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Mastering Risk-Based Internal Audit; A Step-by-Step Self-Assessment Guide

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Mastering Risk-Based Internal Audit: A Step-by-Step Self-Assessment Guide



Course Overview

This comprehensive course is designed to equip participants with the knowledge and skills necessary to master risk-based internal auditing. Through a step-by-step self-assessment guide, participants will learn how to identify, assess, and mitigate risks, as well as develop a thorough understanding of the internal audit process.



Course Objectives

  • Understand the principles and concepts of risk-based internal auditing
  • Identify and assess risks in an organization
  • Develop a risk-based internal audit plan
  • Conduct a thorough internal audit
  • Report on internal audit findings
  • Develop recommendations for improvement


Course Outline

Module 1: Introduction to Risk-Based Internal Auditing

  • Definition and purpose of internal auditing
  • Principles and concepts of risk-based internal auditing
  • Benefits and challenges of risk-based internal auditing
  • Overview of the internal audit process

Module 2: Risk Management Fundamentals

  • Definition and types of risk
  • Risk management frameworks and models
  • Risk assessment techniques
  • Risk mitigation strategies

Module 3: Identifying and Assessing Risks

  • Risk identification techniques
  • Risk assessment methodologies
  • Assessing risk likelihood and impact
  • Prioritizing risks

Module 4: Developing a Risk-Based Internal Audit Plan

  • Defining audit objectives and scope
  • Identifying audit criteria and procedures
  • Developing an audit plan and schedule
  • Assigning audit resources

Module 5: Conducting the Internal Audit

  • Conducting audit fieldwork
  • Gathering and documenting evidence
  • Testing and evaluating controls
  • Identifying and documenting findings

Module 6: Reporting on Internal Audit Findings

  • Developing an audit report
  • Writing effective audit findings
  • Developing recommendations for improvement
  • Presenting audit results to stakeholders

Module 7: Follow-Up and Monitoring

  • Verifying implementation of audit recommendations
  • Monitoring audit progress and results
  • Conducting follow-up audits
  • Evaluating audit effectiveness


Course Features

  • Interactive and Engaging: The course includes interactive lessons, quizzes, and activities to keep participants engaged and motivated.
  • Comprehensive: The course covers all aspects of risk-based internal auditing, from risk management fundamentals to reporting on internal audit findings.
  • Personalized: Participants can learn at their own pace and focus on areas of interest or need.
  • Up-to-date: The course is updated regularly to reflect the latest developments and best practices in risk-based internal auditing.
  • Practical and Real-world Applications: The course includes real-world examples and case studies to illustrate key concepts and principles.
  • High-quality Content: The course is developed by expert instructors with extensive experience in risk-based internal auditing.
  • Certification: Participants receive a certificate upon completion of the course, issued by The Art of Service.
  • Flexible Learning: The course is available online and can be accessed from anywhere, at any time.
  • User-friendly: The course is designed to be easy to navigate and use, with clear instructions and minimal technical requirements.
  • Mobile-accessible: The course can be accessed on mobile devices, allowing participants to learn on-the-go.
  • Community-driven: Participants can connect with other learners and instructors through online forums and discussion groups.
  • Actionable Insights: The course provides actionable insights and practical advice that participants can apply in their own organizations.
  • Hands-on Projects: The course includes hands-on projects and activities that allow participants to apply their knowledge and skills in a practical way.
  • Bite-sized Lessons: The course is divided into bite-sized lessons, making it easy to fit learning into a busy schedule.
  • Lifetime Access: Participants have lifetime access to the course materials, allowing them to review and refresh their knowledge at any time.
  • Gamification: The course includes gamification elements, such as quizzes and challenges, to make learning fun and engaging.
  • Progress Tracking: Participants can track their progress through the course, receiving feedback and guidance along the way.


Certificate of Completion

Upon completion of the course, participants will receive a certificate issued by The Art of Service. This certificate demonstrates that the participant has achieved a thorough understanding of risk-based internal auditing and is equipped to apply this knowledge in a practical way.

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