A tailored course, built for your situation
Mid-Market Anti-Money-Laundering Programs for Established Enterprises
Implementation-grade strategies for scaling AML compliance across mid-market organizations
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Building AML programs that are both compliant and operationally scalable remains a critical challenge for mid-market enterprises.
The situation this course is for
Mid-market firms often lack the resources of larger institutions but face similar regulatory expectations. Without structured, implementation-ready guidance, teams risk over-engineering controls or creating gaps that invite scrutiny. The pressure to act efficiently and correctly has never been higher.
Who this is for
Compliance officers, risk managers, fintech product leads, and technology architects in mid-market enterprises designing or improving AML programs.
Who this is not for
Entry-level analysts, consultants selling generalized frameworks, or executives seeking high-level overviews without implementation detail.
What you walk away with
- Design a risk-based AML program aligned with current regulatory expectations
- Integrate transaction monitoring systems with existing enterprise data flows
- Align compliance governance with executive and board reporting needs
- Deploy scalable customer due diligence and ongoing monitoring workflows
- Use templates and checklists to accelerate implementation with reduced rework
The 12 modules (with all 144 chapters)
Module 1. Foundations of Mid-Market AML
Core principles, regulatory scope, and program maturity models.
12 chapters in this module
- Defining mid-market AML scope
- Regulatory expectations by jurisdiction
- Key differences from enterprise and startup approaches
- Risk-based approach fundamentals
- Program maturity assessment
- Stakeholder alignment basics
- Compliance culture development
- Resource planning for lean teams
- Common pitfalls and how to avoid them
- Benchmarking against peers
- Emerging trends in enforcement
- Setting program objectives
Module 2. Customer Risk Profiling
Designing dynamic risk categories and segmentation logic.
12 chapters in this module
- Customer typology development
- Geographic risk mapping
- Product and service risk layering
- Behavioral indicators of risk
- Dynamic risk scoring models
- Tiered due diligence pathways
- Ongoing risk reassessment triggers
- Documentation standards
- Audit readiness for profiling logic
- Integration with CRM systems
- Handling edge cases
- Review cycle design
Module 3. Customer Due Diligence Execution
Practical workflows for onboarding and verification.
12 chapters in this module
- Document collection protocols
- Identity verification methods
- Beneficial ownership tracing
- Source of wealth and funds analysis
- Digital onboarding security
- Third-party verification integration
- Automated data validation rules
- Manual review escalation paths
- Time-to-decision benchmarks
- Compliance vs. conversion tradeoffs
- Cross-border onboarding challenges
- Version control for CDD policies
Module 4. Ongoing Monitoring Frameworks
Designing rules, thresholds, and alert management systems.
12 chapters in this module
- Transaction monitoring rule selection
- Setting risk-adjusted thresholds
- Behavioral anomaly detection
- Alert volume management
- False positive reduction techniques
- Case management workflow design
- Investigation documentation standards
- Escalation and reporting paths
- Integration with core banking systems
- Model performance tracking
- Periodic rule tuning cycles
- Audit trail preservation
Module 5. Technology Stack Integration
Aligning AML tools with existing IT architecture.
12 chapters in this module
- Vendor selection criteria
- API integration patterns
- Data pipeline design for AML systems
- Real-time vs batch processing tradeoffs
- Data quality assurance
- System interoperability checks
- Change management for AML tech
- Scalability planning
- Disaster recovery considerations
- User access and role management
- Performance monitoring
- Cost optimization strategies
Module 6. Governance and Oversight
Establishing accountability and reporting structures.
12 chapters in this module
- Board reporting frameworks
- Executive sponsorship models
- Compliance committee operations
- Independent testing protocols
- Regulatory examination preparation
- Internal audit coordination
- Regulatory change management
- Training program design
- Policy version control
- Issue tracking and remediation
- Key risk indicator dashboards
- Culture and conduct oversight
Module 7. Regulatory Change Management
Tracking, assessing, and implementing new requirements.
12 chapters in this module
- Regulatory horizon scanning
- Impact assessment frameworks
- Stakeholder communication plans
- Implementation roadmap creation
- Cross-functional coordination
- Documentation update cycles
- Training updates
- Testing and validation
- Regulator engagement strategies
- Enforcement trend analysis
- Guidance interpretation
- Compliance calendar maintenance
Module 8. Third-Party Risk in AML
Managing compliance risk from partners and vendors.
12 chapters in this module
- Third-party risk classification
- Due diligence depth by risk tier
- Contractual compliance clauses
- Ongoing monitoring of partners
- Sub-processor oversight
- Audit rights and execution
- Concentration risk management
- Exit strategy planning
- Incident response coordination
- Regulatory reporting for third parties
- Shared responsibility models
- Vendor performance reviews
Module 9. Suspicious Activity Reporting
Crafting accurate, timely, and defensible SARs.
12 chapters in this module
- Suspicion threshold definition
- Internal referral processes
- SAR drafting best practices
- Narrative quality standards
- Filing timelines and deadlines
- Regulatory portal navigation
- Post-filing follow-up
- Customer relationship management post-SAR
- Law enforcement coordination
- Escalation to senior management
- Quality assurance reviews
- Benchmarking filing rates
Module 10. Data Governance for AML
Ensuring data quality, lineage, and access controls.
12 chapters in this module
- Data ownership assignment
- Data lineage tracking
- Master data management for AML
- Data quality metrics
- Access control policies
- Data retention and disposal
- Regulatory data access readiness
- Data breach response planning
- Cross-border data transfer rules
- Encryption and anonymization
- Audit logging
- Data reconciliation processes
Module 11. Program Testing and Validation
Designing independent reviews and effectiveness assessments.
12 chapters in this module
- Testing scope definition
- Sample selection methodologies
- Control effectiveness evaluation
- Gap identification frameworks
- Remediation tracking
- Independent reviewer selection
- Testing frequency planning
- Reporting to governance bodies
- Benchmarking against standards
- Root cause analysis
- Corrective action planning
- Validation of automated systems
Module 12. Scaling and Optimization
Growing the program efficiently as the organization evolves.
12 chapters in this module
- Capacity planning for compliance teams
- Automation opportunity mapping
- Process efficiency metrics
- Cost-per-case analysis
- Technology upgrade planning
- Organizational change readiness
- M&A integration planning
- Geographic expansion considerations
- Regulatory passporting strategies
- Benchmarking program maturity
- Continuous improvement frameworks
- Exit planning and knowledge transfer
How this maps to your situation
- Designing a new AML program from scratch
- Upgrading an existing program after regulatory feedback
- Scaling compliance due to growth or new product lines
- Integrating AML systems post-merger or acquisition
Before vs. after
Before
Teams operate with fragmented guidance, inconsistent implementation, and reactive responses to regulatory demands.
After
Organizations deploy structured, auditable, and scalable AML programs that align with strategic growth and governance expectations.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 4-6 hours per module, designed for flexible, self-paced learning over 12 weeks.
If nothing changes
Without structured implementation guidance, teams risk inefficient resource use, inconsistent compliance outcomes, and increased exposure to regulatory scrutiny during examinations.
How this compares to the alternatives
Unlike generic compliance overviews or academic courses, this program delivers implementation-grade detail with practical tools, templates, and real-world integration patterns specific to mid-market enterprises.
Frequently asked
Who is this course designed for?
Compliance leaders, risk managers, fintech product architects, and technology officers building or enhancing AML programs in mid-market firms.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Is there a certificate upon completion?
Yes, a digital certificate of completion is issued after finishing all modules and passing the final assessment.
$199 one-time. Approximately 4-6 hours per module, designed for flexible, self-paced learning over 12 weeks..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours