A tailored course, built for your situation
Mid-Market Anti-Money-Laundering Programs for Senior Leaders
Implementation-grade mastery for business and technology leaders shaping compliant, scalable financial systems
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Leaders responsible for AML programs often face misaligned teams, inconsistent risk coverage, and reactive audits despite growing investment.
The situation this course is for
Mid-market organizations are under pressure to demonstrate mature AML practices without the infrastructure of larger institutions. Leaders need practical, scalable frameworks that balance compliance rigor with operational efficiency, yet most training remains theoretical or tool-specific.
Who this is for
Senior leaders in compliance, risk, finance, and technology roles within mid-sized financial institutions, fintechs, and regulated service providers shaping AML strategy and implementation.
Who this is not for
Entry-level analysts, auditors focused only on checklists, or consultants selling generic frameworks without implementation depth.
What you walk away with
- Design and scale a risk-based AML program tailored to mid-market constraints and growth trajectories
- Align compliance objectives with executive leadership and board-level expectations
- Implement customer due diligence and transaction monitoring workflows that reduce false positives and increase detection accuracy
- Lead cross-functional teams with clear accountability across legal, IT, and operations
- Prepare confidently for audits and regulatory engagements with documented, defensible controls
The 12 modules (with all 144 chapters)
Module 1. Foundations of Mid-Market AML
Core principles, regulatory expectations, and program scope tailored to mid-sized organizations.
12 chapters in this module
- Defining AML in the mid-market context
- Regulatory landscape overview
- Risk appetite and tolerance frameworks
- Stakeholder alignment basics
- Program maturity models
- Governance vs. operations roles
- Customer risk categorization fundamentals
- Transaction monitoring essentials
- Reporting expectations
- Technology stack considerations
- Resource planning for growth
- Benchmarking against peers
Module 2. Leadership Alignment and Oversight
Engaging executive teams and boards with clear, actionable AML priorities.
12 chapters in this module
- Translating risk into business terms
- Board reporting cadence design
- Executive dashboards that drive decisions
- Risk committee structures
- Escalation protocols
- Budget justification frameworks
- Hiring and team structure options
- Vendor governance
- Third-party risk integration
- Strategic planning integration
- Success metrics for leadership
- Crisis preparedness basics
Module 3. Risk-Based Customer Onboarding
Designing scalable, compliant onboarding workflows that reduce friction without compromising diligence.
12 chapters in this module
- Customer identification program (CIP) design
- Enhanced due diligence triggers
- Beneficial ownership mapping
- Digital onboarding trade-offs
- Geographic risk factors
- Occupation and source of funds review
- Automated verification tools
- Manual review triage
- Ongoing monitoring triggers
- Documentation standards
- Audit readiness for onboarding
- Continuous improvement loops
Module 4. Transaction Monitoring Frameworks
Building effective detection scenarios with manageable alert volumes.
12 chapters in this module
- Monitoring rule typologies
- Threshold calibration methods
- Scenario testing protocols
- False positive reduction tactics
- Behavioral baselining
- Layered transaction analysis
- Currency conversion risks
- Cross-border flow patterns
- SAR filing criteria
- Alert triage workflows
- Investigation documentation
- Model validation readiness
Module 5. Program Governance and Accountability
Establishing ownership, oversight, and continuous improvement mechanisms.
12 chapters in this module
- Three lines of defense adaptation
- RACI matrix design
- Policy ownership models
- Internal audit coordination
- Compliance committee operations
- Issue tracking systems
- Remediation planning
- Escalation pathways
- Regulatory change management
- Training program design
- Culture and tone from the top
- Whistleblower integration
Module 6. Technology Architecture and Integration
Selecting and integrating tools that support scalable, interoperable AML operations.
12 chapters in this module
- Core system selection criteria
- API-first design principles
- Data pipeline reliability
- Identity verification vendors
- Watchlist screening integration
- Case management platforms
- Analytics layer options
- Cloud vs. on-premise trade-offs
- Vendor due diligence
- Change management for tech rollout
- Interoperability standards
- Future-proofing architecture
Module 7. Data Strategy for AML Effectiveness
Ensuring data quality, availability, and usability across detection and reporting.
12 chapters in this module
- Data lineage mapping
- Customer data completeness
- Entity resolution challenges
- Data enrichment sources
- Real-time vs. batch processing
- Data retention policies
- Privacy compliance alignment
- Cross-system reconciliation
- Data governance roles
- Audit trail requirements
- Anomaly detection in data flows
- Data quality monitoring
Module 8. Audit and Examination Readiness
Preparing proactively for internal and external reviews.
12 chapters in this module
- Document retention frameworks
- Evidence packaging standards
- Regulatory inquiry response
- Internal audit prep cycles
- Defensible decision-making
- Findings remediation tracking
- Management response drafting
- Training for audit participation
- Lessons learned integration
- Mock exam design
- Corrective action planning
- Follow-up verification
Module 9. Cross-Border Compliance Considerations
Managing multi-jurisdictional risks and expectations.
12 chapters in this module
- FATF guideline alignment
- Correspondent banking risks
- Travel rule compliance
- Sanctions list variations
- Local law conflicts
- Currency control exposure
- Cross-border transaction patterns
- Jurisdictional risk scoring
- Local partner oversight
- Regulatory reporting differences
- Political exposure factors
- De-risking strategy
Module 10. Incident Response and Escalation
Responding effectively to suspected money laundering activity.
12 chapters in this module
- Suspicious activity identification
- Internal reporting protocols
- Law enforcement coordination
- Legal counsel engagement
- Media response planning
- Customer communication strategy
- Systemic vulnerability review
- Root cause analysis
- Control enhancement planning
- Regulatory disclosure obligations
- Post-incident audit preparation
- Team debriefing frameworks
Module 11. Continuous Program Improvement
Embedding feedback, metrics, and innovation into ongoing operations.
12 chapters in this module
- Key performance indicator selection
- Trend analysis techniques
- Benchmarking against industry data
- Lessons learned documentation
- Control testing frequency
- Program maturity assessment
- Innovation adoption frameworks
- Staff feedback loops
- External consultant integration
- Technology upgrade planning
- Regulatory foresight scanning
- Succession planning
Module 12. Strategic Leadership in AML
Elevating compliance from function to competitive advantage.
12 chapters in this module
- Reputation risk integration
- Investor communication strategy
- ESG alignment opportunities
- Talent development pathways
- Industry thought leadership
- Public-private partnership engagement
- Regulatory influence strategies
- Crisis leadership principles
- Board-level risk narrative
- Long-term vision setting
- Change leadership in compliance
- Legacy and impact
How this maps to your situation
- Scaling compliance with growth
- Aligning cross-functional teams
- Responding to regulatory scrutiny
- Modernizing legacy systems
Before vs. after
Before
AML programs are often reactive, siloed, and resource-intensive, with inconsistent results and leadership misalignment.
After
Leaders confidently design, scale, and govern effective AML programs that are proactive, integrated, and recognized as strategic assets.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3-4 hours per module, designed for flexible, self-paced learning around executive schedules.
If nothing changes
Continuing with fragmented or outdated approaches may lead to increased regulatory scrutiny, inefficient resource use, and missed opportunities to strengthen institutional trust and operational resilience.
How this compares to the alternatives
Unlike generic compliance certifications or tool-specific training, this course offers a holistic, implementation-focused curriculum tailored to the unique challenges and opportunities of mid-market organizations led by business and technology executives.
Frequently asked
Who is this course designed for?
Senior leaders in compliance, risk, finance, and technology roles shaping AML strategy and implementation in mid-market organizations.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Is there a money-back guarantee?
Yes, a 30-day money-back guarantee is included.
$199 one-time. Approximately 3-4 hours per module, designed for flexible, self-paced learning around executive schedules..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours