A tailored course, built for your situation
Premium MiFID II Engagement Selection with Bigger Budgets
Access higher-margin projects by mastering MiFID II compliance delivery
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior Project Manager in financial services leading regulatory compliance initiatives with cross-functional teams
Who this is not for
Junior coordinators, administrators, or consultants without ownership of end-to-end regulatory project outcomes
What you walk away with
- Consistently assigned to high-visibility MiFID II projects with larger budgets
- Increased confidence in control mapping and audit preparation timelines
- Templates for stakeholder alignment that reduce rework and late-cycle changes
- Faster path from regulatory requirement to deployable control framework
- Documented decision logic to justify project scope and resourcing
The 12 modules (with all 144 chapters)
Module 1. Defining MiFID II Project Boundaries
Establish clear scope using regulator-recognised control categories. Align stakeholders on what’s in and out of scope for reporting and audit purposes.
12 chapters in this module
- Initial scoping criteria
- Regulatory obligation mapping
- Control boundary definitions
- Stakeholder alignment checklist
- Timeline feasibility gates
- Resource eligibility filters
- Vendor integration points
- Jurisdictional variation flags
- Internal audit touchpoints
- Change control thresholds
- Documentation standards
- Handover readiness markers
Module 2. Control Mapping to MiFID II Articles
Link project tasks directly to MiFID II legal articles and EBA guidelines. Build traceability that stands up under regulator scrutiny.
12 chapters in this module
- Article-to-control trace matrix
- EBA Q&A integration
- Internal trading policy alignment
- Record keeping obligations
- Client categorisation logic
- Product governance links
- Cost disclosure mapping
- Execution venue reporting
- Best execution tracking
- Inducement controls
- Complaints handling integration
- Annual review triggers
Module 3. Stakeholder Engagement Sequence
Orchestrate input from legal, compliance, trading, and tech teams using a staged approach that prevents bottlenecks.
12 chapters in this module
- Legal team escalation path
- Compliance review windows
- Front office consultation rhythm
- Tech dependency mapping
- Data sourcing agreements
- Vendor coordination protocol
- Internal audit checkpoints
- Regulatory reporting lead time
- Executive summary cadence
- Change control committee access
- Training rollout sync
- Post-implementation review
Module 4. Timeline Design for Audit Readiness
Build realistic delivery schedules that account for review cycles, control testing, and evidence collection ahead of inspection.
12 chapters in this module
- Evidence collection milestones
- Control testing windows
- Documentation freeze dates
- Peer review buffers
- Remediation cycle padding
- Audit trail generation
- Version control discipline
- Regulator query prep
- Exception logging format
- Sign-off tracking
- Rolling update process
- Year-end alignment
Module 5. Budget Justification Framework
Articulate project value using margin preservation and risk reduction metrics that resonate with finance stakeholders.
12 chapters in this module
- Cost of non-compliance baseline
- Operational efficiency gains
- Risk capital reduction
- Audit efficiency multiplier
- Regulatory scrutiny avoidance
- Client retention linkage
- Reputational risk hedge
- Vendor cost optimisation
- Internal resource leverage
- Scalability projection
- Multi-jurisdiction reuse
- Future regulation readiness
Module 6. Control Testing Protocols
Design testable outcomes for each MiFID II control, enabling faster validation by internal audit and external assessors.
12 chapters in this module
- Test scenario drafting
- Sampling methodology selection
- Evidence sufficiency rules
- Exception threshold setting
- Automation feasibility flags
- Manual override logging
- Frequency calibration
- Threshold alert design
- Transaction monitoring scope
- Trade surveillance integration
- False positive reduction
- Escalation playbook
Module 7. Documentation Standards
Apply consistent formatting and depth across policies, procedures, and audit packs to reduce clarification requests.
12 chapters in this module
- Policy version header
- Control owner field
- Review cycle date
- Applicability statement
- Cross-reference index
- Change log format
- Approval signature block
- Distribution list
- Retention period flag
- Language clarity check
- Translation readiness
- Accessibility compliance
Module 8. Change Management Integration
Embed MiFID II updates into existing change control workflows to avoid parallel tracking and rework.
12 chapters in this module
- Change request tagging
- Impact assessment filters
- Urgency classification
- Stakeholder notification rules
- Parallel run considerations
- Backout criteria
- Post-implementation review
- Knowledge transfer timing
- Training update sync
- Vendor coordination
- Audit trail update
- Regulatory filing sync
Module 9. Internal Audit Collaboration
Proactively align with internal audit teams to shape review scope and reduce unexpected findings.
12 chapters in this module
- Audit planning input
- Control testing coordination
- Findings response protocol
- Remediation tracking
- Follow-up timing
- Risk rating calibration
- Observation categorisation
- Escalation thresholds
- Reporting format alignment
- Executive summary sync
- Trend analysis access
- Benchmarking participation
Module 10. Vendor Oversight Model
Manage third-party providers delivering MiFID II components with clear accountability and performance tracking.
12 chapters in this module
- Vendor SLA definition
- Performance metric selection
- Reporting format standard
- Audit right clauses
- Data ownership terms
- Incident response protocol
- Penalty enforcement
- Renewal leverage points
- Termination triggers
- Multi-vendor integration
- Dependency mapping
- Exit planning
Module 11. Regulatory Interaction Prep
Build confidence for regulator-facing interactions with structured narratives and evidence hierarchies.
12 chapters in this module
- Query response template
- Evidence hierarchy design
- Narrative consistency check
- Pre-briefing coordination
- Escalation path clarity
- Timeline justification
- Remediation plan structure
- Lessons learned capture
- Follow-up tracking
- Cross-border alignment
- Industry trend reference
- Stakeholder messaging
Module 12. Sustainable Compliance Model
Design ongoing operations that prevent rework and maintain compliance between audits.
12 chapters in this module
- Ownership clarity
- Review cycle automation
- Training refresh rhythm
- Change detection logic
- Regulation update monitoring
- Control drift alert
- Performance dashboard
- Stakeholder reporting
- Lessons captured
- Template reuse
- Cross-project borrowing
- Exit documentation
How this maps to your situation
- Starting a new MiFID II project
- Midway through control implementation
- Preparing for internal audit
- Responding to regulator inquiry
Before vs. after
Before
Managing MiFID II projects with frequent rework, stakeholder misalignment, and unclear scope boundaries
After
Leading clean, well-scoped MiFID II initiatives that attract bigger budgets and executive visibility
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 2 hours per module, designed for completion over 3-4 weeks with real-world application.
If nothing changes
Continuing with ad-hoc approaches may result in repeated audit findings, budget constraints, and missed opportunities for high-impact work.
How this compares to the alternatives
Unlike generic compliance training, this course delivers MiFID II-specific project frameworks used by top-tier financial institutions to win and execute high-budget regulatory work.
Frequently asked
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Is this relevant if I’m not in London or Dublin?
Yes. MiFID II applies across EU and UK financial markets, and the project frameworks are location-agnostic.
Can I apply this to non-MiFID projects?
The control mapping and stakeholder alignment methods transfer well to other regulations like Dodd-Frank or ASIC.
$199 one-time. Approximately 2 hours per module, designed for completion over 3-4 weeks with real-world application..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours