A tailored course, built for your situation
MiFID II Disclosure Packages Routed to You First
Become the default owner of high-impact regulatory deliverables across teams
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior marketing associate in financial services with ownership of compliance-facing materials and cross-functional coordination
Who this is not for
Entry-level marketers, individual contributors without cross-team influence, or those outside financial services regulatory environments
What you walk away with
- Own MiFID II disclosure packages from start to finish without escalation
- Produce regulator-ready disclosure drafts on the first iteration
- Become the internal reference for compliant marketing narrative design
- Reduce rework cycles by aligning legal, comms, and compliance stakeholders upfront
- Gain repeatable templates for ongoing MiFID II and product governance requirements
The 12 modules (with all 144 chapters)
Module 1. Mapping MiFID II Article 45 Requirements to Marketing Assets
Break down which campaign materials trigger MiFID II disclosure obligations and where oversight resides.
12 chapters in this module
- Identifying regulated communications
- Product governance overlap
- Target market assessments
- Cost and remuneration disclosures
- Investor categorisation rules
- Timing of pre-contractual info
- Language standardisation
- Territorial applicability
- Approved channels checklist
- Version control protocols
- Sign-off workflows
- Audit trail requirements
Module 2. Building the Disclosure First Draft
Structure initial drafts that meet regulator expectations without legal escalation.
12 chapters in this module
- Regulator-facing language patterns
- Standardised risk phrasing
- Cost transparency formats
- Performance assumptions
- Currency and tax clarity
- Exclusion clauses
- Use of hypotheticals
- Benchmark disclosures
- Derivatives visibility
- Leverage disclosures
- Fees and charges layout
- Distribution channel notes
Module 3. Stakeholder Alignment Without Delays
Engage legal, compliance, and product teams with precision to avoid rework.
12 chapters in this module
- Pre-submission alignment checklist
- Early legal engagement
- Compliance feedback loops
- Version tracking
- Change rationale logging
- Escalation thresholds
- Approval delegation
- Cross-team comms plan
- Feedback categorisation
- Timeline mapping
- Ownership clarity
- Conflict resolution protocols
Module 4. Designing Investor-Facing Summaries
Translate complex MiFID II requirements into clear, compliant client messaging.
12 chapters in this module
- Simplifying cost disclosures
- Risk layering
- Product categorisation
- Target market alignment
- Language localisation
- Format standardisation
- Digital accessibility
- Mobile readability
- Client segmentation
- Clarity benchmarks
- Tone consistency
- Version comparison tools
Module 5. Version Control and Audit Readiness
Maintain compliance across updates with traceable, regulator-ready documentation.
12 chapters in this module
- Change tracking systems
- Approval timestamps
- Reason for update logs
- Regulatory reference tagging
- Internal review records
- Storage compliance
- Retrieval speed
- Historical versions
- Access logging
- Third-party review prep
- Regulator Q&A prep
- Scenario response library
Module 6. Reusable Disclosure Templates
Create modular, repeatable templates for faster future submissions.
12 chapters in this module
- Template architecture
- Style guide alignment
- Branding compliance
- Jurisdictional overrides
- Product type variants
- Language variants
- Approval workflow tags
- Change log integration
- Review cycle reminders
- Update automation triggers
- Governance layering
- Template audit trail
Module 7. Handling Regulator Follow-Ups
Respond confidently to queries with documented rationale and precedent.
12 chapters in this module
- Query classification
- Response hierarchy
- Source-backed reasoning
- Time-bound workflows
- Cross-team input
- Version justification
- Risk context
- Legal alignment
- Final edit control
- Response logging
- Feedback absorption
- Process refinement
Module 8. Cross-Business Line Application
Scale disclosure practices across asset management, banking, and trading units.
12 chapters in this module
- Common framework design
- Jurisdictional mapping
- Product-specific rules
- Language variants
- Channel differences
- Team coordination
- Centralised oversight
- Local adaptation
- Feedback loops
- Benchmarking
- Performance tracking
- Compliance harmonisation
Module 9. Third-Party Vendor Oversight
Ensure external partners meet MiFID II standards in deliverables.
12 chapters in this module
- Vendor contract clauses
- Disclosure expectations
- Review cycles
- Quality assurance steps
- Version control alignment
- Brand compliance
- Risk language standards
- Feedback loops
- Audit trail access
- Penalty clauses
- Terminology consistency
- Compliance tracking
Module 10. Training Local Marketing Teams
Equip regional teams to produce compliant materials within framework guardrails.
12 chapters in this module
- Training curriculum design
- Role-based access
- Template deployment
- Review workflows
- Error pattern tracking
- Feedback integration
- Local adaptation rules
- Compliance checks
- Version updates
- Remote onboarding
- Audit preparedness
- Support protocols
Module 11. Product Governance Integration
Align marketing disclosures with broader product lifecycle governance.
12 chapters in this module
- Product launch timing
- Target market alignment
- Risk profile mapping
- Cost structure clarity
- Distribution strategy
- Suitability checks
- Remuneration disclosure
- Review cycles
- Obsolescence planning
- Client feedback use
- Improvement tracking
- Exit communications
Module 12. Continuous Improvement Loop
Refine disclosure practices using regulator feedback and internal performance data.
12 chapters in this module
- Feedback categorisation
- Trend analysis
- Revision triggers
- Stakeholder input
- Efficiency metrics
- Error reduction
- Cycle time tracking
- Compliance scoring
- Benchmarking
- Team feedback
- Process automation
- Knowledge retention
How this maps to your situation
- When launching a new structured product
- Before regulator examination cycles
- During cross-border marketing campaigns
- After legal or compliance feedback loops
Before vs. after
Before
Dependent on legal or compliance teams to finalise MiFID II disclosures, with frequent rework and delayed timelines.
After
Owns end-to-end delivery of MiFID II disclosure packages, producing regulator-ready drafts on first submission.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3-4 hours per module, designed for completion within 6 weeks with ongoing applicability.
If nothing changes
Without sharpened disclosure practices, marketing teams remain in reactive mode, deferring to legal and compliance, missing opportunities to own high-visibility regulatory deliverables.
How this compares to the alternatives
Generic compliance courses focus on theory. This course delivers field-tested disclosure frameworks used in tier-1 financial institutions, tailored to senior marketing practitioners owning regulated deliverables.
Frequently asked
Who is this course for?
Senior marketing associates in financial services who produce or review regulated communications under MiFID II.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me work more independently?
Yes. You’ll gain confidence to produce regulator-ready disclosures without escalation to legal or compliance teams.
$199 one-time. Approximately 3-4 hours per module, designed for completion within 6 weeks with ongoing applicability..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours