A tailored course, built for your situation
Mastering MiFID II for Software Engineers in Financial Services
A structured path to engineering precision in regulatory-compliant systems
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Spending cycles rebuilding systems to meet MiFID II audit standards
The situation this course is for
Engineers in financial services often find their work re-scoped or reworked when compliance gaps emerge late in the cycle. The cost isn't just time, it's missed opportunity on high-visibility, high-budget projects that reward those who build right the first time.
Who this is for
Software Engineers in financial institutions who are expected to deliver systems that meet MiFID II requirements without extensive back-and-forth with compliance teams
Who this is not for
Engineers focused solely on non-regulated domains; compliance auditors without coding responsibilities; managers seeking high-level overviews without technical depth
What you walk away with
- Design MiFID II-compliant trade reporting systems with confidence
- Produce audit-ready documentation as a byproduct of development
- Anticipate compliance review questions before they arise
- Differentiate your work in project scoping meetings
- Position yourself for inclusion in higher-margin, client-facing builds
The 12 modules (with all 144 chapters)
Module 1. Understanding MiFID II’s Technical Obligations
Break down MiFID II articles into actionable software requirements, focusing on trade reporting, best execution, and transaction transparency obligations relevant to system design.
12 chapters in this module
- Mapping MiFID II Article 65 to trade reporting workflows
- Identifying data fields required for ESMA submissions
- Designing for pre-trade transparency in algorithmic systems
- Integrating clock synchronisation requirements into event logs
- Handling instrument classification under CFI codes
- Ensuring accuracy in post-trade public disclosures
- Logging order lifecycle events with audit-grade precision
- Building systems that support systematic internaliser status
- Meeting recordkeeping duration mandates
- Designing for regulator-accessible data formats
- Incorporating double volume cap calculations
- Supporting transaction reporting within 1 T+1 cycle
Module 2. Compliance-First Architecture Patterns
Adopt architectural blueprints that bake MiFID II requirements into system foundations, reducing rework and audit friction.
12 chapters in this module
- Layering audit trails into microservice design
- Event sourcing for immutable compliance logs
- Schema design for regulatory data portability
- Using Kafka for real-time trade event streaming
- Designing idempotent reporting processors
- Implementing reconciliation hooks in pipeline design
- Versioning regulatory data contracts
- Building backward compatibility into reporting modules
- Securing PII in trade metadata
- Enabling regulator query access without production impact
- Designing for data retention and deletion workflows
- Validating message integrity across distributed systems
Module 3. Audit-Grade Documentation by Design
Generate compliance documentation automatically from code and architecture decisions, eliminating last-minute evidence sprints.
12 chapters in this module
- Automating data lineage maps from pipeline metadata
- Generating compliance narratives from code comments
- Embedding audit requirements in CI/CD pipelines
- Using OpenAPI specs to document reporting APIs
- Creating machine-readable control matrices
- Tagging code commits with regulatory references
- Linking Jira tickets to MiFID II obligations
- Producing SOC 2-aligned evidence packages
- Documenting exception handling for audit review
- Maintaining versioned compliance playbooks
- Integrating documentation generation into build scripts
- Ensuring traceability from requirement to deployment
Module 4. Best Execution System Design
Engineer systems that not only comply with best execution rules but demonstrate superior performance to stakeholders.
12 chapters in this module
- Capturing venue selection rationale in code
- Logging latency benchmarks for routing decisions
- Designing for dynamic venue weighting
- Implementing client preference tiers
- Measuring and reporting slippage metrics
- Integrating dark pool accessibility checks
- Logging order routing changes in real time
- Benchmarking against reference prices
- Supporting post-trade cost analysis
- Designing for real-time execution quality dashboards
- Capturing market impact estimates
- Ensuring consistency across asset classes
Module 5. Trade Reporting Pipeline Development
Build robust, fault-tolerant pipelines that convert trade events into ESMA-compliant reports.
12 chapters in this module
- Parsing execution events into TRUF formats
- Validating LEI and ISIN lookups in real time
- Handling corrections and cancellations
- Designing for T+1 reporting deadlines
- Implementing retry logic for failed submissions
- Building reconciliation reports against clearing data
- Masking sensitive fields in test environments
- Integrating with ACATS and CREST equivalents
- Supporting cross-border reporting variants
- Generating error classification summaries
- Monitoring submission success rates
- Auditing pipeline configuration changes
Module 6. Clock Synchronisation and Timestamping
Meet MiFID II’s stringent time accuracy requirements with precise, verifiable implementations.
12 chapters in this module
- Understanding ESMA’s microsecond precision mandate
- Integrating GPS or atomic clock sources
- Designing for failover in time distribution
- Using PTP for sub-microsecond sync
- Validating end-to-end timestamp integrity
- Logging clock source health metrics
- Designing for daylight saving transitions
- Auditing timestamp accuracy across clusters
- Documenting compliance with Article 12
- Integrating with network monitoring tools
- Benchmarking drift across virtualised environments
- Ensuring consistency in containerised workloads
Module 7. Data Retention and Access Controls
Implement storage systems that meet MiFID II’s five-year retention rules while enabling fast regulator access.
12 chapters in this module
- Designing for immutable audit logs
- Implementing WORM storage integration
- Enabling regulator access without credentials
- Building search interfaces for transaction lookups
- Managing encryption key lifecycle for archived data
- Designing for cross-jurisdictional retention rules
- Automating data deletion after retention period
- Logging access to regulatory archives
- Supporting bulk export formats for ESMA
- Integrating with data governance platforms
- Validating retention policy enforcement
- Ensuring backup consistency with primary logs
Module 8. Systematic Internaliser (SI) Status Compliance
Engineer systems that support SI classification and reporting obligations.
12 chapters in this module
- Calculating trading volume thresholds automatically
- Triggering SI status alerts in code
- Logging SI decision rationales
- Designing for public quote dissemination
- Integrating with consolidated tape providers
- Reporting SI trades separately
- Updating venue classification in real time
- Supporting SI-specific reporting fields
- Monitoring market share by instrument
- Automating notifications to compliance teams
- Handling revocation of SI status
- Documenting internal review workflows
Module 9. Double Volume Cap Monitoring
Implement automated systems to track and enforce MiFID II’s double volume caps.
12 chapters in this module
- Calculating derivative trading volume by class
- Tracking non-equity derivative thresholds
- Logging client-level aggregation rules
- Designing for intraday monitoring
- Integrating with clearing house data
- Generating pre-threshold alerts
- Blocking trades upon cap breach
- Supporting manual override workflows
- Documenting exemption applications
- Reporting cap status to regulators
- Auditing calculation methodology
- Ensuring consistency across trading desks
Module 10. Regulator-Facing Data Exports
Design systems that produce regulator-ready data formats on demand.
12 chapters in this module
- Generating ESMA XML schemas from internal data
- Validating exports against schema definitions
- Building secure data drop zones
- Supporting ad-hoc regulator queries
- Implementing data anonymisation for testing
- Logging export requests and recipients
- Ensuring format longevity across upgrades
- Integrating with regulator portal APIs
- Generating checksums for data integrity
- Documenting export pipelines for audit
- Handling multi-language field requirements
- Supporting compressed and encrypted bundles
Module 11. Cross-Border Reporting Adjustments
Handle MiFID II reporting nuances across EEA, UK, and third-country regimes.
12 chapters in this module
- Mapping UK MiFIR vs EU MiFID II differences
- Handling post-Brexit reporting splits
- Integrating with UK’s DTCC and ARDS
- Supporting FCA-specific validation rules
- Designing for dual reporting where required
- Logging jurisdictional routing decisions
- Updating instrument classification by region
- Handling client residency determination
- Integrating with local trade repositories
- Managing regulatory mapping tables
- Auditing cross-border data flows
- Ensuring compliance with local clock rules
Module 12. Future-Proofing MiFID II Systems
Design for adaptability as regulatory requirements evolve.
12 chapters in this module
- Monitoring ESMA for upcoming revisions
- Building configurable rule engines
- Designing for modular compliance components
- Integrating regulatory change feeds
- Testing against draft RTS updates
- Documenting assumptions for future audits
- Creating upgrade paths for new fields
- Supporting parallel rule sets during transitions
- Automating impact assessments
- Enabling rapid policy toggles
- Integrating with compliance tracking tools
- Planning for sunset of legacy systems
How this maps to your situation
- Initial design phase for a new trading platform
- Post-audit remediation of reporting gaps
- Expansion into new MiFID-regulated markets
- Integration with third-party compliance vendors
Before vs. after
Before
Building systems that later require costly compliance retrofitting
After
Shipping audit-ready code with MiFID II requirements embedded from day one
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed to be completed alongside active development work.
If nothing changes
Continuing to treat MiFID II as a compliance layer added late increases technical debt, rework, and missed opportunities on high-margin projects that prioritise engineers who deliver regulatory-ready systems upfront.
How this compares to the alternatives
Public MiFID II training focuses on policy, not implementation. This course delivers engineering-specific patterns used in top-tier investment banks , the kind of know-how that positions you for premium builds.
Frequently asked
Is this course suitable for engineers without prior compliance experience?
Yes. It starts with foundational MiFID II obligations and builds to advanced implementation patterns, using concrete code and system design examples.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me get promoted?
Engineers who master regulatory-compliant design are increasingly chosen for high-impact, high-budget projects , a proven path to visibility and advancement.
$199 one-time. Approximately 3 hours per module, designed to be completed alongside active development work..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours