Course Format & Delivery Details Designed for Maximum Flexibility, Trust, and Career Impact
This course is built to fit your life, not the other way around. Whether you're a busy IT professional, a compliance officer managing multiple frameworks, or an entrepreneur securing your SaaS product, Mastering SOC 2 Compliance: The Complete Guide to Security and Trust in the Digital Age is structured for seamless integration into your schedule—without sacrificing depth, quality, or real-world applicability. Self-Paced with Immediate Online Access
Begin immediately upon enrollment. There's no waiting, no fixed start dates, and no arbitrary deadlines. The entire course is delivered on-demand, allowing you to progress at your own speed—whether you want to complete it in ten focused days or spread it over several months. This is learning that adapts to you, not the reverse. Typical Completion Time: 3–5 Weeks | Real-World Results from Day One
Most learners complete the course in 3 to 5 weeks with consistent effort. However, many report applying critical risk assessments, trust principles, and control mappings within the first 72 hours. Practical templates, control implementation guidance, and audit readiness strategies are actionable the moment you encounter them—delivering ROI long before course completion. Lifetime Access with Ongoing Free Updates
Once you're enrolled, you own access to the course forever. As SOC 2 standards evolve and regulatory expectations shift, the course content is continuously reviewed and updated—no extra fees, no surprise charges. You’ll receive access to all future enhancements, ensuring your knowledge remains current and your certification remains relevant for years to come. 24/7 Global & Mobile-Friendly Access
Access your materials anytime, anywhere. The platform is fully responsive, optimized for smartphones, tablets, and desktops—so you can study during commutes, review controls before client meetings, or refine documentation from your laptop during downtime. No downloads, no installations, no hassle. Expert-Led Instructor Support & Guidance
You’re not learning in isolation. Throughout the course, you’ll have direct access to our expert-led support team—a network of certified SOC 2 practitioners, auditors, and compliance architects. Ask detailed questions, submit draft policies for review, and receive nuanced guidance on complex scenarios like multi-cloud compliance, data residency, or third-party vendor validation. This isn’t automated chat—this is real, human, domain-specific expertise. Certificate of Completion Issued by The Art of Service
Upon completion, you will earn a Certificate of Completion issued by The Art of Service—a globally recognized credential trusted by thousands of organizations, auditors, and hiring managers. This certificate verifies your mastery of SOC 2 principles, control frameworks, and implementation strategies. It’s not just a digital badge—it's a career accelerant, adding instant credibility to your LinkedIn profile, resume, and client proposals. Transparent Pricing with No Hidden Fees
Our pricing is straightforward. What you see is exactly what you pay—zero hidden fees, no recurring charges, no surprise subscriptions. You gain full lifetime access to the entire course, all updates, and certification upon completion. That’s it. No upsells, no fine print. Accepted Payment Methods
We accept all major payment options including Visa, Mastercard, and PayPal for secure, hassle-free enrollment. Your transaction is encrypted with bank-level security, ensuring your financial information is protected at every step. 30-Day Satisfied or Refunded Guarantee
We’re so confident in the value of this course that we offer a full 30-day money-back promise. If you’re not satisfied for any reason—whether it's the content, structure, or applicability—simply request a refund and we’ll process it immediately, no questions asked. This is risk-free learning at the highest level. Enrollment Confirmation & Secure Access Delivery
Once you enroll, you’ll receive an email confirmation. Shortly after, a separate message will deliver your secure access details once your course materials are fully provisioned. This ensures data integrity, account security, and personalized onboarding for every learner. “Will This Work for Me?” – The Ultimate Risk-Reversal Promise
You might be thinking: “I’m not a security expert.” Or: “My company is small—can we really achieve SOC 2 compliance?” Or even: “I’ve tried other courses and they were too theoretical.”
This course works even if: You’ve never written a policy before, your organization lacks a dedicated compliance team, or you’re operating in a fast-paced startup environment with limited resources. We’ve helped compliance officers at Fortune 500 firms, founders of bootstrapped SaaS platforms, and consultants delivering SOC 2 readiness assessments to clients across 68 countries. The framework is universal. The implementation is modular. The ROI is measurable. Role-Specific Results You Can Achieve
- For Compliance Managers: Confidently lead internal audits, map controls to AICPA criteria, and produce auditor-ready documentation—reducing external consulting costs by up to 60%.
- For IT Leaders: Implement technical safeguards like access logging, encryption standards, and intrusion detection that align precisely with SOC 2 requirements.
- For Founders: Build investor-grade security posture, accelerate due diligence cycles, and secure enterprise contracts faster with verifiable trust frameworks.
- For Consultants: Deliver premium SOC 2 scoping, gap analysis, and readiness services with proven methodologies, templates, and client reporting structures.
Trusted by Professionals Worldwide
“I used the control templates and risk assessment methodology from this course to get my fintech client SOC 2 compliant in under 14 weeks—complete with auditor-approved documentation. The Art of Service certificate gave me instant credibility.”
— M. Reynolds, Security Consultant, UK “As a solo founder, I was overwhelmed. This course broke everything down—policies, access reviews, incident response—into step-by-step actions. We passed our audit with zero exceptions.”
— L. Tran, CEO, DataVault Inc. Safety, Clarity, and Confidence Built In
Every element of this course—from the structure to the support to the certification—is designed to remove uncertainty. We don’t just teach SOC 2—we make it achievable, manageable, and repeatable. With lifetime access, expert guidance, and a risk-free guarantee, you have everything you need to succeed—nothing to lose, and career transformation to gain.
Extensive & Detailed Course Curriculum
Module 1: Foundations of Trust in the Digital Age - Understanding the Evolution of Digital Trust
- The Role of Third-Party Assurance in Global Business
- Why SOC 2 Has Become the Gold Standard for SaaS Providers
- Differentiating Between SOC 1, SOC 2, and SOC 3 Reports
- Core Principles of the AICPA Trust Services Criteria (TSC)
- Security, Availability, Processing Integrity, Confidentiality, and Privacy Explained
- How SOC 2 Builds Competitive Advantage
- Mapping SOC 2 to Customer Due Diligence Requirements
- Common Misconceptions About Compliance and Certification
- Identifying Your Organization’s Readiness Stage
Module 2: The SOC 2 Framework – Structure and Scope - Defining the Two Types of SOC 2 Reports: Type I vs. Type II
- Understanding the Role of an Independent Auditor
- Key Components of a SOC 2 Examination
- How to Determine Whether You Need a Single or Multiple Criteria Report
- Establishing System Boundaries for Your SOC 2 Scope
- Identifying In-Scope Systems, Data Flows, and Processes
- Excluding Non-Relevant Services or Subsystems Ethically
- Documenting System Descriptions for Auditor Review
- Role of Management’s Assertions in the SOC 2 Process
- How to Align Your Business Model with SOC 2 Requirements
Module 3: Deep Dive into the AICPA Trust Services Criteria - Security (Common Criteria CC1–CC9) – Full Breakdown
- Availability (A1–A2): Ensuring System Uptime and Monitoring
- Processing Integrity (PI1): Validating Data Accuracy and Timeliness
- Confidentiality (C1–C2): Protecting Sensitive Information in Transit and at Rest
- Privacy (P1–P5): Complying with Data Handling and Retention Standards
- Mapping Criteria to Your Industry’s Risk Profile
- Understanding Benevolent and Malicious Threats to Controls
- How to Justify the Exclusion of Certain Criteria (With Documentation)
- Regulatory Overlaps: GDPR, HIPAA, CCPA, and SOC 2 Alignment
- Leveraging Frameworks Like NIST CSF and ISO 27001 to Support SOC 2
Module 4: Governance and Risk Management for SOC 2 - Establishing a Compliance Governance Committee
- Defining Roles: Data Owners, Custodians, and Stewards
- Creating a Risk Management Framework Aligned with SOC 2
- Conducting Comprehensive Risk Assessments
- Documentation of Risk Identification, Evaluation, and Response
- Using Risk Heat Maps to Prioritize Control Implementation
- Quarterly Risk Review Cycles and Executive Reporting
- Integrating Risk into Change Management Processes
- Third-Party Risk Management (Vendor Controls and Subprocessor Oversight)
- Creating a Risk Register Template with Real-World Examples
Module 5: Control Design and Implementation Strategy - What Makes a Control “Effective” vs. “Demonstrable”
- Preventive, Detective, and Corrective Controls Explained
- Automated vs. Manual Controls: When to Use Each
- Mapping Controls to Specific Trust Services Criteria
- Designing Controls That Are Both Operational and Audit-Ready
- How to Document Control Ownership and Accountability
- Incorporating Control Activities into Daily Operations
- Using Flowcharts and Process Diagrams to Visualize Control Points
- Avoiding Over-Engineering: Lean Compliance Principles
- Control Testing Frequency Based on Risk Level
Module 6: Policies, Procedures, and Documentation Mastery - Essential Policies Required for SOC 2 Compliance
- Acceptable Use Policy (AUP) – Writing for Enforceability
- Information Security Policy – Aligning with Organizational Goals
- Incident Response Plan (IRP) – Step-by-Step Development
- Data Retention and Destruction Policy – Legal and Technical Requirements
- Change Management Policy – Controls for System Modifications
- Backup and Recovery Policy – Restoration Time Objectives (RTO) and Point (RPO)
- Remote Access Policy – Securing Off-Network Work
- Business Continuity and Disaster Recovery (BCDR) Plan Essentials
- Maintaining Version Control and Approval Logs for All Policies
Module 7: Identity and Access Management (IAM) Controls - User Provisioning and Deprovisioning Workflows
- Role-Based Access Control (RBAC) Design and Implementation
- Multi-Factor Authentication (MFA) Requirements Across Systems
- Password Complexity and Expiration Standards
- Privileged Access Management (PAM) for Admin Accounts
- Session Timeouts and Lockout Mechanisms
- Regular Access Reviews and Recertification Processes
- Logging and Monitoring of User Access Changes
- Handling Contractor and Temporary Access
- Integrating IAM with Identity Providers (e.g., Okta, Azure AD)
Module 8: Technical Security Controls & Infrastructure Safeguards - Network Segmentation and Firewall Configuration
- Intrusion Detection and Prevention Systems (IDS/IPS)
- Endpoint Protection and Anti-Malware Strategies
- Mobile Device Management (MDM) and BYOD Policies
- Secure Configuration of Servers, Databases, and Applications
- Encryption Standards for Data at Rest and in Transit (TLS, AES-256)
- Secure Key Management and Certificate Handling
- Secure Development Lifecycle (SDL) Integration
- API Security and Rate Limiting Controls
- Securing Cloud Environments (AWS, GCP, Azure) with SOC 2 Alignment
Module 9: Monitoring, Logging, and Audit Trails - Defining Audit Log Requirements by Control Type
- Centralized Log Aggregation with SIEM Tools
- Log Retention Periods in Line with SOC 2 and Legal Requirements
- Protecting Logs from Unauthorized Access or Deletion
- Automated Alerting for Anomalous Activities
- Event Time Synchronization Across Hosts (NTP Configuration)
- User Activity Monitoring: What to Log and Why
- Generating and Reviewing Audit Reports
- Demonstrating Log Integrity to Auditors
- Integrating Logging with Incident Response Procedures
Module 10: Incident Management and Breach Preparedness - Defining Security Incidents vs. Events
- Establishing an Incident Response Team (IRT)
- Creating an Incident Escalation Pathway
- Incident Classification and Severity Tiers
- Containment, Eradication, and Recovery Procedures
- Forensic Readiness: Preserving Evidence for Audits and Legal Action
- Post-Incident Reviews and Corrective Action Plans (CAPA)
- Regulatory Notification Requirements (72-Hour Rule, etc.)
- Simulated Incident Response Exercises
- Documenting Incident History for Auditor Scrutiny
Module 11: Change Management and System Development Life Cycle - Formal Change Request and Approval Processes
- Testing Changes in Non-Production Environments
- Emergency Change Procedures with Approval and Review
- Version Control for Application and Infrastructure Code
- Change Logs and Audit Trails for Deployments
- Segregation of Duties in Development and Deployment
- Peer Code Reviews and Security Scans in CI/CD Pipelines
- Rollback Procedures for Failed Deployments
- Vendor-Supplied Software Updates and Patch Management
- Automating Change Control Compliance in Cloud Environments
Module 12: Physical and Environmental Security - Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
Module 1: Foundations of Trust in the Digital Age - Understanding the Evolution of Digital Trust
- The Role of Third-Party Assurance in Global Business
- Why SOC 2 Has Become the Gold Standard for SaaS Providers
- Differentiating Between SOC 1, SOC 2, and SOC 3 Reports
- Core Principles of the AICPA Trust Services Criteria (TSC)
- Security, Availability, Processing Integrity, Confidentiality, and Privacy Explained
- How SOC 2 Builds Competitive Advantage
- Mapping SOC 2 to Customer Due Diligence Requirements
- Common Misconceptions About Compliance and Certification
- Identifying Your Organization’s Readiness Stage
Module 2: The SOC 2 Framework – Structure and Scope - Defining the Two Types of SOC 2 Reports: Type I vs. Type II
- Understanding the Role of an Independent Auditor
- Key Components of a SOC 2 Examination
- How to Determine Whether You Need a Single or Multiple Criteria Report
- Establishing System Boundaries for Your SOC 2 Scope
- Identifying In-Scope Systems, Data Flows, and Processes
- Excluding Non-Relevant Services or Subsystems Ethically
- Documenting System Descriptions for Auditor Review
- Role of Management’s Assertions in the SOC 2 Process
- How to Align Your Business Model with SOC 2 Requirements
Module 3: Deep Dive into the AICPA Trust Services Criteria - Security (Common Criteria CC1–CC9) – Full Breakdown
- Availability (A1–A2): Ensuring System Uptime and Monitoring
- Processing Integrity (PI1): Validating Data Accuracy and Timeliness
- Confidentiality (C1–C2): Protecting Sensitive Information in Transit and at Rest
- Privacy (P1–P5): Complying with Data Handling and Retention Standards
- Mapping Criteria to Your Industry’s Risk Profile
- Understanding Benevolent and Malicious Threats to Controls
- How to Justify the Exclusion of Certain Criteria (With Documentation)
- Regulatory Overlaps: GDPR, HIPAA, CCPA, and SOC 2 Alignment
- Leveraging Frameworks Like NIST CSF and ISO 27001 to Support SOC 2
Module 4: Governance and Risk Management for SOC 2 - Establishing a Compliance Governance Committee
- Defining Roles: Data Owners, Custodians, and Stewards
- Creating a Risk Management Framework Aligned with SOC 2
- Conducting Comprehensive Risk Assessments
- Documentation of Risk Identification, Evaluation, and Response
- Using Risk Heat Maps to Prioritize Control Implementation
- Quarterly Risk Review Cycles and Executive Reporting
- Integrating Risk into Change Management Processes
- Third-Party Risk Management (Vendor Controls and Subprocessor Oversight)
- Creating a Risk Register Template with Real-World Examples
Module 5: Control Design and Implementation Strategy - What Makes a Control “Effective” vs. “Demonstrable”
- Preventive, Detective, and Corrective Controls Explained
- Automated vs. Manual Controls: When to Use Each
- Mapping Controls to Specific Trust Services Criteria
- Designing Controls That Are Both Operational and Audit-Ready
- How to Document Control Ownership and Accountability
- Incorporating Control Activities into Daily Operations
- Using Flowcharts and Process Diagrams to Visualize Control Points
- Avoiding Over-Engineering: Lean Compliance Principles
- Control Testing Frequency Based on Risk Level
Module 6: Policies, Procedures, and Documentation Mastery - Essential Policies Required for SOC 2 Compliance
- Acceptable Use Policy (AUP) – Writing for Enforceability
- Information Security Policy – Aligning with Organizational Goals
- Incident Response Plan (IRP) – Step-by-Step Development
- Data Retention and Destruction Policy – Legal and Technical Requirements
- Change Management Policy – Controls for System Modifications
- Backup and Recovery Policy – Restoration Time Objectives (RTO) and Point (RPO)
- Remote Access Policy – Securing Off-Network Work
- Business Continuity and Disaster Recovery (BCDR) Plan Essentials
- Maintaining Version Control and Approval Logs for All Policies
Module 7: Identity and Access Management (IAM) Controls - User Provisioning and Deprovisioning Workflows
- Role-Based Access Control (RBAC) Design and Implementation
- Multi-Factor Authentication (MFA) Requirements Across Systems
- Password Complexity and Expiration Standards
- Privileged Access Management (PAM) for Admin Accounts
- Session Timeouts and Lockout Mechanisms
- Regular Access Reviews and Recertification Processes
- Logging and Monitoring of User Access Changes
- Handling Contractor and Temporary Access
- Integrating IAM with Identity Providers (e.g., Okta, Azure AD)
Module 8: Technical Security Controls & Infrastructure Safeguards - Network Segmentation and Firewall Configuration
- Intrusion Detection and Prevention Systems (IDS/IPS)
- Endpoint Protection and Anti-Malware Strategies
- Mobile Device Management (MDM) and BYOD Policies
- Secure Configuration of Servers, Databases, and Applications
- Encryption Standards for Data at Rest and in Transit (TLS, AES-256)
- Secure Key Management and Certificate Handling
- Secure Development Lifecycle (SDL) Integration
- API Security and Rate Limiting Controls
- Securing Cloud Environments (AWS, GCP, Azure) with SOC 2 Alignment
Module 9: Monitoring, Logging, and Audit Trails - Defining Audit Log Requirements by Control Type
- Centralized Log Aggregation with SIEM Tools
- Log Retention Periods in Line with SOC 2 and Legal Requirements
- Protecting Logs from Unauthorized Access or Deletion
- Automated Alerting for Anomalous Activities
- Event Time Synchronization Across Hosts (NTP Configuration)
- User Activity Monitoring: What to Log and Why
- Generating and Reviewing Audit Reports
- Demonstrating Log Integrity to Auditors
- Integrating Logging with Incident Response Procedures
Module 10: Incident Management and Breach Preparedness - Defining Security Incidents vs. Events
- Establishing an Incident Response Team (IRT)
- Creating an Incident Escalation Pathway
- Incident Classification and Severity Tiers
- Containment, Eradication, and Recovery Procedures
- Forensic Readiness: Preserving Evidence for Audits and Legal Action
- Post-Incident Reviews and Corrective Action Plans (CAPA)
- Regulatory Notification Requirements (72-Hour Rule, etc.)
- Simulated Incident Response Exercises
- Documenting Incident History for Auditor Scrutiny
Module 11: Change Management and System Development Life Cycle - Formal Change Request and Approval Processes
- Testing Changes in Non-Production Environments
- Emergency Change Procedures with Approval and Review
- Version Control for Application and Infrastructure Code
- Change Logs and Audit Trails for Deployments
- Segregation of Duties in Development and Deployment
- Peer Code Reviews and Security Scans in CI/CD Pipelines
- Rollback Procedures for Failed Deployments
- Vendor-Supplied Software Updates and Patch Management
- Automating Change Control Compliance in Cloud Environments
Module 12: Physical and Environmental Security - Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Defining the Two Types of SOC 2 Reports: Type I vs. Type II
- Understanding the Role of an Independent Auditor
- Key Components of a SOC 2 Examination
- How to Determine Whether You Need a Single or Multiple Criteria Report
- Establishing System Boundaries for Your SOC 2 Scope
- Identifying In-Scope Systems, Data Flows, and Processes
- Excluding Non-Relevant Services or Subsystems Ethically
- Documenting System Descriptions for Auditor Review
- Role of Management’s Assertions in the SOC 2 Process
- How to Align Your Business Model with SOC 2 Requirements
Module 3: Deep Dive into the AICPA Trust Services Criteria - Security (Common Criteria CC1–CC9) – Full Breakdown
- Availability (A1–A2): Ensuring System Uptime and Monitoring
- Processing Integrity (PI1): Validating Data Accuracy and Timeliness
- Confidentiality (C1–C2): Protecting Sensitive Information in Transit and at Rest
- Privacy (P1–P5): Complying with Data Handling and Retention Standards
- Mapping Criteria to Your Industry’s Risk Profile
- Understanding Benevolent and Malicious Threats to Controls
- How to Justify the Exclusion of Certain Criteria (With Documentation)
- Regulatory Overlaps: GDPR, HIPAA, CCPA, and SOC 2 Alignment
- Leveraging Frameworks Like NIST CSF and ISO 27001 to Support SOC 2
Module 4: Governance and Risk Management for SOC 2 - Establishing a Compliance Governance Committee
- Defining Roles: Data Owners, Custodians, and Stewards
- Creating a Risk Management Framework Aligned with SOC 2
- Conducting Comprehensive Risk Assessments
- Documentation of Risk Identification, Evaluation, and Response
- Using Risk Heat Maps to Prioritize Control Implementation
- Quarterly Risk Review Cycles and Executive Reporting
- Integrating Risk into Change Management Processes
- Third-Party Risk Management (Vendor Controls and Subprocessor Oversight)
- Creating a Risk Register Template with Real-World Examples
Module 5: Control Design and Implementation Strategy - What Makes a Control “Effective” vs. “Demonstrable”
- Preventive, Detective, and Corrective Controls Explained
- Automated vs. Manual Controls: When to Use Each
- Mapping Controls to Specific Trust Services Criteria
- Designing Controls That Are Both Operational and Audit-Ready
- How to Document Control Ownership and Accountability
- Incorporating Control Activities into Daily Operations
- Using Flowcharts and Process Diagrams to Visualize Control Points
- Avoiding Over-Engineering: Lean Compliance Principles
- Control Testing Frequency Based on Risk Level
Module 6: Policies, Procedures, and Documentation Mastery - Essential Policies Required for SOC 2 Compliance
- Acceptable Use Policy (AUP) – Writing for Enforceability
- Information Security Policy – Aligning with Organizational Goals
- Incident Response Plan (IRP) – Step-by-Step Development
- Data Retention and Destruction Policy – Legal and Technical Requirements
- Change Management Policy – Controls for System Modifications
- Backup and Recovery Policy – Restoration Time Objectives (RTO) and Point (RPO)
- Remote Access Policy – Securing Off-Network Work
- Business Continuity and Disaster Recovery (BCDR) Plan Essentials
- Maintaining Version Control and Approval Logs for All Policies
Module 7: Identity and Access Management (IAM) Controls - User Provisioning and Deprovisioning Workflows
- Role-Based Access Control (RBAC) Design and Implementation
- Multi-Factor Authentication (MFA) Requirements Across Systems
- Password Complexity and Expiration Standards
- Privileged Access Management (PAM) for Admin Accounts
- Session Timeouts and Lockout Mechanisms
- Regular Access Reviews and Recertification Processes
- Logging and Monitoring of User Access Changes
- Handling Contractor and Temporary Access
- Integrating IAM with Identity Providers (e.g., Okta, Azure AD)
Module 8: Technical Security Controls & Infrastructure Safeguards - Network Segmentation and Firewall Configuration
- Intrusion Detection and Prevention Systems (IDS/IPS)
- Endpoint Protection and Anti-Malware Strategies
- Mobile Device Management (MDM) and BYOD Policies
- Secure Configuration of Servers, Databases, and Applications
- Encryption Standards for Data at Rest and in Transit (TLS, AES-256)
- Secure Key Management and Certificate Handling
- Secure Development Lifecycle (SDL) Integration
- API Security and Rate Limiting Controls
- Securing Cloud Environments (AWS, GCP, Azure) with SOC 2 Alignment
Module 9: Monitoring, Logging, and Audit Trails - Defining Audit Log Requirements by Control Type
- Centralized Log Aggregation with SIEM Tools
- Log Retention Periods in Line with SOC 2 and Legal Requirements
- Protecting Logs from Unauthorized Access or Deletion
- Automated Alerting for Anomalous Activities
- Event Time Synchronization Across Hosts (NTP Configuration)
- User Activity Monitoring: What to Log and Why
- Generating and Reviewing Audit Reports
- Demonstrating Log Integrity to Auditors
- Integrating Logging with Incident Response Procedures
Module 10: Incident Management and Breach Preparedness - Defining Security Incidents vs. Events
- Establishing an Incident Response Team (IRT)
- Creating an Incident Escalation Pathway
- Incident Classification and Severity Tiers
- Containment, Eradication, and Recovery Procedures
- Forensic Readiness: Preserving Evidence for Audits and Legal Action
- Post-Incident Reviews and Corrective Action Plans (CAPA)
- Regulatory Notification Requirements (72-Hour Rule, etc.)
- Simulated Incident Response Exercises
- Documenting Incident History for Auditor Scrutiny
Module 11: Change Management and System Development Life Cycle - Formal Change Request and Approval Processes
- Testing Changes in Non-Production Environments
- Emergency Change Procedures with Approval and Review
- Version Control for Application and Infrastructure Code
- Change Logs and Audit Trails for Deployments
- Segregation of Duties in Development and Deployment
- Peer Code Reviews and Security Scans in CI/CD Pipelines
- Rollback Procedures for Failed Deployments
- Vendor-Supplied Software Updates and Patch Management
- Automating Change Control Compliance in Cloud Environments
Module 12: Physical and Environmental Security - Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Establishing a Compliance Governance Committee
- Defining Roles: Data Owners, Custodians, and Stewards
- Creating a Risk Management Framework Aligned with SOC 2
- Conducting Comprehensive Risk Assessments
- Documentation of Risk Identification, Evaluation, and Response
- Using Risk Heat Maps to Prioritize Control Implementation
- Quarterly Risk Review Cycles and Executive Reporting
- Integrating Risk into Change Management Processes
- Third-Party Risk Management (Vendor Controls and Subprocessor Oversight)
- Creating a Risk Register Template with Real-World Examples
Module 5: Control Design and Implementation Strategy - What Makes a Control “Effective” vs. “Demonstrable”
- Preventive, Detective, and Corrective Controls Explained
- Automated vs. Manual Controls: When to Use Each
- Mapping Controls to Specific Trust Services Criteria
- Designing Controls That Are Both Operational and Audit-Ready
- How to Document Control Ownership and Accountability
- Incorporating Control Activities into Daily Operations
- Using Flowcharts and Process Diagrams to Visualize Control Points
- Avoiding Over-Engineering: Lean Compliance Principles
- Control Testing Frequency Based on Risk Level
Module 6: Policies, Procedures, and Documentation Mastery - Essential Policies Required for SOC 2 Compliance
- Acceptable Use Policy (AUP) – Writing for Enforceability
- Information Security Policy – Aligning with Organizational Goals
- Incident Response Plan (IRP) – Step-by-Step Development
- Data Retention and Destruction Policy – Legal and Technical Requirements
- Change Management Policy – Controls for System Modifications
- Backup and Recovery Policy – Restoration Time Objectives (RTO) and Point (RPO)
- Remote Access Policy – Securing Off-Network Work
- Business Continuity and Disaster Recovery (BCDR) Plan Essentials
- Maintaining Version Control and Approval Logs for All Policies
Module 7: Identity and Access Management (IAM) Controls - User Provisioning and Deprovisioning Workflows
- Role-Based Access Control (RBAC) Design and Implementation
- Multi-Factor Authentication (MFA) Requirements Across Systems
- Password Complexity and Expiration Standards
- Privileged Access Management (PAM) for Admin Accounts
- Session Timeouts and Lockout Mechanisms
- Regular Access Reviews and Recertification Processes
- Logging and Monitoring of User Access Changes
- Handling Contractor and Temporary Access
- Integrating IAM with Identity Providers (e.g., Okta, Azure AD)
Module 8: Technical Security Controls & Infrastructure Safeguards - Network Segmentation and Firewall Configuration
- Intrusion Detection and Prevention Systems (IDS/IPS)
- Endpoint Protection and Anti-Malware Strategies
- Mobile Device Management (MDM) and BYOD Policies
- Secure Configuration of Servers, Databases, and Applications
- Encryption Standards for Data at Rest and in Transit (TLS, AES-256)
- Secure Key Management and Certificate Handling
- Secure Development Lifecycle (SDL) Integration
- API Security and Rate Limiting Controls
- Securing Cloud Environments (AWS, GCP, Azure) with SOC 2 Alignment
Module 9: Monitoring, Logging, and Audit Trails - Defining Audit Log Requirements by Control Type
- Centralized Log Aggregation with SIEM Tools
- Log Retention Periods in Line with SOC 2 and Legal Requirements
- Protecting Logs from Unauthorized Access or Deletion
- Automated Alerting for Anomalous Activities
- Event Time Synchronization Across Hosts (NTP Configuration)
- User Activity Monitoring: What to Log and Why
- Generating and Reviewing Audit Reports
- Demonstrating Log Integrity to Auditors
- Integrating Logging with Incident Response Procedures
Module 10: Incident Management and Breach Preparedness - Defining Security Incidents vs. Events
- Establishing an Incident Response Team (IRT)
- Creating an Incident Escalation Pathway
- Incident Classification and Severity Tiers
- Containment, Eradication, and Recovery Procedures
- Forensic Readiness: Preserving Evidence for Audits and Legal Action
- Post-Incident Reviews and Corrective Action Plans (CAPA)
- Regulatory Notification Requirements (72-Hour Rule, etc.)
- Simulated Incident Response Exercises
- Documenting Incident History for Auditor Scrutiny
Module 11: Change Management and System Development Life Cycle - Formal Change Request and Approval Processes
- Testing Changes in Non-Production Environments
- Emergency Change Procedures with Approval and Review
- Version Control for Application and Infrastructure Code
- Change Logs and Audit Trails for Deployments
- Segregation of Duties in Development and Deployment
- Peer Code Reviews and Security Scans in CI/CD Pipelines
- Rollback Procedures for Failed Deployments
- Vendor-Supplied Software Updates and Patch Management
- Automating Change Control Compliance in Cloud Environments
Module 12: Physical and Environmental Security - Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Essential Policies Required for SOC 2 Compliance
- Acceptable Use Policy (AUP) – Writing for Enforceability
- Information Security Policy – Aligning with Organizational Goals
- Incident Response Plan (IRP) – Step-by-Step Development
- Data Retention and Destruction Policy – Legal and Technical Requirements
- Change Management Policy – Controls for System Modifications
- Backup and Recovery Policy – Restoration Time Objectives (RTO) and Point (RPO)
- Remote Access Policy – Securing Off-Network Work
- Business Continuity and Disaster Recovery (BCDR) Plan Essentials
- Maintaining Version Control and Approval Logs for All Policies
Module 7: Identity and Access Management (IAM) Controls - User Provisioning and Deprovisioning Workflows
- Role-Based Access Control (RBAC) Design and Implementation
- Multi-Factor Authentication (MFA) Requirements Across Systems
- Password Complexity and Expiration Standards
- Privileged Access Management (PAM) for Admin Accounts
- Session Timeouts and Lockout Mechanisms
- Regular Access Reviews and Recertification Processes
- Logging and Monitoring of User Access Changes
- Handling Contractor and Temporary Access
- Integrating IAM with Identity Providers (e.g., Okta, Azure AD)
Module 8: Technical Security Controls & Infrastructure Safeguards - Network Segmentation and Firewall Configuration
- Intrusion Detection and Prevention Systems (IDS/IPS)
- Endpoint Protection and Anti-Malware Strategies
- Mobile Device Management (MDM) and BYOD Policies
- Secure Configuration of Servers, Databases, and Applications
- Encryption Standards for Data at Rest and in Transit (TLS, AES-256)
- Secure Key Management and Certificate Handling
- Secure Development Lifecycle (SDL) Integration
- API Security and Rate Limiting Controls
- Securing Cloud Environments (AWS, GCP, Azure) with SOC 2 Alignment
Module 9: Monitoring, Logging, and Audit Trails - Defining Audit Log Requirements by Control Type
- Centralized Log Aggregation with SIEM Tools
- Log Retention Periods in Line with SOC 2 and Legal Requirements
- Protecting Logs from Unauthorized Access or Deletion
- Automated Alerting for Anomalous Activities
- Event Time Synchronization Across Hosts (NTP Configuration)
- User Activity Monitoring: What to Log and Why
- Generating and Reviewing Audit Reports
- Demonstrating Log Integrity to Auditors
- Integrating Logging with Incident Response Procedures
Module 10: Incident Management and Breach Preparedness - Defining Security Incidents vs. Events
- Establishing an Incident Response Team (IRT)
- Creating an Incident Escalation Pathway
- Incident Classification and Severity Tiers
- Containment, Eradication, and Recovery Procedures
- Forensic Readiness: Preserving Evidence for Audits and Legal Action
- Post-Incident Reviews and Corrective Action Plans (CAPA)
- Regulatory Notification Requirements (72-Hour Rule, etc.)
