A tailored course, built for your situation
Repeatable MiFID II compliance artefacts that compound across audits
Build a self-reinforcing library of validated deliverables that accelerate every future engagement
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Operations Associate Manager in financial services compliance, focused on regulatory delivery under MiFID II and operational efficiency mandates
Who this is not for
This is not for practitioners focused solely on ad-hoc audits or those without ongoing regulatory delivery responsibilities.
What you walk away with
- Produce MiFID II compliance outputs that are reusable across reporting cycles
- Develop a personal library of validated control mappings and audit narratives
- Reduce time spent on recurring compliance tasks by leveraging prior work
- Strengthen consistency and reduce variance in regulatory submissions
- Create shareable, standards-aligned templates that compound in value with each use
The 12 modules (with all 144 chapters)
Module 1. Mapping MiFID II article requirements to operational controls
Break down MiFID II into actionable control points aligned with Macquarie's delivery rhythm.
12 chapters in this module
- Article 17 transaction reporting obligations
- Article 19 best execution documentation
- Article 27 transparency requirements
- Article 46 portfolio management disclosures
- RTS 27 and RTS 28 data structuring
- Control tagging by MiFID II article
- Mapping trade logging to reporting deadlines
- Aligning desk procedures with RTS 27
- Validating data lineage from execution to report
- Versioning control interpretations
- Cross-referencing with internal audit calendar
- Building the master control register
Module 2. Designing for reuse in compliance documentation
Shift from one-off deliverables to compoundable artefacts that retain value across engagements.
12 chapters in this module
- Identifying repeatable components
- Template scoping by clause type
- Building modular narrative blocks
- Version control for compliance text
- Tagging by regulatory article
- Indexing for retrieval speed
- Embedding reviewer feedback loops
- Creating clause-specific footnotes
- Standardising format across cycles
- Carry-forward validation checklist
- Change tracking across reporting periods
- Ownership boundaries for team reuse
Module 3. Constructing a personal IP library for compliance work
Turn individual efforts into lasting, reusable assets that grow more valuable over time.
12 chapters in this module
- Defining personal IP scope
- Categorising reusable content types
- Setting up a personal repository
- Naming conventions for searchability
- Storing feedback-annotated versions
- Linking artefacts to regulation sections
- Archiving superseded versions
- Securing access controls
- Synchronising with team standards
- Updating for regulation changes
- Benchmarking reuse frequency
- Measuring time saved per cycle
Module 4. Creating self-validating audit packages
Design deliverables that carry their own proof forward, reducing rework and validation overhead.
12 chapters in this module
- Embedding audit evidence in narratives
- Linking controls to testable outcomes
- Pre-empting follow-up questions
- Including data provenance trails
- Referencing source system snapshots
- Using timestamped decision logs
- Standardising exception handling
- Flagging edge cases proactively
- Cross-linking related controls
- Pre-filling reviewer checklists
- Building internal sign-off trackers
- Preparing handover summaries
Module 5. Standardising control mapping workflows
Replace ad-hoc mappings with repeatable, scalable processes grounded in MiFID II articles.
12 chapters in this module
- Defining control mapping scope
- Using standard taxonomy levels
- Assigning ownership per control
- Linking to internal policies
- Validating against regulator guidance
- Versioning control descriptions
- Automating cross-checks
- Integrating with GRC tools
- Updating for regulatory changes
- Auditing mapping accuracy
- Training new staff from templates
- Benchmarking completion speed
Module 6. Building execution playbooks for MiFID II cycles
Convert experience into structured guidance that survives team turnover and scales across teams.
12 chapters in this module
- Identifying recurring tasks
- Documenting tacit knowledge
- Sequencing by deadline dependency
- Setting pre-emptive alerts
- Assigning RACI for each step
- Integrating feedback from last cycle
- Embedding compliance logic
- Linking to source templates
- Versioning playbook iterations
- Measuring adherence rates
- Reducing onboarding time
- Scaling to new desks
Module 7. Optimising documentation for regulator review
Anticipate scrutiny by designing clarity and consistency into every deliverable.
12 chapters in this module
- Structuring for regulator reading
- Using plain-language summaries
- Highlighting key assertions
- Including compliance rationale
- Referencing external guidance
- Versioning public disclosures
- Preparing supporting evidence packs
- Anticipating follow-up questions
- Standardising disclaimer language
- Aligning with industry norms
- Reducing redaction needs
- Speeding up approval cycles
Module 8. Leveraging past work in new audits
Stop starting from zero, systematically reuse prior efforts to accelerate current work.
12 chapters in this module
- Auditing past cycle outputs
- Identifying reusable elements
- Updating for current period
- Validating carry-forward logic
- Gaining sign-off on reuse
- Documenting changes made
- Preserving audit trail
- Reducing rework hours
- Measuring time saved
- Sharing across teams
- Building organisational memory
- Creating reuse incentives
Module 9. Structuring templates for consistency
Design templates that ensure uniformity and reduce errors across submissions.
12 chapters in this module
- Defining mandatory fields
- Setting default wording
- Using conditional logic
- Embedding compliance checks
- Standardising formatting
- Including version metadata
- Configuring auto-population
- Integrating with data sources
- Testing template outputs
- Updating for regulatory changes
- Training users on templates
- Measuring adoption rate
Module 10. Tracking compliance deliverables over time
Implement systems to monitor progress, reuse, and improvement across cycles.
12 chapters in this module
- Setting baseline metrics
- Tracking completion timelines
- Measuring rework volume
- Monitoring reuse frequency
- Assessing reviewer feedback
- Benchmarking against peers
- Identifying bottlenecks
- Adjusting workflows
- Reporting efficiency gains
- Celebrating improvements
- Updating KPIs annually
- Linking to performance goals
Module 11. Scaling compliance knowledge across teams
Convert individual expertise into shareable assets that elevate entire functions.
12 chapters in this module
- Identifying knowledge gaps
- Creating shareable summaries
- Hosting internal workshops
- Publishing playbooks
- Gathering team feedback
- Updating based on input
- Recognising contributors
- Establishing contribution norms
- Integrating with onboarding
- Measuring knowledge transfer
- Reducing dependency on individuals
- Building team capability
Module 12. Institutionalising compoundable compliance work
Embed reusable, self-reinforcing practices into standard operating procedures.
12 chapters in this module
- Proposing process changes
- Gaining leadership buy-in
- Updating SOPs
- Integrating with tools
- Training teams
- Monitoring adoption
- Reporting efficiency gains
- Adjusting based on feedback
- Scaling across departments
- Recognising early adopters
- Measuring long-term impact
- Celebrating institutional change
How this maps to your situation
- First MiFID II audit cycle preparation
- Mid-cycle regulatory review with feedback
- Year-over-year renewal with carry-forward
- Team expansion with new members onboarding
Before vs. after
Before
Starting each compliance cycle from scratch, reinventing documentation and responses despite prior work.
After
Leveraging a growing library of validated, reusable artefacts that accelerate every submission and audit.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3, 4 hours per module, designed to fit around operational delivery cycles.
If nothing changes
Continuing to rebuild compliance work from zero risks burnout, inconsistency, and missed efficiency targets in a pressure-cooker environment.
How this compares to the alternatives
Unlike generic compliance training, this course focuses exclusively on building reusable, compoundable assets under MiFID II, practical, actionable, and tailored to senior practitioners in regulated financial institutions.
Frequently asked
Who is this course for?
Senior compliance and operations professionals in financial services who deliver under MiFID II and want to stop rebuilding work from scratch each cycle.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will I get templates I can use immediately?
Yes, every module includes downloadable templates and worked examples tailored to MiFID II compliance reuse.
$199 one-time. Approximately 3, 4 hours per module, designed to fit around operational delivery cycles..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours