Mastering SOC2 Compliance A Practical Guide to Audit-Ready Security Frameworks
You're not just managing risk-you're carrying it. Every unanswered audit question, every unpatched control, every hour spent guessing your compliance posture chips away at your credibility, your funding chances, and your peace of mind. Startups in your position lose investor interest not because their product is weak-but because their security story is unclear. One missed control can sink a due diligence review. And when auditors ask, “Show us your incident response plan,” silence is not an option. Mastering SOC2 Compliance A Practical Guide to Audit-Ready Security Frameworks is the exact roadmap you need to transform confusion into confidence, turning abstract requirements into a live, working, auditor-approved framework-fast. This isn’t theory. It’s a battle-tested system used by security leads at Series B SaaS companies to pass SOC2 Type II audits on the first try. One project manager completed the full implementation in 37 days and walked into her audit with 100% control coverage. Her team secured a $2.8M funding round two weeks later-investors specifically cited compliance maturity as a key factor. Imagine walking into a board meeting with a complete, documented security program, knowing that every control is mapped, every policy is version-controlled, and every gap has a mitigation plan. No more last-minute scrambles. No more third-party consultants charging $300/hour just to tell you what you should already know. Here’s how this course is structured to help you get there.Course Format & Delivery Details Self-Paced. Immediate Access. Zero Time Conflicts.
This is a fully self-paced course with on-demand access, meaning you begin the moment it’s ready-no fixed dates, no webinars, no schedule to follow. You control the pace. Most learners complete the core implementation in 4 to 6 weeks with focused evening work. Strategic leaders use it to prepare for audits in under 30 days. Lifetime Access. Always Updated. Never Outdated.
Once enrolled, you receive lifetime access to all materials. That includes every future update to controls, templates, frameworks, and guidance-provided at no extra cost. Regulations shift. Frameworks evolve. Your access doesn’t expire. You’ll always have the latest, audit-ready content. Mobile-Friendly. Global Access. Available 24/7.
Access the full course on any device-desktop, tablet, or mobile. Whether you’re reviewing access control matrices on a flight or finalising your vendor risk register from a co-working space, your progress syncs seamlessly. No software installs. No downloads required. Direct Instructor Support. No Generic Helpdesk.
You’re not alone. Every enrollee receives direct guidance and support from our certified compliance architects, who have led over 200 SOC2 implementations. Ask detailed questions, get specific feedback, and submit draft policies for expert review - all within the secure learning platform. Certificate of Completion Issued by The Art of Service
Upon finishing all required components, you earn a Certificate of Completion issued by The Art of Service-a globally recognised credential trusted by auditors, investors, and compliance officers. It’s verifiable, formal, and a powerful addition to your LinkedIn profile, resume, or investor deck. Simple, Transparent Pricing. No Hidden Fees.
No recurring charges. No surprise add-ons. No mandatory coaching upsells. You pay one clear fee for full access. We accept Visa, Mastercard, and PayPal-securely processed with bank-level encryption. 100% Satisfaction Guarantee – Satisfied or Refunded
We eliminate your risk with a full money-back promise. If within 30 days of access you find the course isn’t delivering actionable value, comprehensive clarity, or tangible progress toward audit readiness, simply request a refund. No questions, no hassle. You’ll Receive Confirmation and Access Separately
After enrollment, you’ll receive an email confirmation. Your access details and login credentials are delivered separately once the course materials are prepared for you. This ensures a complete, tested, and verified learning experience from day one. “Will This Work for Me?” – Here’s Why It Will.
Does your company lack a dedicated security team? This works. Are you a CTO expected to “just handle compliance” while shipping product? This works. Are you a compliance coordinator in a mid-sized firm with tight deadlines? This works. - A DevOps lead at a fintech startup used this course to build his company's entire SOC2 framework in 5 weeks-passing audit with zero exceptions.
- A solo founder in healthcare SaaS implemented every control himself using the step-by-step templates. He closed a strategic partnership that required SOC2 compliance within 60 days of starting.
- A GRC analyst reduced her team’s audit prep time from 6 months to 8 weeks using the prioritised control rollout checklist.
This works even if you've never written a security policy, don’t have a SIEM, and are starting from zero documentation. The structure is designed for clarity, not complexity. You move from blank page to auditor-ready in under 40 hours of focused work. We’ve reverse-engineered the auditor’s checklist. The outcome? You build exactly what’s required-no more, no less-so you never waste time on irrelevant distractions.
Module 1: Foundations of SOC2 Compliance - What SOC2 is and why it matters beyond audits
- Differentiating Type I vs Type II reports
- Understanding the five Trust Services Criteria: Security, Availability, Processing Integrity, Confidentiality, Privacy
- How SOC2 fits into modern SaaS business models
- Common misconceptions that delay compliance
- The business case for SOC2: investors, sales, and partnerships
- How SOC2 compares to ISO27001, HIPAA, and GDPR
- The role of management assertion in SOC2 compliance
- Identifying your auditor’s expectations before day one
- Mapping SOC2 to enterprise risk frameworks
- Defining the scope of your SOC2 report
- Choosing which TSC categories to report on
- Understanding auditor independence and AICPA standards
- Key roles in a SOC2 project: owner, lead, reviewer, auditor
- Establishing a compliance timeline and milestones
Module 2: Building the Security Foundation (Common Criteria) - CC1.1: Defining system boundaries and components
- CC1.2: Maintaining an up-to-date system inventory
- CC1.3: Documenting key processes and data flows
- CC1.4: Establishing risk assessment methodology
- CC2.1: Implementing risk identification and analysis processes
- CC2.2: Prioritising risks using likelihood and impact scales
- CC2.3: Assigning risk ownership and accountability
- CC2.4: Conducting ongoing risk reassessments
- CC2.5: Documenting risk treatment plans
- CC2.6: Integrating risk into decision-making
- CC2.7: Maintaining risk register with version control
- CC2.8: Aligning risk appetite with business objectives
- CC3.1: Designing control environments based on risk
- CC3.2: Ensuring control relevance and effectiveness
- CC3.3: Avoiding control overlap and redundancy
- CC4.1: Establishing communication channels for security
- CC4.2: Documenting reporting lines for incidents
- CC5.1: Monitoring control performance continuously
- CC5.2: Implementing key performance indicators for controls
- CC5.3: Documenting monitoring exceptions and follow-up
- CC6.1: Conducting regular control evaluations
- CC6.2: Planning and executing internal control reviews
- CC6.3: Using review findings to improve processes
- CC7.1: Responding to exceptions and control deficiencies
- CC7.2: Establishing root cause analysis procedures
- CC7.3: Tracking remediation actions to closure
- CC7.4: Maintaining evidence logs for all fixes
- CC8.1: Governing compliance with board-level oversight
- CC8.2: Scheduling periodic executive compliance reviews
- CC9.1: Ensuring compliance awareness across teams
- CC9.2: Training staff on policy responsibilities
Module 3: Identity & Access Management (IAM) - Defining user roles and access levels
- Implementing role-based access control (RBAC)
- Mapping IAM to the principle of least privilege
- Creating user onboarding and offboarding checklists
- Automating deprovisioning across systems
- Enforcing multi-factor authentication (MFA) policies
- Configuring MFA for cloud services and admin portals
- Maintaining access approval logs
- Implementing privileged access management (PAM)
- Enforcing just-in-time (JIT) access for admin roles
- Setting session timeout policies for all systems
- Monitoring and alerting on anomalous login attempts
- Conducting quarterly access reviews
- Generating and archiving access certification reports
- Integrating IAM with HRIS and identity providers
- Documenting password policy standards
- Managing service accounts and API keys securely
- Using secrets management tools effectively
- Prohibiting shared or generic accounts
- Creating emergency access procedures with controls
Module 4: Security Policies & Documentation Frameworks - Creating an information security policy manual
- Writing acceptable use policies for employees
- Drafting remote work and device security policies
- Establishing data classification standards
- Defining data handling procedures by classification level
- Creating a data retention and disposal policy
- Writing incident response and escalation policies
- Developing a business continuity and disaster recovery plan
- Establishing vendor risk management policies
- Creating employee security awareness training guidelines
- Documenting change management procedures
- Writing system development lifecycle (SDLC) controls
- Establishing asset management policies
- Creating physical security policies for offices and data centers
- Defining encryption standards for data at rest and in transit
- Maintaining version control for all policies
- Implementing policy review and approval workflows
- Ensuring policies reflect actual company practices
- Distributing policies company-wide with acknowledgment logs
- Archiving superseded versions securely
Module 5: Technical Controls & Infrastructure Security - Securing cloud environments (AWS, Azure, GCP)
- Configuring firewalls and network segmentation
- Enabling network logging and flow monitoring
- Implementing endpoint protection and EDR tools
- Deploying host-based intrusion detection systems
- Managing patch cadence for OS and applications
- Monitoring for vulnerable dependencies
- Disabling unnecessary services and ports
- Enforcing encrypted communications (TLS 1.2+)
- Protecting APIs with authentication and rate limiting
- Securing database access and query logging
- Implementing logging best practices across systems
- Centralising logs in a secure SIEM or log platform
- Configuring log retention for audit readiness
- Protecting log integrity using write-once storage
- Defining critical system monitoring thresholds
- Setting up real-time alerting on security events
- Documenting system configurations and baselines
- Maintaining secure configuration checklists
- Using infrastructure-as-code with versioned templates
Module 6: Incident Response & Breach Preparedness - Creating an incident response plan (IRP)
- Defining incident severity levels and escalation paths
- Assembling and training an incident response team
- Establishing 24/7 contact procedures for responders
- Conducting tabletop exercises for key scenarios
- Documenting breach response timelines (72-hour rule)
- Integrating with legal and PR teams for disclosure
- Reporting incidents to regulators and customers
- Preserving digital evidence using chain-of-custody logs
- Conducting post-incident reviews and updates
- Maintaining an incident register with full details
- Performing root cause analysis for each incident
- Integrating threat intelligence feeds
- Mapping incidents to SOC2 control deficiencies
- Testing IRP annually with simulated attacks
- Ensuring response tools are pre-configured and ready
- Securing communication channels during response
- Maintaining incident response playbooks
- Training all staff on basic incident reporting
- Validating IRP with external consultants
Module 7: Vendor & Third-Party Risk Management - Creating a vendor inventory with risk categorisation
- Defining vendor risk assessment criteria
- Conducting due diligence questionnaires (DDQs)
- Requiring SOC2 reports from critical vendors
- Validating vendor compliance documentation
- Establishing contract clauses for data protection
- Managing subprocessor risk
- Conducting periodic vendor reassessments
- Implementing vendor offboarding procedures
- Documenting approved vendor list
- Using third-party risk management (TPRM) tools
- Mapping vendor access to critical systems
- Enforcing MFA and access reviews for vendor accounts
- Monitoring vendor activity in your systems
- Creating audit trails for vendor actions
- Requiring incident notification SLAs
- Maintaining records of all vendor assessments
- Integrating vendor risk into overall risk register
- Defining acceptable risk thresholds for vendors
- Reporting vendor risk to senior management
Module 8: Change Management & System Development - Establishing formal change control procedures
- Creating change request and approval workflows
- Documenting change types: standard, emergency, major
- Requiring risk assessment for all changes
- Ensuring changes are tested before deployment
- Maintaining rollback plans for failed changes
- Archiving change records for audit
- Maintaining change logs across environments
- Separating development, staging, and production
- Enforcing code review and approval gates
- Using version control systems (Git, SVN)
- Integrating security scanning into CI/CD
- Managing environment baselines
- Restricting direct production access
- Conducting post-implementation reviews
- Tracking change success and failure rates
- Training engineers on change control policies
- Integrating change data into incident analysis
- Monitoring for unauthorised changes
- Reporting change metrics to leadership
Module 9: Monitoring, Logging & Audit Evidence - Identifying auditor evidence requirements
- Mapping controls to specific evidence types
- Creating a central evidence repository
- Standardising evidence naming and structure
- Defining evidence retention periods
- Automating evidence collection where possible
- Validating evidence completeness and clarity
- Testing evidence retrieval speed
- Training staff to generate evidence on demand
- Using checklists for recurring evidence
- Blocking unauthorised access to evidence stores
- Documenting evidence sourcing procedures
- Ensuring log timestamps are synchronised (NTP)
- Protecting evidence from tampering
- Using hash verification for audit trails
- Generating system-generated reports for key controls
- Producing user access reports quarterly
- Running change logs for critical systems
- Archiving off-cycle evidence securely
- Preparing evidence binders for auditor review
Module 10: Advanced Compliance Integration - Aligning SOC2 with ISO27001 controls
- Mapping SOC2 to NIST CSF
- Integrating with HIPAA compliance for healthcare
- Addressing GDPR data subject rights in SOC2 context
- Extending controls to privacy practices
- Building a unified compliance dashboard
- Automating control status reporting
- Integrating SOC2 into quarterly business reviews
- Training new hires on compliance responsibilities
- Conducting annual compliance maturity assessments
- Preparing for surprise auditor inquiries
- Responding to auditor findings professionally
- Handling minor vs major deficiencies
- Negotiating report wording with auditors
- Using auditor feedback to strengthen controls
- Creating an internal audit function
- Developing audit checklists for self-review
- Implementing continuous compliance monitoring
- Communicating compliance status to the board
- Managing compliance across multiple jurisdictions
- What SOC2 is and why it matters beyond audits
- Differentiating Type I vs Type II reports
- Understanding the five Trust Services Criteria: Security, Availability, Processing Integrity, Confidentiality, Privacy
- How SOC2 fits into modern SaaS business models
- Common misconceptions that delay compliance
- The business case for SOC2: investors, sales, and partnerships
- How SOC2 compares to ISO27001, HIPAA, and GDPR
- The role of management assertion in SOC2 compliance
- Identifying your auditor’s expectations before day one
- Mapping SOC2 to enterprise risk frameworks
- Defining the scope of your SOC2 report
- Choosing which TSC categories to report on
- Understanding auditor independence and AICPA standards
- Key roles in a SOC2 project: owner, lead, reviewer, auditor
- Establishing a compliance timeline and milestones
Module 2: Building the Security Foundation (Common Criteria) - CC1.1: Defining system boundaries and components
- CC1.2: Maintaining an up-to-date system inventory
- CC1.3: Documenting key processes and data flows
- CC1.4: Establishing risk assessment methodology
- CC2.1: Implementing risk identification and analysis processes
- CC2.2: Prioritising risks using likelihood and impact scales
- CC2.3: Assigning risk ownership and accountability
- CC2.4: Conducting ongoing risk reassessments
- CC2.5: Documenting risk treatment plans
- CC2.6: Integrating risk into decision-making
- CC2.7: Maintaining risk register with version control
- CC2.8: Aligning risk appetite with business objectives
- CC3.1: Designing control environments based on risk
- CC3.2: Ensuring control relevance and effectiveness
- CC3.3: Avoiding control overlap and redundancy
- CC4.1: Establishing communication channels for security
- CC4.2: Documenting reporting lines for incidents
- CC5.1: Monitoring control performance continuously
- CC5.2: Implementing key performance indicators for controls
- CC5.3: Documenting monitoring exceptions and follow-up
- CC6.1: Conducting regular control evaluations
- CC6.2: Planning and executing internal control reviews
- CC6.3: Using review findings to improve processes
- CC7.1: Responding to exceptions and control deficiencies
- CC7.2: Establishing root cause analysis procedures
- CC7.3: Tracking remediation actions to closure
- CC7.4: Maintaining evidence logs for all fixes
- CC8.1: Governing compliance with board-level oversight
- CC8.2: Scheduling periodic executive compliance reviews
- CC9.1: Ensuring compliance awareness across teams
- CC9.2: Training staff on policy responsibilities
Module 3: Identity & Access Management (IAM) - Defining user roles and access levels
- Implementing role-based access control (RBAC)
- Mapping IAM to the principle of least privilege
- Creating user onboarding and offboarding checklists
- Automating deprovisioning across systems
- Enforcing multi-factor authentication (MFA) policies
- Configuring MFA for cloud services and admin portals
- Maintaining access approval logs
- Implementing privileged access management (PAM)
- Enforcing just-in-time (JIT) access for admin roles
- Setting session timeout policies for all systems
- Monitoring and alerting on anomalous login attempts
- Conducting quarterly access reviews
- Generating and archiving access certification reports
- Integrating IAM with HRIS and identity providers
- Documenting password policy standards
- Managing service accounts and API keys securely
- Using secrets management tools effectively
- Prohibiting shared or generic accounts
- Creating emergency access procedures with controls
Module 4: Security Policies & Documentation Frameworks - Creating an information security policy manual
- Writing acceptable use policies for employees
- Drafting remote work and device security policies
- Establishing data classification standards
- Defining data handling procedures by classification level
- Creating a data retention and disposal policy
- Writing incident response and escalation policies
- Developing a business continuity and disaster recovery plan
- Establishing vendor risk management policies
- Creating employee security awareness training guidelines
- Documenting change management procedures
- Writing system development lifecycle (SDLC) controls
- Establishing asset management policies
- Creating physical security policies for offices and data centers
- Defining encryption standards for data at rest and in transit
- Maintaining version control for all policies
- Implementing policy review and approval workflows
- Ensuring policies reflect actual company practices
- Distributing policies company-wide with acknowledgment logs
- Archiving superseded versions securely
Module 5: Technical Controls & Infrastructure Security - Securing cloud environments (AWS, Azure, GCP)
- Configuring firewalls and network segmentation
- Enabling network logging and flow monitoring
- Implementing endpoint protection and EDR tools
- Deploying host-based intrusion detection systems
- Managing patch cadence for OS and applications
- Monitoring for vulnerable dependencies
- Disabling unnecessary services and ports
- Enforcing encrypted communications (TLS 1.2+)
- Protecting APIs with authentication and rate limiting
- Securing database access and query logging
- Implementing logging best practices across systems
- Centralising logs in a secure SIEM or log platform
- Configuring log retention for audit readiness
- Protecting log integrity using write-once storage
- Defining critical system monitoring thresholds
- Setting up real-time alerting on security events
- Documenting system configurations and baselines
- Maintaining secure configuration checklists
- Using infrastructure-as-code with versioned templates
Module 6: Incident Response & Breach Preparedness - Creating an incident response plan (IRP)
- Defining incident severity levels and escalation paths
- Assembling and training an incident response team
- Establishing 24/7 contact procedures for responders
- Conducting tabletop exercises for key scenarios
- Documenting breach response timelines (72-hour rule)
- Integrating with legal and PR teams for disclosure
- Reporting incidents to regulators and customers
- Preserving digital evidence using chain-of-custody logs
- Conducting post-incident reviews and updates
- Maintaining an incident register with full details
- Performing root cause analysis for each incident
- Integrating threat intelligence feeds
- Mapping incidents to SOC2 control deficiencies
- Testing IRP annually with simulated attacks
- Ensuring response tools are pre-configured and ready
- Securing communication channels during response
- Maintaining incident response playbooks
- Training all staff on basic incident reporting
- Validating IRP with external consultants
Module 7: Vendor & Third-Party Risk Management - Creating a vendor inventory with risk categorisation
- Defining vendor risk assessment criteria
- Conducting due diligence questionnaires (DDQs)
- Requiring SOC2 reports from critical vendors
- Validating vendor compliance documentation
- Establishing contract clauses for data protection
- Managing subprocessor risk
- Conducting periodic vendor reassessments
- Implementing vendor offboarding procedures
- Documenting approved vendor list
- Using third-party risk management (TPRM) tools
- Mapping vendor access to critical systems
- Enforcing MFA and access reviews for vendor accounts
- Monitoring vendor activity in your systems
- Creating audit trails for vendor actions
- Requiring incident notification SLAs
- Maintaining records of all vendor assessments
- Integrating vendor risk into overall risk register
- Defining acceptable risk thresholds for vendors
- Reporting vendor risk to senior management
Module 8: Change Management & System Development - Establishing formal change control procedures
- Creating change request and approval workflows
- Documenting change types: standard, emergency, major
- Requiring risk assessment for all changes
- Ensuring changes are tested before deployment
- Maintaining rollback plans for failed changes
- Archiving change records for audit
- Maintaining change logs across environments
- Separating development, staging, and production
- Enforcing code review and approval gates
- Using version control systems (Git, SVN)
- Integrating security scanning into CI/CD
- Managing environment baselines
- Restricting direct production access
- Conducting post-implementation reviews
- Tracking change success and failure rates
- Training engineers on change control policies
- Integrating change data into incident analysis
- Monitoring for unauthorised changes
- Reporting change metrics to leadership
Module 9: Monitoring, Logging & Audit Evidence - Identifying auditor evidence requirements
- Mapping controls to specific evidence types
- Creating a central evidence repository
- Standardising evidence naming and structure
- Defining evidence retention periods
- Automating evidence collection where possible
- Validating evidence completeness and clarity
- Testing evidence retrieval speed
- Training staff to generate evidence on demand
- Using checklists for recurring evidence
- Blocking unauthorised access to evidence stores
- Documenting evidence sourcing procedures
- Ensuring log timestamps are synchronised (NTP)
- Protecting evidence from tampering
- Using hash verification for audit trails
- Generating system-generated reports for key controls
- Producing user access reports quarterly
- Running change logs for critical systems
- Archiving off-cycle evidence securely
- Preparing evidence binders for auditor review
Module 10: Advanced Compliance Integration - Aligning SOC2 with ISO27001 controls
- Mapping SOC2 to NIST CSF
- Integrating with HIPAA compliance for healthcare
- Addressing GDPR data subject rights in SOC2 context
- Extending controls to privacy practices
- Building a unified compliance dashboard
- Automating control status reporting
- Integrating SOC2 into quarterly business reviews
- Training new hires on compliance responsibilities
- Conducting annual compliance maturity assessments
- Preparing for surprise auditor inquiries
- Responding to auditor findings professionally
- Handling minor vs major deficiencies
- Negotiating report wording with auditors
- Using auditor feedback to strengthen controls
- Creating an internal audit function
- Developing audit checklists for self-review
- Implementing continuous compliance monitoring
- Communicating compliance status to the board
- Managing compliance across multiple jurisdictions
- Defining user roles and access levels
- Implementing role-based access control (RBAC)
- Mapping IAM to the principle of least privilege
- Creating user onboarding and offboarding checklists
- Automating deprovisioning across systems
- Enforcing multi-factor authentication (MFA) policies
- Configuring MFA for cloud services and admin portals
- Maintaining access approval logs
- Implementing privileged access management (PAM)
- Enforcing just-in-time (JIT) access for admin roles
- Setting session timeout policies for all systems
- Monitoring and alerting on anomalous login attempts
- Conducting quarterly access reviews
- Generating and archiving access certification reports
- Integrating IAM with HRIS and identity providers
- Documenting password policy standards
- Managing service accounts and API keys securely
- Using secrets management tools effectively
- Prohibiting shared or generic accounts
- Creating emergency access procedures with controls
Module 4: Security Policies & Documentation Frameworks - Creating an information security policy manual
- Writing acceptable use policies for employees
- Drafting remote work and device security policies
- Establishing data classification standards
- Defining data handling procedures by classification level
- Creating a data retention and disposal policy
- Writing incident response and escalation policies
- Developing a business continuity and disaster recovery plan
- Establishing vendor risk management policies
- Creating employee security awareness training guidelines
- Documenting change management procedures
- Writing system development lifecycle (SDLC) controls
- Establishing asset management policies
- Creating physical security policies for offices and data centers
- Defining encryption standards for data at rest and in transit
- Maintaining version control for all policies
- Implementing policy review and approval workflows
- Ensuring policies reflect actual company practices
- Distributing policies company-wide with acknowledgment logs
- Archiving superseded versions securely
Module 5: Technical Controls & Infrastructure Security - Securing cloud environments (AWS, Azure, GCP)
- Configuring firewalls and network segmentation
- Enabling network logging and flow monitoring
- Implementing endpoint protection and EDR tools
- Deploying host-based intrusion detection systems
- Managing patch cadence for OS and applications
- Monitoring for vulnerable dependencies
- Disabling unnecessary services and ports
- Enforcing encrypted communications (TLS 1.2+)
- Protecting APIs with authentication and rate limiting
- Securing database access and query logging
- Implementing logging best practices across systems
- Centralising logs in a secure SIEM or log platform
- Configuring log retention for audit readiness
- Protecting log integrity using write-once storage
- Defining critical system monitoring thresholds
- Setting up real-time alerting on security events
- Documenting system configurations and baselines
- Maintaining secure configuration checklists
- Using infrastructure-as-code with versioned templates
Module 6: Incident Response & Breach Preparedness - Creating an incident response plan (IRP)
- Defining incident severity levels and escalation paths
- Assembling and training an incident response team
- Establishing 24/7 contact procedures for responders
- Conducting tabletop exercises for key scenarios
- Documenting breach response timelines (72-hour rule)
- Integrating with legal and PR teams for disclosure
- Reporting incidents to regulators and customers
- Preserving digital evidence using chain-of-custody logs
- Conducting post-incident reviews and updates
- Maintaining an incident register with full details
- Performing root cause analysis for each incident
- Integrating threat intelligence feeds
- Mapping incidents to SOC2 control deficiencies
- Testing IRP annually with simulated attacks
- Ensuring response tools are pre-configured and ready
- Securing communication channels during response
- Maintaining incident response playbooks
- Training all staff on basic incident reporting
- Validating IRP with external consultants
Module 7: Vendor & Third-Party Risk Management - Creating a vendor inventory with risk categorisation
- Defining vendor risk assessment criteria
- Conducting due diligence questionnaires (DDQs)
- Requiring SOC2 reports from critical vendors
- Validating vendor compliance documentation
- Establishing contract clauses for data protection
- Managing subprocessor risk
- Conducting periodic vendor reassessments
- Implementing vendor offboarding procedures
- Documenting approved vendor list
- Using third-party risk management (TPRM) tools
- Mapping vendor access to critical systems
- Enforcing MFA and access reviews for vendor accounts
- Monitoring vendor activity in your systems
- Creating audit trails for vendor actions
- Requiring incident notification SLAs
- Maintaining records of all vendor assessments
- Integrating vendor risk into overall risk register
- Defining acceptable risk thresholds for vendors
- Reporting vendor risk to senior management
Module 8: Change Management & System Development - Establishing formal change control procedures
- Creating change request and approval workflows
- Documenting change types: standard, emergency, major
- Requiring risk assessment for all changes
- Ensuring changes are tested before deployment
- Maintaining rollback plans for failed changes
- Archiving change records for audit
- Maintaining change logs across environments
- Separating development, staging, and production
- Enforcing code review and approval gates
- Using version control systems (Git, SVN)
- Integrating security scanning into CI/CD
- Managing environment baselines
- Restricting direct production access
- Conducting post-implementation reviews
- Tracking change success and failure rates
- Training engineers on change control policies
- Integrating change data into incident analysis
- Monitoring for unauthorised changes
- Reporting change metrics to leadership
Module 9: Monitoring, Logging & Audit Evidence - Identifying auditor evidence requirements
- Mapping controls to specific evidence types
- Creating a central evidence repository
- Standardising evidence naming and structure
- Defining evidence retention periods
- Automating evidence collection where possible
- Validating evidence completeness and clarity
- Testing evidence retrieval speed
- Training staff to generate evidence on demand
- Using checklists for recurring evidence
- Blocking unauthorised access to evidence stores
- Documenting evidence sourcing procedures
- Ensuring log timestamps are synchronised (NTP)
- Protecting evidence from tampering
- Using hash verification for audit trails
- Generating system-generated reports for key controls
- Producing user access reports quarterly
- Running change logs for critical systems
- Archiving off-cycle evidence securely
- Preparing evidence binders for auditor review
Module 10: Advanced Compliance Integration - Aligning SOC2 with ISO27001 controls
- Mapping SOC2 to NIST CSF
- Integrating with HIPAA compliance for healthcare
- Addressing GDPR data subject rights in SOC2 context
- Extending controls to privacy practices
- Building a unified compliance dashboard
- Automating control status reporting
- Integrating SOC2 into quarterly business reviews
- Training new hires on compliance responsibilities
- Conducting annual compliance maturity assessments
- Preparing for surprise auditor inquiries
- Responding to auditor findings professionally
- Handling minor vs major deficiencies
- Negotiating report wording with auditors
- Using auditor feedback to strengthen controls
- Creating an internal audit function
- Developing audit checklists for self-review
- Implementing continuous compliance monitoring
- Communicating compliance status to the board
- Managing compliance across multiple jurisdictions
- Securing cloud environments (AWS, Azure, GCP)
- Configuring firewalls and network segmentation
- Enabling network logging and flow monitoring
- Implementing endpoint protection and EDR tools
- Deploying host-based intrusion detection systems
- Managing patch cadence for OS and applications
- Monitoring for vulnerable dependencies
- Disabling unnecessary services and ports
- Enforcing encrypted communications (TLS 1.2+)
- Protecting APIs with authentication and rate limiting
- Securing database access and query logging
- Implementing logging best practices across systems
- Centralising logs in a secure SIEM or log platform
- Configuring log retention for audit readiness
- Protecting log integrity using write-once storage
- Defining critical system monitoring thresholds
- Setting up real-time alerting on security events
- Documenting system configurations and baselines
- Maintaining secure configuration checklists
- Using infrastructure-as-code with versioned templates
Module 6: Incident Response & Breach Preparedness - Creating an incident response plan (IRP)
- Defining incident severity levels and escalation paths
- Assembling and training an incident response team
- Establishing 24/7 contact procedures for responders
- Conducting tabletop exercises for key scenarios
- Documenting breach response timelines (72-hour rule)
- Integrating with legal and PR teams for disclosure
- Reporting incidents to regulators and customers
- Preserving digital evidence using chain-of-custody logs
- Conducting post-incident reviews and updates
- Maintaining an incident register with full details
- Performing root cause analysis for each incident
- Integrating threat intelligence feeds
- Mapping incidents to SOC2 control deficiencies
- Testing IRP annually with simulated attacks
- Ensuring response tools are pre-configured and ready
- Securing communication channels during response
- Maintaining incident response playbooks
- Training all staff on basic incident reporting
- Validating IRP with external consultants
Module 7: Vendor & Third-Party Risk Management - Creating a vendor inventory with risk categorisation
- Defining vendor risk assessment criteria
- Conducting due diligence questionnaires (DDQs)
- Requiring SOC2 reports from critical vendors
- Validating vendor compliance documentation
- Establishing contract clauses for data protection
- Managing subprocessor risk
- Conducting periodic vendor reassessments
- Implementing vendor offboarding procedures
- Documenting approved vendor list
- Using third-party risk management (TPRM) tools
- Mapping vendor access to critical systems
- Enforcing MFA and access reviews for vendor accounts
- Monitoring vendor activity in your systems
- Creating audit trails for vendor actions
- Requiring incident notification SLAs
- Maintaining records of all vendor assessments
- Integrating vendor risk into overall risk register
- Defining acceptable risk thresholds for vendors
- Reporting vendor risk to senior management
Module 8: Change Management & System Development - Establishing formal change control procedures
- Creating change request and approval workflows
- Documenting change types: standard, emergency, major
- Requiring risk assessment for all changes
- Ensuring changes are tested before deployment
- Maintaining rollback plans for failed changes
- Archiving change records for audit
- Maintaining change logs across environments
- Separating development, staging, and production
- Enforcing code review and approval gates
- Using version control systems (Git, SVN)
- Integrating security scanning into CI/CD
- Managing environment baselines
- Restricting direct production access
- Conducting post-implementation reviews
- Tracking change success and failure rates
- Training engineers on change control policies
- Integrating change data into incident analysis
- Monitoring for unauthorised changes
- Reporting change metrics to leadership
Module 9: Monitoring, Logging & Audit Evidence - Identifying auditor evidence requirements
- Mapping controls to specific evidence types
- Creating a central evidence repository
- Standardising evidence naming and structure
- Defining evidence retention periods
- Automating evidence collection where possible
- Validating evidence completeness and clarity
- Testing evidence retrieval speed
- Training staff to generate evidence on demand
- Using checklists for recurring evidence
- Blocking unauthorised access to evidence stores
- Documenting evidence sourcing procedures
- Ensuring log timestamps are synchronised (NTP)
- Protecting evidence from tampering
- Using hash verification for audit trails
- Generating system-generated reports for key controls
- Producing user access reports quarterly
- Running change logs for critical systems
- Archiving off-cycle evidence securely
- Preparing evidence binders for auditor review
Module 10: Advanced Compliance Integration - Aligning SOC2 with ISO27001 controls
- Mapping SOC2 to NIST CSF
- Integrating with HIPAA compliance for healthcare
- Addressing GDPR data subject rights in SOC2 context
- Extending controls to privacy practices
- Building a unified compliance dashboard
- Automating control status reporting
- Integrating SOC2 into quarterly business reviews
- Training new hires on compliance responsibilities
- Conducting annual compliance maturity assessments
- Preparing for surprise auditor inquiries
- Responding to auditor findings professionally
- Handling minor vs major deficiencies
- Negotiating report wording with auditors
- Using auditor feedback to strengthen controls
- Creating an internal audit function
- Developing audit checklists for self-review
- Implementing continuous compliance monitoring
- Communicating compliance status to the board
- Managing compliance across multiple jurisdictions
- Creating a vendor inventory with risk categorisation
- Defining vendor risk assessment criteria
- Conducting due diligence questionnaires (DDQs)
- Requiring SOC2 reports from critical vendors
- Validating vendor compliance documentation
- Establishing contract clauses for data protection
- Managing subprocessor risk
- Conducting periodic vendor reassessments
- Implementing vendor offboarding procedures
- Documenting approved vendor list
- Using third-party risk management (TPRM) tools
- Mapping vendor access to critical systems
- Enforcing MFA and access reviews for vendor accounts
- Monitoring vendor activity in your systems
- Creating audit trails for vendor actions
- Requiring incident notification SLAs
- Maintaining records of all vendor assessments
- Integrating vendor risk into overall risk register
- Defining acceptable risk thresholds for vendors
- Reporting vendor risk to senior management
Module 8: Change Management & System Development - Establishing formal change control procedures
- Creating change request and approval workflows
- Documenting change types: standard, emergency, major
- Requiring risk assessment for all changes
- Ensuring changes are tested before deployment
- Maintaining rollback plans for failed changes
- Archiving change records for audit
- Maintaining change logs across environments
- Separating development, staging, and production
- Enforcing code review and approval gates
- Using version control systems (Git, SVN)
- Integrating security scanning into CI/CD
- Managing environment baselines
- Restricting direct production access
- Conducting post-implementation reviews
- Tracking change success and failure rates
- Training engineers on change control policies
- Integrating change data into incident analysis
- Monitoring for unauthorised changes
- Reporting change metrics to leadership
Module 9: Monitoring, Logging & Audit Evidence - Identifying auditor evidence requirements
- Mapping controls to specific evidence types
- Creating a central evidence repository
- Standardising evidence naming and structure
- Defining evidence retention periods
- Automating evidence collection where possible
- Validating evidence completeness and clarity
- Testing evidence retrieval speed
- Training staff to generate evidence on demand
- Using checklists for recurring evidence
- Blocking unauthorised access to evidence stores
- Documenting evidence sourcing procedures
- Ensuring log timestamps are synchronised (NTP)
- Protecting evidence from tampering
- Using hash verification for audit trails
- Generating system-generated reports for key controls
- Producing user access reports quarterly
- Running change logs for critical systems
- Archiving off-cycle evidence securely
- Preparing evidence binders for auditor review
Module 10: Advanced Compliance Integration - Aligning SOC2 with ISO27001 controls
- Mapping SOC2 to NIST CSF
- Integrating with HIPAA compliance for healthcare
- Addressing GDPR data subject rights in SOC2 context
- Extending controls to privacy practices
- Building a unified compliance dashboard
- Automating control status reporting
- Integrating SOC2 into quarterly business reviews
- Training new hires on compliance responsibilities
- Conducting annual compliance maturity assessments
- Preparing for surprise auditor inquiries
- Responding to auditor findings professionally
- Handling minor vs major deficiencies
- Negotiating report wording with auditors
- Using auditor feedback to strengthen controls
- Creating an internal audit function
- Developing audit checklists for self-review
- Implementing continuous compliance monitoring
- Communicating compliance status to the board
- Managing compliance across multiple jurisdictions
- Identifying auditor evidence requirements
- Mapping controls to specific evidence types
- Creating a central evidence repository
- Standardising evidence naming and structure
- Defining evidence retention periods
- Automating evidence collection where possible
- Validating evidence completeness and clarity
- Testing evidence retrieval speed
- Training staff to generate evidence on demand
- Using checklists for recurring evidence
- Blocking unauthorised access to evidence stores
- Documenting evidence sourcing procedures
- Ensuring log timestamps are synchronised (NTP)
- Protecting evidence from tampering
- Using hash verification for audit trails
- Generating system-generated reports for key controls
- Producing user access reports quarterly
- Running change logs for critical systems
- Archiving off-cycle evidence securely
- Preparing evidence binders for auditor review