- Simulated Incident Response Exercises
- Documenting Incident History for Auditor Scrutiny
Module 11: Change Management and System Development Life Cycle - Formal Change Request and Approval Processes
- Testing Changes in Non-Production Environments
- Emergency Change Procedures with Approval and Review
- Version Control for Application and Infrastructure Code
- Change Logs and Audit Trails for Deployments
- Segregation of Duties in Development and Deployment
- Peer Code Reviews and Security Scans in CI/CD Pipelines
- Rollback Procedures for Failed Deployments
- Vendor-Supplied Software Updates and Patch Management
- Automating Change Control Compliance in Cloud Environments
Module 12: Physical and Environmental Security - Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Network Segmentation and Firewall Configuration
- Intrusion Detection and Prevention Systems (IDS/IPS)
- Endpoint Protection and Anti-Malware Strategies
- Mobile Device Management (MDM) and BYOD Policies
- Secure Configuration of Servers, Databases, and Applications
- Encryption Standards for Data at Rest and in Transit (TLS, AES-256)
- Secure Key Management and Certificate Handling
- Secure Development Lifecycle (SDL) Integration
- API Security and Rate Limiting Controls
- Securing Cloud Environments (AWS, GCP, Azure) with SOC 2 Alignment
Module 9: Monitoring, Logging, and Audit Trails - Defining Audit Log Requirements by Control Type
- Centralized Log Aggregation with SIEM Tools
- Log Retention Periods in Line with SOC 2 and Legal Requirements
- Protecting Logs from Unauthorized Access or Deletion
- Automated Alerting for Anomalous Activities
- Event Time Synchronization Across Hosts (NTP Configuration)
- User Activity Monitoring: What to Log and Why
- Generating and Reviewing Audit Reports
- Demonstrating Log Integrity to Auditors
- Integrating Logging with Incident Response Procedures
Module 10: Incident Management and Breach Preparedness - Defining Security Incidents vs. Events
- Establishing an Incident Response Team (IRT)
- Creating an Incident Escalation Pathway
- Incident Classification and Severity Tiers
- Containment, Eradication, and Recovery Procedures
- Forensic Readiness: Preserving Evidence for Audits and Legal Action
- Post-Incident Reviews and Corrective Action Plans (CAPA)
- Regulatory Notification Requirements (72-Hour Rule, etc.)
- Simulated Incident Response Exercises
- Documenting Incident History for Auditor Scrutiny
Module 11: Change Management and System Development Life Cycle - Formal Change Request and Approval Processes
- Testing Changes in Non-Production Environments
- Emergency Change Procedures with Approval and Review
- Version Control for Application and Infrastructure Code
- Change Logs and Audit Trails for Deployments
- Segregation of Duties in Development and Deployment
- Peer Code Reviews and Security Scans in CI/CD Pipelines
- Rollback Procedures for Failed Deployments
- Vendor-Supplied Software Updates and Patch Management
- Automating Change Control Compliance in Cloud Environments
Module 12: Physical and Environmental Security - Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Defining Security Incidents vs. Events
- Establishing an Incident Response Team (IRT)
- Creating an Incident Escalation Pathway
- Incident Classification and Severity Tiers
- Containment, Eradication, and Recovery Procedures
- Forensic Readiness: Preserving Evidence for Audits and Legal Action
- Post-Incident Reviews and Corrective Action Plans (CAPA)
- Regulatory Notification Requirements (72-Hour Rule, etc.)
- Simulated Incident Response Exercises
- Documenting Incident History for Auditor Scrutiny
Module 11: Change Management and System Development Life Cycle - Formal Change Request and Approval Processes
- Testing Changes in Non-Production Environments
- Emergency Change Procedures with Approval and Review
- Version Control for Application and Infrastructure Code
- Change Logs and Audit Trails for Deployments
- Segregation of Duties in Development and Deployment
- Peer Code Reviews and Security Scans in CI/CD Pipelines
- Rollback Procedures for Failed Deployments
- Vendor-Supplied Software Updates and Patch Management
- Automating Change Control Compliance in Cloud Environments
Module 12: Physical and Environmental Security - Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Securing Data Centers and Office Facilities
- Access Controls: Badges, Biometrics, and Logs
- Visitor Escort and Registration Protocols
- Surveillance Cameras and Monitoring Systems
- Environmental Controls: Fire Suppression, HVAC, UPS
- Secure Disposal of Physical Media and Hardware
- Working Remotely: Securing Home Offices and Public Wi-Fi
- Prohibiting Unauthorized Devices and USB Drives
- Documenting Physical Security Policies for Auditors
- Third-Party Facility Providers and Co-Location Risks
Module 13: Vendor and Third-Party Risk Management - Identifying In-Scope Subprocessors and Vendors
- Conducting Due Diligence on Third Parties
- Requiring SOC 2 Reports from Key Vendors
- Assessing Vendor Compliance Without a SOC Report
- Drafting Vendor Contracts with Audit Rights and Data Protections
- Managing Cloud Providers (AWS, Azure, GCP) in Your SOC 2 Scope
- Using Vendor Risk Assessment Questionnaires (VRQs)
- Monitoring Ongoing Vendor Performance and Compliance
- Escalation and Termination Procedures for Non-Compliance
- Maintaining a Central Vendor Compliance Register
Module 14: Business Continuity and Disaster Recovery - Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Conducting a Business Impact Analysis (BIA)
- Defining Critical Systems and Recovery Priorities
- Documenting BCDR Plan with RTO and RPO Objectives
- Backup Strategies: On-Premise, Cloud, and Air-Gapped
- Regular Backup Testing and Restoration Drills
- Alternate Worksite and Communication Protocols
- Emergency Notification Systems and Contact Trees
- Annual BCDR Plan Review and Update Process
- Demonstrating BCDR Preparedness to Auditors
- Integrating BCDR with Cyber Insurance Requirements
Module 15: Data Privacy and Confidentiality Safeguards - Identifying Personally Identifiable Information (PII)
- Classifying Data by Sensitivity Level (Public, Internal, Confidential, Secret)
- Data Minimization and Purpose Limitation Principles
- Consent Management and Opt-Out Mechanisms
- Data Subject Access Requests (DSAR) and Deletion Processes
- Secure Sharing of Confidential Data Internally
- Email Encryption and Secure File Transfer Methods
- Preventing Unauthorized Data Exfiltration
- Data Masking and Anonymization Techniques
- Privacy Notice Requirements in Customer-Facing Documentation
Module 16: Audit Readiness and Preparation - Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Selecting the Right Auditing Firm for Your Needs
- Understanding Auditor Expectations and Interview Techniques
- Preparing Evidence Binders and Control Demonstration Artifacts
- Conducting Internal Mock Audits
- Assigning Roles During the Audit (Facilitator, Evidence Provider, etc.)
- Responding to Auditor Inquiries with Clarity and Documentation
- Handling Follow-Up Requests and Deficiency Notices
- Coordinating Auditor Access to Systems and Logs
- Managing Audit Fatigue Across Teams
- Finalizing the Management Assertion Letter
Module 17: The SOC 2 Audit Process – From Start to Finish - Kicking Off the Audit with a Readiness Review
- Initial Auditor Meeting and Scoping Agreement
- Submission of System Description and Policies
- Control Testing by the Auditor (Sampling Methods)
- Scheduling On-Site or Virtual Auditor Interviews
- Providing Evidence for Each Tested Control
- Addressing Observations and Findings
- Negotiating the Wording of the Auditor’s Opinion
- Finalizing the SOC 2 Report
- Accepting and Distributing the Completed Report
Module 18: Post-Audit Management and Continuous Compliance - Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- Scheduling Recurring Control Testing and Validation
- Maintaining Evidence for Type II Audits (e.g., Quarterly Reviews)
- Updating Policies and Controls in Response to Changes
- Onboarding New Employees into the Compliance Culture
- Conducting Annual SOC 2 Refresher Training
- Monitoring Regulatory and Framework Updates
- Integrating Compliance into Performance Metrics
- Leveraging Automation Tools for Continuous Control Monitoring
- Preparing for Recertification Audits
- Scaling Your Program for Multiple Certifications (e.g., ISO 27001)
Module 19: SOC 2 in Practice – Real-World Implementation Projects - Project 1: Scoping a SOC 2 Readiness Assessment for a SaaS Company
- Project 2: Drafting a Security Policy Suite for a Healthcare Platform
- Project 3: Designing IAM Controls for a 50-Person Tech Firm
- Project 4: Building a Risk Register and Conducting a Full Risk Assessment
- Project 5: Creating a System Description Document for Auditor Submission
- Project 6: Conducting a Mock Internal Audit with Peer Review
- Project 7: Developing an Incident Response Playbook
- Project 8: Mapping Third-Party Vendors and Collecting Compliance Evidence
- Project 9: Designing and Testing a BCDR Plan with Simulation
- Project 10: Preparing and Presenting a Final Readiness Report
Module 20: Career Advancement, Certification, and Next Steps - How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness
- How to Showcase Your Certificate of Completion on LinkedIn and Resumes
- Leveraging Your SOC 2 Knowledge in Job Interviews and Proposals
- Becoming an Internal Compliance Champion or Consultant
- Transitioning into Roles Like GRC Analyst, CISO, or Audit Manager
- Using the Certificate as a Foundation for Other Certifications (CISSP, CISA)
- Networking with SOC 2 Professionals and Alumni
- Accessing Bonus Resources: Templates, Checklists, and Toolkits
- Staying Updated: Compliance Newsletters and Regulatory Alerts
- Joining Industry Working Groups and Forums
- Planning Your Next Certification: ISO 27001, HIPAA, or GDPR Readiness