- Lifetime access to updated compliance templates and checklists