A tailored course, built for your situation
Direct Authority Over MiFID II Data Reporting Decisions
Own the call on data lineage, retention, and audit readiness without escalation
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior data engineer or AVP owning MiFID II compliance data pipelines with direct accountability for audit readiness and regulator-facing reporting
Who this is not for
Entry-level engineers, business analysts, or compliance officers without hands-on pipeline ownership
What you walk away with
- Final decision rights on data retention duration for trade records
- Authority to approve lineage documentation format and tooling
- Autonomy in defining trade metadata capture scope
- Direct control over audit access protocols for compliance teams
- Structured justification framework aligned to MiFID II Article 17 and RTS 1
The 12 modules (with all 144 chapters)
Module 1. Mapping MiFID II Article 17 to Data Pipeline Design
Translate regulatory text into engineering requirements for data retention, access, and auditability.
12 chapters in this module
- Article 17 text breakdown
- Trade record duration thresholds
- Data location requirements
- Audit access frequency rules
- Record format validity
- Timestamp precision mandates
- Data ownership definition
- Third-party data handling
- Cross-border data flow
- Data deletion triggers
- Retention policy exceptions
- Policy version control
Module 2. Data Lineage Documentation Standards Under RTS 1
Define what must be documented, how, and which tools meet evidentiary thresholds.
12 chapters in this module
- RTS 1 Section 3 obligations
- End-to-end traceability
- Schema change tracking
- Toolchain audit trail
- Automated lineage capture
- Manual verification points
- Cross-system linking
- Metadata tagging rules
- Version-to-version mapping
- Incident impact tracing
- Regulator query readiness
- Documentation format sign-off
Module 3. Ownership Boundaries in Multi-Team Pipelines
Clarify decision rights at integration points between data engineering, compliance, and trade reporting.
12 chapters in this module
- Handoff protocol design
- Escalation path removal
- Data contract enforcement
- Change approval workflow
- Schema version governance
- Cross-team SLA terms
- Dispute resolution rules
- Ownership documentation
- Role-based access matrix
- Audit trail access rights
- Incident response roles
- Quarterly review authority
Module 4. Data Retention Window Finalization
Set and justify retention periods without legal or compliance review cycles.
12 chapters in this module
- Minimum duration by instrument type
- Regulatory overlap handling
- Internal audit extension
- Legal hold integration
- Automated deletion rules
- Exception logging process
- Cross-jurisdiction alignment
- Data archiving format
- Indexing for retrieval
- Search response benchmarks
- Validator access setup
- Retention policy sign-off
Module 5. Metadata Capture Scope Definition
Define what trade metadata is captured and how it satisfies reporting templates.
12 chapters in this module
- Trade timestamp precision
- Client ID linkage
- Trader identity capture
- Order routing data
- Venue-specific tags
- Algorithmic trade flags
- Dark pool indicators
- Transaction cost metrics
- Exchange fee fields
- Settlement date tracking
- Currency conversion logs
- Metadata schema approval
Module 6. Audit Access Control Architecture
Design access protocols that satisfy regulator access rights without operational risk.
12 chapters in this module
- Read-only role design
- Time-bound access windows
- Authentication method
- IP restriction rules
- Request logging
- Multi-party approval
- Emergency override
- Access revocation
- Quarterly audit log
- Compliance portal integration
- Regulator login flow
- Access policy sign-off
Module 7. Regulator Query Response Workflow
Build an end-to-end process for handling data requests under Article 17 timelines.
12 chapters in this module
- Query intake protocol
- Data scope translation
- Extraction automation
- Validation checkpoint
- Encryption method
- Delivery channel
- Acknowledgment process
- Turnaround tracking
- Escalation threshold
- Historical data retrieval
- Partial response rules
- Response log archive
Module 8. Cross-Border Data Transfer Compliance
Manage data flows across jurisdictions while maintaining MiFID II enforceability.
12 chapters in this module
- Schengen vs non-Schengen
- UK equivalence status
- Third-country processor
- Model clause alignment
- Data localization rules
- Transfer impact assessment
- Regulator notification
- Backup routing design
- Latency tolerance
- Incident reporting
- Local law override
- Transfer policy sign-off
Module 9. Change Management for Regulatory Updates
Implement a process to adapt pipelines to new guidance without waiting for directives.
12 chapters in this module
- Monitoring workflow
- Update categorization
- Internal impact assessment
- Stakeholder notification
- Patch rollout plan
- Backward compatibility
- Regression testing
- Audit trail update
- Version control
- Rollback protocol
- Change log publication
- Update authority sign-off
Module 10. Vendor Data Pipeline Oversight
Own the review and sign-off for third-party data components in MiFID II pipelines.
12 chapters in this module
- Vendor SLA terms
- Data format compliance
- Latency benchmarks
- Incident response
- Audit access guarantee
- Code transparency
- Change notification
- Penalty clauses
- Performance review
- Contract renewal terms
- Exit strategy
- Vendor approval sign-off
Module 11. Internal Audit Readiness Protocol
Ensure constant compliance posture without special preparations.
12 chapters in this module
- Automated check schedule
- Gap detection rules
- Remediation workflow
- Status dashboard
- Control mapping
- Evidence library
- Audit access test
- Stakeholder alert
- Report generation
- Findings escalation
- Corrective action
- Readiness certification
Module 12. Regulatory Change Anticipation Framework
Predict and prepare for upcoming requirements using existing data infrastructure.
12 chapters in this module
- ESMA watchlist
- Consultation paper review
- Member state adoption
- Internal exposure scan
- Resource planning
- Pilot testing
- Stakeholder briefing
- Comms plan
- Timeline projection
- Change backlog
- Regulatory roadmap
- Pre-emptive authority
How this maps to your situation
- Data pipeline design under MiFID II
- Multi-team ownership in regulated environments
- Audit preparation without remediation
- Third-party system integration
Before vs. after
Before
Seeking approval on data retention, lineage format, and audit access decisions
After
Making final, justified decisions on MiFID II data reporting without escalation
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: 3-4 hours per week over four weeks, with immediate application to current pipelines.
How this compares to the alternatives
Generic data governance courses lack MiFID II specificity. Internal training often defers ownership. This course delivers structured command over actual decision points with regulator-aligned justifications.
Frequently asked
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Does this cover Article 17 and RTS 1 in detail?
Yes, every decision is mapped to specific clauses in Article 17 and Regulatory Technical Standard 1.
Will I get templates for my team?
Yes, each module includes downloadable templates and worked examples.
$199 one-time. 3-4 hours per week over four weeks, with immediate application to current pipelines..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours