Mastering SOC 2 Compliance for Tech Leaders
You’re not just building technology. You’re building trust. And in today’s market, no other requirement is more urgent than proving your systems are secure, reliable, and compliant. If you’ve ever lost a sales deal over SOC 2, stalled a funding round, or watched a partnership slide away because you couldn’t demonstrate control, you know the real cost: credibility, revenue, and timing. This isn’t about passing an audit. It’s about gaining a strategic advantage. Mastering SOC 2 Compliance for Tech Leaders is the definitive system for turning compliance from a reactive burden into a proactive force multiplier - helping you close more deals, accelerate enterprise sales, and future-proof your platform with institutional-grade controls. Imagine walking into your next board meeting with a complete, board-ready SOC 2 implementation roadmap, fully documented controls, and the confidence to say you’re not just compliant - you’re audit-ready. One recent product director used this exact framework to bring his company from zero controls to a full Type I report in just 14 weeks. The result? A $4.2 million contract signed two months early. We built this course for leaders who don’t have time to read compliance textbooks or decode auditor jargon. It’s for those who need clarity, speed, and outcomes - not theory. Whether you’re a CTO, VP of Engineering, Head of Product, or Security Lead, this is your playbook for turning SOC 2 from a blocker into a growth lever. You’ll walk away with a fully structured compliance strategy, readiness assessment, control mapping, and implementation plan - all tailored to your tech stack and go-to-market model. No guesswork, no fluff, just action. Here’s how this course is structured to help you get there.Course Format & Delivery Details Designed for Real Leaders with Real Demands
This course is 100% self-paced, with immediate online access the moment you enrol. There are no fixed dates, no mandatory sessions, and no time zone conflicts. You can progress through the material on your schedule - during a flight, between sprints, or in focused deep work blocks - at the speed that suits your team’s pace. Most learners apply the first three modules in under 14 days and complete the full implementation framework in 6 to 8 weeks. But the best part? You can start seeing strategic clarity and stakeholder confidence in as little as 48 hours. Lifetime Access, Zero Future Costs
Once enrolled, you gain lifetime access to all course materials, including every tool, template, and framework. SOC 2 standards evolve, and so do we. You’ll receive ongoing updates at no extra cost, ensuring your knowledge stays current even as AICPA guidance shifts or new control categories emerge. Access is 24/7, global, and mobile-friendly. Whether you’re reviewing control mappings on your phone at 2 a.m. or sharing policy checklists with your legal counsel via tablet, everything is formatted for seamless use across devices. Direct Expert Support & Continuous Guidance
This is not a static document dump. You’ll receive direct instructor support throughout your journey. Ask questions, submit draft control descriptions, and receive expert feedback from compliance practitioners with decades of experience guiding startups through successful audits. You’re never navigating alone. Upon completion, you’ll earn a Certificate of Completion issued by The Art of Service - a globally recognised credential used by technology leaders in over 75 countries. This is not a participation badge. It’s verification that you’ve completed a rigorous, industry-aligned mastery path in SOC 2 strategy and execution. No Risk. No Guesswork. No Hidden Fees.
The pricing is straightforward. What you see is what you get - no hidden fees, no recurring charges, no surprise upsells. We accept Visa, Mastercard, and PayPal for secure, frictionless payment. If you complete the first two modules and don’t feel you’ve gained immediate clarity, actionable insight, or strategic direction, simply reach out within 30 days for a full refund. No questions, no forms, no hassle. This is our “satisfied or refunded” guarantee - designed so your only risk is inaction. Instant Confirmation, Seamless Onboarding
After enrollment, you’ll receive a confirmation email immediately. Your access credentials and complete course materials will be sent separately once your registration is finalised. You’ll be guided step-by-step through the onboarding flow, ensuring a smooth start. “Will This Work For Me?” – We’ve Got You Covered
Yes - even if you’re not a compliance expert. Even if your engineering team resists “process.” Even if you’re in a fast-moving startup with limited resources. This course was built specifically for technical leaders operating in ambiguity, not auditors in checklists. One engineering manager at a SaaS scale-up used our control prioritisation framework to reduce his team’s compliance lift by 60% while still achieving full auditor approval. A founder in fintech completed the entire readiness process solo - and passed her first Type I audit in under 10 weeks. This works even if: you’ve never written a policy before, your product is still evolving, or you’re preparing for your first enterprise sales cycle. The frameworks are modular, scalable, and specifically engineered to deliver results in real organisations - not textbook scenarios. You’re not just buying a course. You’re investing in risk reversal, strategic leverage, and career-defining outcomes - with every element designed to maximise trust, minimise friction, and accelerate your path from uncertainty to authority.
Module 1: Foundations of SOC 2 and the Modern Tech Leader’s Role - Understanding SOC 2: Purpose, Scope, and Relevance to Tech Organisations
- The Business Case for SOC 2: Why Customers, Investors, and Partners Demand It
- Differentiating Between SOC 2 Type I and Type II Reports
- The Trust Services Criteria: Security, Availability, Processing Integrity, Confidentiality, and Privacy
- Mapping SOC 2 to Other Frameworks: ISO 27001, HIPAA, GDPR, and NIST
- The Role of the Tech Leader in Compliance: Governance vs. Execution
- Common Misconceptions and Pitfalls That Delay Implementation
- Deploying SOC 2 as a Growth Strategy, Not Just a Compliance Requirement
- Establishing Your Compliance Vision and Executive Sponsorship
- Creating a Cross-Functional Compliance Team: Who to Involve and When
- Defining Success: Timeline, Budget, and Stakeholder Expectations
- Leveraging SOC 2 in Sales, Marketing, and Customer Onboarding
- Understanding Auditor Expectations and Communication Style
- Choosing Between Internal and External Readiness Assessments
- Identifying Your System Boundaries: Where Does SOC 2 Apply?
Module 2: Planning and Scoping Your SOC 2 Engagement - Defining Your In-Scope Systems and Services
- Documenting Your Technology Stack for Compliance Review
- Identifying Critical Data Flows and Access Patterns
- Establishing the Scope of Control Testing
- Choosing Which Trust Services Criteria to Pursue
- Selecting Type I vs Type II Based on Business Objectives
- Developing a Realistic Project Timeline and Milestone Plan
- Creating a Compliance Budget: People, Tools, and Consulting Costs
- Setting Up a Compliance Management Calendar
- Aligning SOC 2 Goals with Engineering, Product, and Security Roadmaps
- Identifying Early Wins to Build Internal Momentum
- Internal Communication Strategy for Stakeholders
- Managing Scope Creep and Expansion Requests
- Integrating Compliance into Agile Development Cycles
- Using Scope Definition to Minimise Implementation Burden
Module 3: Core Control Categories and Technical Requirements - Overview of the AICPA’s Common Criteria (CC) Framework
- CC1.1: Demonstrating Commitment to Integrity and Ethical Values
- CC2.1: Board Oversight of System Performance and Risk
- CC3.1: Establishing Objectives That Support Operational Goals
- CC4.1: Monitoring Systems and Events in Real Time
- CC5.1: Authorising and Verifying Financial and Operational Transactions
- CC6.1: Logical Access Security and Least Privilege Principles
- CC7.1: Monitoring System Changes and Configurations
- CC8.1: Performing Risk Assessments on a Regular Basis
- CC9.1: Designing Controls to Mitigate Identified Risks
- CC10.1: Evaluating the Effectiveness of Control Implementation
- Understanding Control Design vs Operating Effectiveness
- Distinguishing Preventive, Detective, and Corrective Controls
- Mapping Technical Controls to Cloud Infrastructure (AWS, Azure, GCP)
- Using Configuration-as-Code to Enforce Compliance at Scale
- Automating Evidence Collection from System Logs and Events
Module 4: Building Your Control Environment - Control Inventory and Centralised Tracking
- Developing a Control Ownership Matrix
- Assigning Accountability: Who Owns Each Control?
- Documenting Control Descriptions with Auditor Clarity
- Using Templates to Standardise Control Language
- Linking Controls to Policies, Procedures, and Tools
- Integrating Control Design into System Architecture Reviews
- Creating a Control Testing Schedule
- Establishing Thresholds for Control Failure and Escalation
- Versioning and Change Management for Controls
- Using Risk Heatmaps to Prioritise Control Deployment
- Aligning Control Implementation with Development Sprints
- Introducing Controls Without Disrupting Product Velocity
- Using Dashboards to Monitor Control Health
- Establishing a Control Review Cadence with Leadership
Module 5: Key Technical Controls for Engineering Leaders - Access Management: Role-Based Access Control (RBAC) Implementation
- Multi-Factor Authentication (MFA) Enforcement Across Systems
- Service Account Governance and Rotation Practices
- Just-In-Time (JIT) Access for Production Environments
- Privileged Access Management (PAM) Integration
- IP Whitelisting and Network Segmentation Strategies
- Zero Trust Architecture and Its Relevance to SOC 2
- Logging and Monitoring with SIEM Tools
- Real-Time Alerting on Critical System Events
- Change Management Processes for Infrastructure as Code
- Version Control Enforcement for Production Code
- Automated Security Scanning in CI/CD Pipelines
- Secrets Management and Key Rotation
- Secure Storage of Encryption Keys and Credentials
- Incident Response Plan Integration with SOC 2 Controls
Module 6: Data Protection and Privacy Controls - Data Classification Framework: Public, Internal, Confidential, Restricted
- Encryption at Rest and in Transit Configuration
- Key Management: Best Practices and Compliance Alignment
- Data Residency and Jurisdiction Constraints
- Customer Data Isolation in Multi-Tenant Systems
- Data Retention and Deletion Policies
- Automated Data Purging Mechanisms
- Logging Data Access and Export Requests
- Masking and Anonymisation Techniques for Testing Environments
- Consent Mechanisms for Data Processing Activities
- Vendor Risk Assessment for Subprocessors
- Data Processing Agreements (DPAs) and Third-Party Oversight
- Privacy Notice Alignment with Confidentiality and Privacy Criteria
- Personal Identifiable Information (PII) Handling Protocols
- Conducting Regular Data Flow Audits
Module 7: Policy Development and Documentation - The Critical Role of Written Policies in SOC 2
- Creating a Master Policy Repository
- Policy vs Procedure: Understanding the Difference
- Required SOC 2 Policies: Complete Checklist
- Acceptable Use Policy (AUP) Development and Enforcement
- Information Security Policy Core Elements
- Data Handling and Classification Policy Template
- Remote Work and Device Usage Policy
- Incident Response Policy Structure and Content
- Business Continuity and Disaster Recovery Policy
- Password Policy and Multi-Factor Authentication Rules
- Secure Development Lifecycle (SDL) Policy
- Change Management Procedure Documentation
- Version Control and Policy Approval Workflows
- Demonstrating Policy Awareness and Training Completion
Module 8: Operational Process Controls - Onboarding and Offboarding Processes with Automated Checks
- Background Verification for Sensitive Roles
- Role-Based Access Provisioning Workflows
- Separation of Duties (SoD) Enforcement
- Change Approval Processes for Production Systems
- Emergency Change Protocols with Audit Trail Requirements
- Regular Review of User Access Rights
- Automated Access Recertification Workflows
- Monitoring for Dormant or Orphaned Accounts
- Vendor Onboarding and Security Assessments
- Contract Review for Compliance Obligations
- Third-Party Risk Management (TPRM) Framework
- Monitoring Subservice Organizations
- Service Provider Controls Letters (SSCs) and Inherited Controls
- Tracking and Validating Vendor Compliance Status
Module 9: Monitoring, Testing, and Continuous Improvement - Designing a Control Testing Approach
- Sample Size Determination for Evidence Collection
- Attributes Sampling vs. Substantive Testing
- Scheduling Quarterly Control Evaluation Cycles
- Using Automated Tools for Continuous Control Monitoring
- Integrating SOC 2 Evidence Collection with SIEM and IAM Systems
- Logging Control Test Results and Exceptions
- Escalating and Resolving Control Failures
- Corrective Action Plans (CAPs) for Deficiencies
- Maintaining a Deficiency Tracking Log
- Conducting Internal Readiness Assessments
- Running Mock Audits with Internal Teams
- External Auditor Selection and Engagement Process
- Preparing for the Auditor’s Request List
- Establishing a Continuous Compliance Feedback Loop
Module 10: Evidence Collection and Auditor Readiness - Understanding What Evidence Auditors Require
- Categorising Evidence Types: Inquiry, Observation, Inspection, Reperformance
- Collecting Evidence from Identity Providers (Okta, Azure AD)
- Gathering Logs from Cloud Platforms (AWS CloudTrail, GCP Audit Logs)
- Extracting CI/CD Pipeline Records for Change Control
- Compiling Access Reviews and Approval Screenshots
- Documenting Policy Distribution and Acknowledgement
- Tracking Employee Security Training Completion
- Gathering Incident Response Exercise Records
- Obtaining Backup and Recovery Test Results
- Scheduling Penetration Testing and Vulnerability Scans
- Documenting Physical Security Controls for Data Centres
- Organising Evidence in Auditor-Friendly Formats
- Using Shared Drives and Compliance Portals Securely
- Preparing Your Point of Contact for Auditor Interaction
Module 11: Advanced Architectures and Scalable Compliance - Designing SOC 2 Compliance for Microservices and APIs
- Securing Serverless and Container-Based Environments
- Kubernetes Hardening and Audit Logging
- Compliance in Hybrid and Multi-Cloud Setups
- Extending Controls to Edge Computing and IoT Systems
- Managing Data Flows in Federated Architectures
- Implementing Centralised Identity Federation
- Monitoring AI/ML Workloads for Integrity and Confidentiality
- Securing Data Pipelines and Batch Processing Jobs
- Compliance for SaaS, PaaS, and IaaS Offerings
- Multi-Tenancy Considerations in SOC 2 Reporting
- Isolating Customer Environments in Shared Infrastructure
- Automating Tenant-Level Access Reviews
- Scalable Approaches to Evidence Collection
- Designing for Rapid Growth Without Compliance Debt
Module 12: Certification, Reporting, and Post-Audit Strategy - Finalising Your System Description Document
- Drafting the Management Assertion Statement
- Working with Your Auditor to Finalise the Report
- Addressing Auditor Findings and Qualifications
- Responding to Scope Limitations and Exceptions
- Understanding Opinion Types: Unqualified, Qualified, Adverse
- Receiving and Reviewing the Final SOC 2 Report
- Distributing Reports to Customers and Partners Safely
- Creating a Customer-Facing Abridged Version (ISAE 3402)
- Using SOC 2 as a Sales Enablement Tool
- Updating Marketing, Website, and Pitch Decks
- Training Sales Engineers on Compliance Talking Points
- Responding to RFPs with Confidence
- Re-Evaluation for Type II: What to Monitor During the Period
- Planning for Annual Audit Renewals
Module 13: Real-World Implementation Projects and Case Studies - Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers
Module 14: Career Advancement and Leadership in Compliance - Positioning SOC 2 Success on Your Resume and LinkedIn
- Negotiating Promotions Based on Compliance Leadership
- Transitioning from Technical Contributor to Compliance Strategist
- Communicating Compliance Value to Non-Technical Executives
- Presenting to Boards and Investors with Confidence
- Building a Personal Brand as a Tech-Compliance Leader
- Earning Recognition Within Your Industry
- Networking with Peers in Compliance and Security Circles
- Sharing Case Studies at Conferences and Meetups
- Upskilling Your Team Through Mentorship
- Creating Internal Compliance Playbooks
- Balancing Innovation and Risk Management
- Becoming the Go-To Person for Enterprise Readiness
- Using Your Certificate of Completion as Proof of Mastery
- Accessing the Global Art of Service Alumni Network
- Understanding SOC 2: Purpose, Scope, and Relevance to Tech Organisations
- The Business Case for SOC 2: Why Customers, Investors, and Partners Demand It
- Differentiating Between SOC 2 Type I and Type II Reports
- The Trust Services Criteria: Security, Availability, Processing Integrity, Confidentiality, and Privacy
- Mapping SOC 2 to Other Frameworks: ISO 27001, HIPAA, GDPR, and NIST
- The Role of the Tech Leader in Compliance: Governance vs. Execution
- Common Misconceptions and Pitfalls That Delay Implementation
- Deploying SOC 2 as a Growth Strategy, Not Just a Compliance Requirement
- Establishing Your Compliance Vision and Executive Sponsorship
- Creating a Cross-Functional Compliance Team: Who to Involve and When
- Defining Success: Timeline, Budget, and Stakeholder Expectations
- Leveraging SOC 2 in Sales, Marketing, and Customer Onboarding
- Understanding Auditor Expectations and Communication Style
- Choosing Between Internal and External Readiness Assessments
- Identifying Your System Boundaries: Where Does SOC 2 Apply?
Module 2: Planning and Scoping Your SOC 2 Engagement - Defining Your In-Scope Systems and Services
- Documenting Your Technology Stack for Compliance Review
- Identifying Critical Data Flows and Access Patterns
- Establishing the Scope of Control Testing
- Choosing Which Trust Services Criteria to Pursue
- Selecting Type I vs Type II Based on Business Objectives
- Developing a Realistic Project Timeline and Milestone Plan
- Creating a Compliance Budget: People, Tools, and Consulting Costs
- Setting Up a Compliance Management Calendar
- Aligning SOC 2 Goals with Engineering, Product, and Security Roadmaps
- Identifying Early Wins to Build Internal Momentum
- Internal Communication Strategy for Stakeholders
- Managing Scope Creep and Expansion Requests
- Integrating Compliance into Agile Development Cycles
- Using Scope Definition to Minimise Implementation Burden
Module 3: Core Control Categories and Technical Requirements - Overview of the AICPA’s Common Criteria (CC) Framework
- CC1.1: Demonstrating Commitment to Integrity and Ethical Values
- CC2.1: Board Oversight of System Performance and Risk
- CC3.1: Establishing Objectives That Support Operational Goals
- CC4.1: Monitoring Systems and Events in Real Time
- CC5.1: Authorising and Verifying Financial and Operational Transactions
- CC6.1: Logical Access Security and Least Privilege Principles
- CC7.1: Monitoring System Changes and Configurations
- CC8.1: Performing Risk Assessments on a Regular Basis
- CC9.1: Designing Controls to Mitigate Identified Risks
- CC10.1: Evaluating the Effectiveness of Control Implementation
- Understanding Control Design vs Operating Effectiveness
- Distinguishing Preventive, Detective, and Corrective Controls
- Mapping Technical Controls to Cloud Infrastructure (AWS, Azure, GCP)
- Using Configuration-as-Code to Enforce Compliance at Scale
- Automating Evidence Collection from System Logs and Events
Module 4: Building Your Control Environment - Control Inventory and Centralised Tracking
- Developing a Control Ownership Matrix
- Assigning Accountability: Who Owns Each Control?
- Documenting Control Descriptions with Auditor Clarity
- Using Templates to Standardise Control Language
- Linking Controls to Policies, Procedures, and Tools
- Integrating Control Design into System Architecture Reviews
- Creating a Control Testing Schedule
- Establishing Thresholds for Control Failure and Escalation
- Versioning and Change Management for Controls
- Using Risk Heatmaps to Prioritise Control Deployment
- Aligning Control Implementation with Development Sprints
- Introducing Controls Without Disrupting Product Velocity
- Using Dashboards to Monitor Control Health
- Establishing a Control Review Cadence with Leadership
Module 5: Key Technical Controls for Engineering Leaders - Access Management: Role-Based Access Control (RBAC) Implementation
- Multi-Factor Authentication (MFA) Enforcement Across Systems
- Service Account Governance and Rotation Practices
- Just-In-Time (JIT) Access for Production Environments
- Privileged Access Management (PAM) Integration
- IP Whitelisting and Network Segmentation Strategies
- Zero Trust Architecture and Its Relevance to SOC 2
- Logging and Monitoring with SIEM Tools
- Real-Time Alerting on Critical System Events
- Change Management Processes for Infrastructure as Code
- Version Control Enforcement for Production Code
- Automated Security Scanning in CI/CD Pipelines
- Secrets Management and Key Rotation
- Secure Storage of Encryption Keys and Credentials
- Incident Response Plan Integration with SOC 2 Controls
Module 6: Data Protection and Privacy Controls - Data Classification Framework: Public, Internal, Confidential, Restricted
- Encryption at Rest and in Transit Configuration
- Key Management: Best Practices and Compliance Alignment
- Data Residency and Jurisdiction Constraints
- Customer Data Isolation in Multi-Tenant Systems
- Data Retention and Deletion Policies
- Automated Data Purging Mechanisms
- Logging Data Access and Export Requests
- Masking and Anonymisation Techniques for Testing Environments
- Consent Mechanisms for Data Processing Activities
- Vendor Risk Assessment for Subprocessors
- Data Processing Agreements (DPAs) and Third-Party Oversight
- Privacy Notice Alignment with Confidentiality and Privacy Criteria
- Personal Identifiable Information (PII) Handling Protocols
- Conducting Regular Data Flow Audits
Module 7: Policy Development and Documentation - The Critical Role of Written Policies in SOC 2
- Creating a Master Policy Repository
- Policy vs Procedure: Understanding the Difference
- Required SOC 2 Policies: Complete Checklist
- Acceptable Use Policy (AUP) Development and Enforcement
- Information Security Policy Core Elements
- Data Handling and Classification Policy Template
- Remote Work and Device Usage Policy
- Incident Response Policy Structure and Content
- Business Continuity and Disaster Recovery Policy
- Password Policy and Multi-Factor Authentication Rules
- Secure Development Lifecycle (SDL) Policy
- Change Management Procedure Documentation
- Version Control and Policy Approval Workflows
- Demonstrating Policy Awareness and Training Completion
Module 8: Operational Process Controls - Onboarding and Offboarding Processes with Automated Checks
- Background Verification for Sensitive Roles
- Role-Based Access Provisioning Workflows
- Separation of Duties (SoD) Enforcement
- Change Approval Processes for Production Systems
- Emergency Change Protocols with Audit Trail Requirements
- Regular Review of User Access Rights
- Automated Access Recertification Workflows
- Monitoring for Dormant or Orphaned Accounts
- Vendor Onboarding and Security Assessments
- Contract Review for Compliance Obligations
- Third-Party Risk Management (TPRM) Framework
- Monitoring Subservice Organizations
- Service Provider Controls Letters (SSCs) and Inherited Controls
- Tracking and Validating Vendor Compliance Status
Module 9: Monitoring, Testing, and Continuous Improvement - Designing a Control Testing Approach
- Sample Size Determination for Evidence Collection
- Attributes Sampling vs. Substantive Testing
- Scheduling Quarterly Control Evaluation Cycles
- Using Automated Tools for Continuous Control Monitoring
- Integrating SOC 2 Evidence Collection with SIEM and IAM Systems
- Logging Control Test Results and Exceptions
- Escalating and Resolving Control Failures
- Corrective Action Plans (CAPs) for Deficiencies
- Maintaining a Deficiency Tracking Log
- Conducting Internal Readiness Assessments
- Running Mock Audits with Internal Teams
- External Auditor Selection and Engagement Process
- Preparing for the Auditor’s Request List
- Establishing a Continuous Compliance Feedback Loop
Module 10: Evidence Collection and Auditor Readiness - Understanding What Evidence Auditors Require
- Categorising Evidence Types: Inquiry, Observation, Inspection, Reperformance
- Collecting Evidence from Identity Providers (Okta, Azure AD)
- Gathering Logs from Cloud Platforms (AWS CloudTrail, GCP Audit Logs)
- Extracting CI/CD Pipeline Records for Change Control
- Compiling Access Reviews and Approval Screenshots
- Documenting Policy Distribution and Acknowledgement
- Tracking Employee Security Training Completion
- Gathering Incident Response Exercise Records
- Obtaining Backup and Recovery Test Results
- Scheduling Penetration Testing and Vulnerability Scans
- Documenting Physical Security Controls for Data Centres
- Organising Evidence in Auditor-Friendly Formats
- Using Shared Drives and Compliance Portals Securely
- Preparing Your Point of Contact for Auditor Interaction
Module 11: Advanced Architectures and Scalable Compliance - Designing SOC 2 Compliance for Microservices and APIs
- Securing Serverless and Container-Based Environments
- Kubernetes Hardening and Audit Logging
- Compliance in Hybrid and Multi-Cloud Setups
- Extending Controls to Edge Computing and IoT Systems
- Managing Data Flows in Federated Architectures
- Implementing Centralised Identity Federation
- Monitoring AI/ML Workloads for Integrity and Confidentiality
- Securing Data Pipelines and Batch Processing Jobs
- Compliance for SaaS, PaaS, and IaaS Offerings
- Multi-Tenancy Considerations in SOC 2 Reporting
- Isolating Customer Environments in Shared Infrastructure
- Automating Tenant-Level Access Reviews
- Scalable Approaches to Evidence Collection
- Designing for Rapid Growth Without Compliance Debt
Module 12: Certification, Reporting, and Post-Audit Strategy - Finalising Your System Description Document
- Drafting the Management Assertion Statement
- Working with Your Auditor to Finalise the Report
- Addressing Auditor Findings and Qualifications
- Responding to Scope Limitations and Exceptions
- Understanding Opinion Types: Unqualified, Qualified, Adverse
- Receiving and Reviewing the Final SOC 2 Report
- Distributing Reports to Customers and Partners Safely
- Creating a Customer-Facing Abridged Version (ISAE 3402)
- Using SOC 2 as a Sales Enablement Tool
- Updating Marketing, Website, and Pitch Decks
- Training Sales Engineers on Compliance Talking Points
- Responding to RFPs with Confidence
- Re-Evaluation for Type II: What to Monitor During the Period
- Planning for Annual Audit Renewals
Module 13: Real-World Implementation Projects and Case Studies - Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers
Module 14: Career Advancement and Leadership in Compliance - Positioning SOC 2 Success on Your Resume and LinkedIn
- Negotiating Promotions Based on Compliance Leadership
- Transitioning from Technical Contributor to Compliance Strategist
- Communicating Compliance Value to Non-Technical Executives
- Presenting to Boards and Investors with Confidence
- Building a Personal Brand as a Tech-Compliance Leader
- Earning Recognition Within Your Industry
- Networking with Peers in Compliance and Security Circles
- Sharing Case Studies at Conferences and Meetups
- Upskilling Your Team Through Mentorship
- Creating Internal Compliance Playbooks
- Balancing Innovation and Risk Management
- Becoming the Go-To Person for Enterprise Readiness
- Using Your Certificate of Completion as Proof of Mastery
- Accessing the Global Art of Service Alumni Network
- Overview of the AICPA’s Common Criteria (CC) Framework
- CC1.1: Demonstrating Commitment to Integrity and Ethical Values
- CC2.1: Board Oversight of System Performance and Risk
- CC3.1: Establishing Objectives That Support Operational Goals
- CC4.1: Monitoring Systems and Events in Real Time
- CC5.1: Authorising and Verifying Financial and Operational Transactions
- CC6.1: Logical Access Security and Least Privilege Principles
- CC7.1: Monitoring System Changes and Configurations
- CC8.1: Performing Risk Assessments on a Regular Basis
- CC9.1: Designing Controls to Mitigate Identified Risks
- CC10.1: Evaluating the Effectiveness of Control Implementation
- Understanding Control Design vs Operating Effectiveness
- Distinguishing Preventive, Detective, and Corrective Controls
- Mapping Technical Controls to Cloud Infrastructure (AWS, Azure, GCP)
- Using Configuration-as-Code to Enforce Compliance at Scale
- Automating Evidence Collection from System Logs and Events
Module 4: Building Your Control Environment - Control Inventory and Centralised Tracking
- Developing a Control Ownership Matrix
- Assigning Accountability: Who Owns Each Control?
- Documenting Control Descriptions with Auditor Clarity
- Using Templates to Standardise Control Language
- Linking Controls to Policies, Procedures, and Tools
- Integrating Control Design into System Architecture Reviews
- Creating a Control Testing Schedule
- Establishing Thresholds for Control Failure and Escalation
- Versioning and Change Management for Controls
- Using Risk Heatmaps to Prioritise Control Deployment
- Aligning Control Implementation with Development Sprints
- Introducing Controls Without Disrupting Product Velocity
- Using Dashboards to Monitor Control Health
- Establishing a Control Review Cadence with Leadership
Module 5: Key Technical Controls for Engineering Leaders - Access Management: Role-Based Access Control (RBAC) Implementation
- Multi-Factor Authentication (MFA) Enforcement Across Systems
- Service Account Governance and Rotation Practices
- Just-In-Time (JIT) Access for Production Environments
- Privileged Access Management (PAM) Integration
- IP Whitelisting and Network Segmentation Strategies
- Zero Trust Architecture and Its Relevance to SOC 2
- Logging and Monitoring with SIEM Tools
- Real-Time Alerting on Critical System Events
- Change Management Processes for Infrastructure as Code
- Version Control Enforcement for Production Code
- Automated Security Scanning in CI/CD Pipelines
- Secrets Management and Key Rotation
- Secure Storage of Encryption Keys and Credentials
- Incident Response Plan Integration with SOC 2 Controls
Module 6: Data Protection and Privacy Controls - Data Classification Framework: Public, Internal, Confidential, Restricted
- Encryption at Rest and in Transit Configuration
- Key Management: Best Practices and Compliance Alignment
- Data Residency and Jurisdiction Constraints
- Customer Data Isolation in Multi-Tenant Systems
- Data Retention and Deletion Policies
- Automated Data Purging Mechanisms
- Logging Data Access and Export Requests
- Masking and Anonymisation Techniques for Testing Environments
- Consent Mechanisms for Data Processing Activities
- Vendor Risk Assessment for Subprocessors
- Data Processing Agreements (DPAs) and Third-Party Oversight
- Privacy Notice Alignment with Confidentiality and Privacy Criteria
- Personal Identifiable Information (PII) Handling Protocols
- Conducting Regular Data Flow Audits
Module 7: Policy Development and Documentation - The Critical Role of Written Policies in SOC 2
- Creating a Master Policy Repository
- Policy vs Procedure: Understanding the Difference
- Required SOC 2 Policies: Complete Checklist
- Acceptable Use Policy (AUP) Development and Enforcement
- Information Security Policy Core Elements
- Data Handling and Classification Policy Template
- Remote Work and Device Usage Policy
- Incident Response Policy Structure and Content
- Business Continuity and Disaster Recovery Policy
- Password Policy and Multi-Factor Authentication Rules
- Secure Development Lifecycle (SDL) Policy
- Change Management Procedure Documentation
- Version Control and Policy Approval Workflows
- Demonstrating Policy Awareness and Training Completion
Module 8: Operational Process Controls - Onboarding and Offboarding Processes with Automated Checks
- Background Verification for Sensitive Roles
- Role-Based Access Provisioning Workflows
- Separation of Duties (SoD) Enforcement
- Change Approval Processes for Production Systems
- Emergency Change Protocols with Audit Trail Requirements
- Regular Review of User Access Rights
- Automated Access Recertification Workflows
- Monitoring for Dormant or Orphaned Accounts
- Vendor Onboarding and Security Assessments
- Contract Review for Compliance Obligations
- Third-Party Risk Management (TPRM) Framework
- Monitoring Subservice Organizations
- Service Provider Controls Letters (SSCs) and Inherited Controls
- Tracking and Validating Vendor Compliance Status
Module 9: Monitoring, Testing, and Continuous Improvement - Designing a Control Testing Approach
- Sample Size Determination for Evidence Collection
- Attributes Sampling vs. Substantive Testing
- Scheduling Quarterly Control Evaluation Cycles
- Using Automated Tools for Continuous Control Monitoring
- Integrating SOC 2 Evidence Collection with SIEM and IAM Systems
- Logging Control Test Results and Exceptions
- Escalating and Resolving Control Failures
- Corrective Action Plans (CAPs) for Deficiencies
- Maintaining a Deficiency Tracking Log
- Conducting Internal Readiness Assessments
- Running Mock Audits with Internal Teams
- External Auditor Selection and Engagement Process
- Preparing for the Auditor’s Request List
- Establishing a Continuous Compliance Feedback Loop
Module 10: Evidence Collection and Auditor Readiness - Understanding What Evidence Auditors Require
- Categorising Evidence Types: Inquiry, Observation, Inspection, Reperformance
- Collecting Evidence from Identity Providers (Okta, Azure AD)
- Gathering Logs from Cloud Platforms (AWS CloudTrail, GCP Audit Logs)
- Extracting CI/CD Pipeline Records for Change Control
- Compiling Access Reviews and Approval Screenshots
- Documenting Policy Distribution and Acknowledgement
- Tracking Employee Security Training Completion
- Gathering Incident Response Exercise Records
- Obtaining Backup and Recovery Test Results
- Scheduling Penetration Testing and Vulnerability Scans
- Documenting Physical Security Controls for Data Centres
- Organising Evidence in Auditor-Friendly Formats
- Using Shared Drives and Compliance Portals Securely
- Preparing Your Point of Contact for Auditor Interaction
Module 11: Advanced Architectures and Scalable Compliance - Designing SOC 2 Compliance for Microservices and APIs
- Securing Serverless and Container-Based Environments
- Kubernetes Hardening and Audit Logging
- Compliance in Hybrid and Multi-Cloud Setups
- Extending Controls to Edge Computing and IoT Systems
- Managing Data Flows in Federated Architectures
- Implementing Centralised Identity Federation
- Monitoring AI/ML Workloads for Integrity and Confidentiality
- Securing Data Pipelines and Batch Processing Jobs
- Compliance for SaaS, PaaS, and IaaS Offerings
- Multi-Tenancy Considerations in SOC 2 Reporting
- Isolating Customer Environments in Shared Infrastructure
- Automating Tenant-Level Access Reviews
- Scalable Approaches to Evidence Collection
- Designing for Rapid Growth Without Compliance Debt
Module 12: Certification, Reporting, and Post-Audit Strategy - Finalising Your System Description Document
- Drafting the Management Assertion Statement
- Working with Your Auditor to Finalise the Report
- Addressing Auditor Findings and Qualifications
- Responding to Scope Limitations and Exceptions
- Understanding Opinion Types: Unqualified, Qualified, Adverse
- Receiving and Reviewing the Final SOC 2 Report
- Distributing Reports to Customers and Partners Safely
- Creating a Customer-Facing Abridged Version (ISAE 3402)
- Using SOC 2 as a Sales Enablement Tool
- Updating Marketing, Website, and Pitch Decks
- Training Sales Engineers on Compliance Talking Points
- Responding to RFPs with Confidence
- Re-Evaluation for Type II: What to Monitor During the Period
- Planning for Annual Audit Renewals
Module 13: Real-World Implementation Projects and Case Studies - Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers
Module 14: Career Advancement and Leadership in Compliance - Positioning SOC 2 Success on Your Resume and LinkedIn
- Negotiating Promotions Based on Compliance Leadership
- Transitioning from Technical Contributor to Compliance Strategist
- Communicating Compliance Value to Non-Technical Executives
- Presenting to Boards and Investors with Confidence
- Building a Personal Brand as a Tech-Compliance Leader
- Earning Recognition Within Your Industry
- Networking with Peers in Compliance and Security Circles
- Sharing Case Studies at Conferences and Meetups
- Upskilling Your Team Through Mentorship
- Creating Internal Compliance Playbooks
- Balancing Innovation and Risk Management
- Becoming the Go-To Person for Enterprise Readiness
- Using Your Certificate of Completion as Proof of Mastery
- Accessing the Global Art of Service Alumni Network
- Access Management: Role-Based Access Control (RBAC) Implementation
- Multi-Factor Authentication (MFA) Enforcement Across Systems
- Service Account Governance and Rotation Practices
- Just-In-Time (JIT) Access for Production Environments
- Privileged Access Management (PAM) Integration
- IP Whitelisting and Network Segmentation Strategies
- Zero Trust Architecture and Its Relevance to SOC 2
- Logging and Monitoring with SIEM Tools
- Real-Time Alerting on Critical System Events
- Change Management Processes for Infrastructure as Code
- Version Control Enforcement for Production Code
- Automated Security Scanning in CI/CD Pipelines
- Secrets Management and Key Rotation
- Secure Storage of Encryption Keys and Credentials
- Incident Response Plan Integration with SOC 2 Controls
Module 6: Data Protection and Privacy Controls - Data Classification Framework: Public, Internal, Confidential, Restricted
- Encryption at Rest and in Transit Configuration
- Key Management: Best Practices and Compliance Alignment
- Data Residency and Jurisdiction Constraints
- Customer Data Isolation in Multi-Tenant Systems
- Data Retention and Deletion Policies
- Automated Data Purging Mechanisms
- Logging Data Access and Export Requests
- Masking and Anonymisation Techniques for Testing Environments
- Consent Mechanisms for Data Processing Activities
- Vendor Risk Assessment for Subprocessors
- Data Processing Agreements (DPAs) and Third-Party Oversight
- Privacy Notice Alignment with Confidentiality and Privacy Criteria
- Personal Identifiable Information (PII) Handling Protocols
- Conducting Regular Data Flow Audits
Module 7: Policy Development and Documentation - The Critical Role of Written Policies in SOC 2
- Creating a Master Policy Repository
- Policy vs Procedure: Understanding the Difference
- Required SOC 2 Policies: Complete Checklist
- Acceptable Use Policy (AUP) Development and Enforcement
- Information Security Policy Core Elements
- Data Handling and Classification Policy Template
- Remote Work and Device Usage Policy
- Incident Response Policy Structure and Content
- Business Continuity and Disaster Recovery Policy
- Password Policy and Multi-Factor Authentication Rules
- Secure Development Lifecycle (SDL) Policy
- Change Management Procedure Documentation
- Version Control and Policy Approval Workflows
- Demonstrating Policy Awareness and Training Completion
Module 8: Operational Process Controls - Onboarding and Offboarding Processes with Automated Checks
- Background Verification for Sensitive Roles
- Role-Based Access Provisioning Workflows
- Separation of Duties (SoD) Enforcement
- Change Approval Processes for Production Systems
- Emergency Change Protocols with Audit Trail Requirements
- Regular Review of User Access Rights
- Automated Access Recertification Workflows
- Monitoring for Dormant or Orphaned Accounts
- Vendor Onboarding and Security Assessments
- Contract Review for Compliance Obligations
- Third-Party Risk Management (TPRM) Framework
- Monitoring Subservice Organizations
- Service Provider Controls Letters (SSCs) and Inherited Controls
- Tracking and Validating Vendor Compliance Status
Module 9: Monitoring, Testing, and Continuous Improvement - Designing a Control Testing Approach
- Sample Size Determination for Evidence Collection
- Attributes Sampling vs. Substantive Testing
- Scheduling Quarterly Control Evaluation Cycles
- Using Automated Tools for Continuous Control Monitoring
- Integrating SOC 2 Evidence Collection with SIEM and IAM Systems
- Logging Control Test Results and Exceptions
- Escalating and Resolving Control Failures
- Corrective Action Plans (CAPs) for Deficiencies
- Maintaining a Deficiency Tracking Log
- Conducting Internal Readiness Assessments
- Running Mock Audits with Internal Teams
- External Auditor Selection and Engagement Process
- Preparing for the Auditor’s Request List
- Establishing a Continuous Compliance Feedback Loop
Module 10: Evidence Collection and Auditor Readiness - Understanding What Evidence Auditors Require
- Categorising Evidence Types: Inquiry, Observation, Inspection, Reperformance
- Collecting Evidence from Identity Providers (Okta, Azure AD)
- Gathering Logs from Cloud Platforms (AWS CloudTrail, GCP Audit Logs)
- Extracting CI/CD Pipeline Records for Change Control
- Compiling Access Reviews and Approval Screenshots
- Documenting Policy Distribution and Acknowledgement
- Tracking Employee Security Training Completion
- Gathering Incident Response Exercise Records
- Obtaining Backup and Recovery Test Results
- Scheduling Penetration Testing and Vulnerability Scans
- Documenting Physical Security Controls for Data Centres
- Organising Evidence in Auditor-Friendly Formats
- Using Shared Drives and Compliance Portals Securely
- Preparing Your Point of Contact for Auditor Interaction
Module 11: Advanced Architectures and Scalable Compliance - Designing SOC 2 Compliance for Microservices and APIs
- Securing Serverless and Container-Based Environments
- Kubernetes Hardening and Audit Logging
- Compliance in Hybrid and Multi-Cloud Setups
- Extending Controls to Edge Computing and IoT Systems
- Managing Data Flows in Federated Architectures
- Implementing Centralised Identity Federation
- Monitoring AI/ML Workloads for Integrity and Confidentiality
- Securing Data Pipelines and Batch Processing Jobs
- Compliance for SaaS, PaaS, and IaaS Offerings
- Multi-Tenancy Considerations in SOC 2 Reporting
- Isolating Customer Environments in Shared Infrastructure
- Automating Tenant-Level Access Reviews
- Scalable Approaches to Evidence Collection
- Designing for Rapid Growth Without Compliance Debt
Module 12: Certification, Reporting, and Post-Audit Strategy - Finalising Your System Description Document
- Drafting the Management Assertion Statement
- Working with Your Auditor to Finalise the Report
- Addressing Auditor Findings and Qualifications
- Responding to Scope Limitations and Exceptions
- Understanding Opinion Types: Unqualified, Qualified, Adverse
- Receiving and Reviewing the Final SOC 2 Report
- Distributing Reports to Customers and Partners Safely
- Creating a Customer-Facing Abridged Version (ISAE 3402)
- Using SOC 2 as a Sales Enablement Tool
- Updating Marketing, Website, and Pitch Decks
- Training Sales Engineers on Compliance Talking Points
- Responding to RFPs with Confidence
- Re-Evaluation for Type II: What to Monitor During the Period
- Planning for Annual Audit Renewals
Module 13: Real-World Implementation Projects and Case Studies - Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers
Module 14: Career Advancement and Leadership in Compliance - Positioning SOC 2 Success on Your Resume and LinkedIn
- Negotiating Promotions Based on Compliance Leadership
- Transitioning from Technical Contributor to Compliance Strategist
- Communicating Compliance Value to Non-Technical Executives
- Presenting to Boards and Investors with Confidence
- Building a Personal Brand as a Tech-Compliance Leader
- Earning Recognition Within Your Industry
- Networking with Peers in Compliance and Security Circles
- Sharing Case Studies at Conferences and Meetups
- Upskilling Your Team Through Mentorship
- Creating Internal Compliance Playbooks
- Balancing Innovation and Risk Management
- Becoming the Go-To Person for Enterprise Readiness
- Using Your Certificate of Completion as Proof of Mastery
- Accessing the Global Art of Service Alumni Network
- The Critical Role of Written Policies in SOC 2
- Creating a Master Policy Repository
- Policy vs Procedure: Understanding the Difference
- Required SOC 2 Policies: Complete Checklist
- Acceptable Use Policy (AUP) Development and Enforcement
- Information Security Policy Core Elements
- Data Handling and Classification Policy Template
- Remote Work and Device Usage Policy
- Incident Response Policy Structure and Content
- Business Continuity and Disaster Recovery Policy
- Password Policy and Multi-Factor Authentication Rules
- Secure Development Lifecycle (SDL) Policy
- Change Management Procedure Documentation
- Version Control and Policy Approval Workflows
- Demonstrating Policy Awareness and Training Completion
Module 8: Operational Process Controls - Onboarding and Offboarding Processes with Automated Checks
- Background Verification for Sensitive Roles
- Role-Based Access Provisioning Workflows
- Separation of Duties (SoD) Enforcement
- Change Approval Processes for Production Systems
- Emergency Change Protocols with Audit Trail Requirements
- Regular Review of User Access Rights
- Automated Access Recertification Workflows
- Monitoring for Dormant or Orphaned Accounts
- Vendor Onboarding and Security Assessments
- Contract Review for Compliance Obligations
- Third-Party Risk Management (TPRM) Framework
- Monitoring Subservice Organizations
- Service Provider Controls Letters (SSCs) and Inherited Controls
- Tracking and Validating Vendor Compliance Status
Module 9: Monitoring, Testing, and Continuous Improvement - Designing a Control Testing Approach
- Sample Size Determination for Evidence Collection
- Attributes Sampling vs. Substantive Testing
- Scheduling Quarterly Control Evaluation Cycles
- Using Automated Tools for Continuous Control Monitoring
- Integrating SOC 2 Evidence Collection with SIEM and IAM Systems
- Logging Control Test Results and Exceptions
- Escalating and Resolving Control Failures
- Corrective Action Plans (CAPs) for Deficiencies
- Maintaining a Deficiency Tracking Log
- Conducting Internal Readiness Assessments
- Running Mock Audits with Internal Teams
- External Auditor Selection and Engagement Process
- Preparing for the Auditor’s Request List
- Establishing a Continuous Compliance Feedback Loop
Module 10: Evidence Collection and Auditor Readiness - Understanding What Evidence Auditors Require
- Categorising Evidence Types: Inquiry, Observation, Inspection, Reperformance
- Collecting Evidence from Identity Providers (Okta, Azure AD)
- Gathering Logs from Cloud Platforms (AWS CloudTrail, GCP Audit Logs)
- Extracting CI/CD Pipeline Records for Change Control
- Compiling Access Reviews and Approval Screenshots
- Documenting Policy Distribution and Acknowledgement
- Tracking Employee Security Training Completion
- Gathering Incident Response Exercise Records
- Obtaining Backup and Recovery Test Results
- Scheduling Penetration Testing and Vulnerability Scans
- Documenting Physical Security Controls for Data Centres
- Organising Evidence in Auditor-Friendly Formats
- Using Shared Drives and Compliance Portals Securely
- Preparing Your Point of Contact for Auditor Interaction
Module 11: Advanced Architectures and Scalable Compliance - Designing SOC 2 Compliance for Microservices and APIs
- Securing Serverless and Container-Based Environments
- Kubernetes Hardening and Audit Logging
- Compliance in Hybrid and Multi-Cloud Setups
- Extending Controls to Edge Computing and IoT Systems
- Managing Data Flows in Federated Architectures
- Implementing Centralised Identity Federation
- Monitoring AI/ML Workloads for Integrity and Confidentiality
- Securing Data Pipelines and Batch Processing Jobs
- Compliance for SaaS, PaaS, and IaaS Offerings
- Multi-Tenancy Considerations in SOC 2 Reporting
- Isolating Customer Environments in Shared Infrastructure
- Automating Tenant-Level Access Reviews
- Scalable Approaches to Evidence Collection
- Designing for Rapid Growth Without Compliance Debt
Module 12: Certification, Reporting, and Post-Audit Strategy - Finalising Your System Description Document
- Drafting the Management Assertion Statement
- Working with Your Auditor to Finalise the Report
- Addressing Auditor Findings and Qualifications
- Responding to Scope Limitations and Exceptions
- Understanding Opinion Types: Unqualified, Qualified, Adverse
- Receiving and Reviewing the Final SOC 2 Report
- Distributing Reports to Customers and Partners Safely
- Creating a Customer-Facing Abridged Version (ISAE 3402)
- Using SOC 2 as a Sales Enablement Tool
- Updating Marketing, Website, and Pitch Decks
- Training Sales Engineers on Compliance Talking Points
- Responding to RFPs with Confidence
- Re-Evaluation for Type II: What to Monitor During the Period
- Planning for Annual Audit Renewals
Module 13: Real-World Implementation Projects and Case Studies - Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers
Module 14: Career Advancement and Leadership in Compliance - Positioning SOC 2 Success on Your Resume and LinkedIn
- Negotiating Promotions Based on Compliance Leadership
- Transitioning from Technical Contributor to Compliance Strategist
- Communicating Compliance Value to Non-Technical Executives
- Presenting to Boards and Investors with Confidence
- Building a Personal Brand as a Tech-Compliance Leader
- Earning Recognition Within Your Industry
- Networking with Peers in Compliance and Security Circles
- Sharing Case Studies at Conferences and Meetups
- Upskilling Your Team Through Mentorship
- Creating Internal Compliance Playbooks
- Balancing Innovation and Risk Management
- Becoming the Go-To Person for Enterprise Readiness
- Using Your Certificate of Completion as Proof of Mastery
- Accessing the Global Art of Service Alumni Network
- Designing a Control Testing Approach
- Sample Size Determination for Evidence Collection
- Attributes Sampling vs. Substantive Testing
- Scheduling Quarterly Control Evaluation Cycles
- Using Automated Tools for Continuous Control Monitoring
- Integrating SOC 2 Evidence Collection with SIEM and IAM Systems
- Logging Control Test Results and Exceptions
- Escalating and Resolving Control Failures
- Corrective Action Plans (CAPs) for Deficiencies
- Maintaining a Deficiency Tracking Log
- Conducting Internal Readiness Assessments
- Running Mock Audits with Internal Teams
- External Auditor Selection and Engagement Process
- Preparing for the Auditor’s Request List
- Establishing a Continuous Compliance Feedback Loop
Module 10: Evidence Collection and Auditor Readiness - Understanding What Evidence Auditors Require
- Categorising Evidence Types: Inquiry, Observation, Inspection, Reperformance
- Collecting Evidence from Identity Providers (Okta, Azure AD)
- Gathering Logs from Cloud Platforms (AWS CloudTrail, GCP Audit Logs)
- Extracting CI/CD Pipeline Records for Change Control
- Compiling Access Reviews and Approval Screenshots
- Documenting Policy Distribution and Acknowledgement
- Tracking Employee Security Training Completion
- Gathering Incident Response Exercise Records
- Obtaining Backup and Recovery Test Results
- Scheduling Penetration Testing and Vulnerability Scans
- Documenting Physical Security Controls for Data Centres
- Organising Evidence in Auditor-Friendly Formats
- Using Shared Drives and Compliance Portals Securely
- Preparing Your Point of Contact for Auditor Interaction
Module 11: Advanced Architectures and Scalable Compliance - Designing SOC 2 Compliance for Microservices and APIs
- Securing Serverless and Container-Based Environments
- Kubernetes Hardening and Audit Logging
- Compliance in Hybrid and Multi-Cloud Setups
- Extending Controls to Edge Computing and IoT Systems
- Managing Data Flows in Federated Architectures
- Implementing Centralised Identity Federation
- Monitoring AI/ML Workloads for Integrity and Confidentiality
- Securing Data Pipelines and Batch Processing Jobs
- Compliance for SaaS, PaaS, and IaaS Offerings
- Multi-Tenancy Considerations in SOC 2 Reporting
- Isolating Customer Environments in Shared Infrastructure
- Automating Tenant-Level Access Reviews
- Scalable Approaches to Evidence Collection
- Designing for Rapid Growth Without Compliance Debt
Module 12: Certification, Reporting, and Post-Audit Strategy - Finalising Your System Description Document
- Drafting the Management Assertion Statement
- Working with Your Auditor to Finalise the Report
- Addressing Auditor Findings and Qualifications
- Responding to Scope Limitations and Exceptions
- Understanding Opinion Types: Unqualified, Qualified, Adverse
- Receiving and Reviewing the Final SOC 2 Report
- Distributing Reports to Customers and Partners Safely
- Creating a Customer-Facing Abridged Version (ISAE 3402)
- Using SOC 2 as a Sales Enablement Tool
- Updating Marketing, Website, and Pitch Decks
- Training Sales Engineers on Compliance Talking Points
- Responding to RFPs with Confidence
- Re-Evaluation for Type II: What to Monitor During the Period
- Planning for Annual Audit Renewals
Module 13: Real-World Implementation Projects and Case Studies - Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers
Module 14: Career Advancement and Leadership in Compliance - Positioning SOC 2 Success on Your Resume and LinkedIn
- Negotiating Promotions Based on Compliance Leadership
- Transitioning from Technical Contributor to Compliance Strategist
- Communicating Compliance Value to Non-Technical Executives
- Presenting to Boards and Investors with Confidence
- Building a Personal Brand as a Tech-Compliance Leader
- Earning Recognition Within Your Industry
- Networking with Peers in Compliance and Security Circles
- Sharing Case Studies at Conferences and Meetups
- Upskilling Your Team Through Mentorship
- Creating Internal Compliance Playbooks
- Balancing Innovation and Risk Management
- Becoming the Go-To Person for Enterprise Readiness
- Using Your Certificate of Completion as Proof of Mastery
- Accessing the Global Art of Service Alumni Network
- Designing SOC 2 Compliance for Microservices and APIs
- Securing Serverless and Container-Based Environments
- Kubernetes Hardening and Audit Logging
- Compliance in Hybrid and Multi-Cloud Setups
- Extending Controls to Edge Computing and IoT Systems
- Managing Data Flows in Federated Architectures
- Implementing Centralised Identity Federation
- Monitoring AI/ML Workloads for Integrity and Confidentiality
- Securing Data Pipelines and Batch Processing Jobs
- Compliance for SaaS, PaaS, and IaaS Offerings
- Multi-Tenancy Considerations in SOC 2 Reporting
- Isolating Customer Environments in Shared Infrastructure
- Automating Tenant-Level Access Reviews
- Scalable Approaches to Evidence Collection
- Designing for Rapid Growth Without Compliance Debt
Module 12: Certification, Reporting, and Post-Audit Strategy - Finalising Your System Description Document
- Drafting the Management Assertion Statement
- Working with Your Auditor to Finalise the Report
- Addressing Auditor Findings and Qualifications
- Responding to Scope Limitations and Exceptions
- Understanding Opinion Types: Unqualified, Qualified, Adverse
- Receiving and Reviewing the Final SOC 2 Report
- Distributing Reports to Customers and Partners Safely
- Creating a Customer-Facing Abridged Version (ISAE 3402)
- Using SOC 2 as a Sales Enablement Tool
- Updating Marketing, Website, and Pitch Decks
- Training Sales Engineers on Compliance Talking Points
- Responding to RFPs with Confidence
- Re-Evaluation for Type II: What to Monitor During the Period
- Planning for Annual Audit Renewals
Module 13: Real-World Implementation Projects and Case Studies - Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers
Module 14: Career Advancement and Leadership in Compliance - Positioning SOC 2 Success on Your Resume and LinkedIn
- Negotiating Promotions Based on Compliance Leadership
- Transitioning from Technical Contributor to Compliance Strategist
- Communicating Compliance Value to Non-Technical Executives
- Presenting to Boards and Investors with Confidence
- Building a Personal Brand as a Tech-Compliance Leader
- Earning Recognition Within Your Industry
- Networking with Peers in Compliance and Security Circles
- Sharing Case Studies at Conferences and Meetups
- Upskilling Your Team Through Mentorship
- Creating Internal Compliance Playbooks
- Balancing Innovation and Risk Management
- Becoming the Go-To Person for Enterprise Readiness
- Using Your Certificate of Completion as Proof of Mastery
- Accessing the Global Art of Service Alumni Network
- Case Study: SOC 2 for a Series-A SaaS Startup
- Real Project: Build Your Own System Boundaries Document
- Real Project: Map Your Tech Stack to In-Scope Controls
- Leveraging Open Source Tools for Evidence Automation
- Creating a Control Matrix for 20 Key SOC 2 Controls
- Developing a Readiness Assessment Scorecard
- Project: Draft a Complete Information Security Policy
- Project: Design an Access Review Workflow
- Project: Build a Remediation Plan for Common Gaps
- Creating a Board Presentation on Compliance Progress
- Establishing Monthly Compliance Review Meetings
- Measuring Compliance Maturity Across Teams
- Using Dashboards to Report Control Health to Executives
- Integrating Compliance into Product Launch Checklists
- Benchmarking Against Industry Peers