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Mastering Risk-Based Internal Auditing; A Step-by-Step Guide

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Mastering Risk-Based Internal Auditing: A Step-by-Step Guide



Course Overview

This comprehensive course is designed to equip participants with the knowledge and skills necessary to master risk-based internal auditing. Through interactive and engaging lessons, participants will learn how to identify, assess, and mitigate risks, as well as develop effective audit plans and reports.



Course Objectives

  • Understand the principles and concepts of risk-based internal auditing
  • Identify and assess risks in various business processes
  • Develop effective audit plans and reports
  • Conduct risk-based internal audits with confidence and expertise
  • Communicate audit findings and recommendations to stakeholders


Course Outline

Module 1: Introduction to Risk-Based Internal Auditing

  • Definition and purpose of risk-based internal auditing
  • Benefits and challenges of risk-based internal auditing
  • Overview of the risk-based internal auditing process

Module 2: Risk Management Fundamentals

  • Definition and types of risk
  • Risk management frameworks and standards
  • Risk assessment and prioritization techniques

Module 3: Identifying and Assessing Risks

  • Identifying risks through various techniques (e.g., brainstorming, surveys, interviews)
  • Assessing risks using qualitative and quantitative methods
  • Prioritizing risks based on likelihood and impact

Module 4: Audit Planning and Preparation

  • Developing an audit plan and scope statement
  • Identifying audit objectives and criteria
  • Preparing audit working papers and documentation

Module 5: Conducting the Audit

  • Conducting audit fieldwork and gathering evidence
  • Evaluating audit evidence and drawing conclusions
  • Communicating audit findings and recommendations

Module 6: Reporting and Follow-up

  • Preparing and presenting audit reports
  • Developing and implementing audit recommendations
  • Following up on audit findings and recommendations

Module 7: Advanced Risk-Based Internal Auditing Techniques

  • Using data analytics and other advanced techniques in risk-based internal auditing
  • Conducting IT and cybersecurity audits
  • Using audit software and tools

Module 8: Case Studies and Group Discussions

  • Real-world case studies and group discussions
  • Applying risk-based internal auditing concepts to real-world scenarios
  • Sharing experiences and best practices


Course Features

  • Interactive and engaging lessons with real-world examples and case studies
  • Comprehensive and up-to-date content covering the latest risk-based internal auditing standards and best practices
  • Expert instructors with extensive experience in risk-based internal auditing
  • Certificate of Completion issued by The Art of Service upon completion of the course
  • Flexible learning with lifetime access to course materials and mobile accessibility
  • Community-driven with discussion forums and group activities
  • Actionable insights and hands-on projects to apply learning to real-world scenarios
  • Bite-sized lessons with progress tracking and gamification


Certificate of Completion

Upon completion of the course, participants will receive a Certificate of Completion issued by The Art of Service. This certificate demonstrates the participant's mastery of risk-based internal auditing concepts and techniques.

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