Qualified Intermediary Toolkit

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Save time, empower your teams and effectively upgrade your processes with access to this practical Qualified Intermediary Toolkit and guide. Address common challenges with best-practice templates, step-by-step work plans and maturity diagnostics for any Qualified Intermediary related project.

Download the Toolkit and in Three Steps you will be guided from idea to implementation results.

The Toolkit contains the following practical and powerful enablers with new and updated Qualified Intermediary specific requirements:


STEP 1: Get your bearings

Start with...

  • The latest quick edition of the Qualified Intermediary Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.

Organized in a data driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…

  • Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation

Then find your goals...


STEP 2: Set concrete goals, tasks, dates and numbers you can track

Featuring 997 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Qualified Intermediary improvements can be made.

Examples; 10 of the 997 standard requirements:

  1. Can a disciplined intermediary be present during solicitation of the sale of insurance, or can a person knowingly solicit the sale of insurance with the assistance of a disciplined intermediary?

  2. Are the provisions on the deductions related to losses for the current financial year, deferred tax assets, defined pension fund assets and foreseeable tax charges sufficiently clear?

  3. Is there a well developed theory of change or logic model that demonstrates how the program or practice is expected to contribute to short term and long term outcomes?

  4. What would be a best practice length of time for a scheme to move from receiving planning permission to starting construction provided there are no unexpected delays?

  5. What is the likelihood that your organization would consider taking third party equity financing or moving to an alternative ownership structure to generate revenue?

  6. Does the foundation see intermediaries as extensions of itself or as strategic partners who bring special expertise and valuable community connections to the work?

  7. What must an intermediary do before giving advice to an individual consumer that results in the purchase or exchange of an annuity in accordance with that advice?

  8. What kinds of investment products are offered on automated advice platforms (both pure and hybrid automated advice platforms) and which are most commonly offered?

  9. Does it have a deep bench of sophisticated, experienced staff that will ensure capable management at the project level as well as at the top of your organization?

  10. Is the program logic sufficiently clear and robust and does the monitoring and evaluation system provide a credible basis for reporting on progress and results?


Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:

  • The workbook is the latest in-depth complete edition of the Qualified Intermediary book in PDF containing 997 requirements, which criteria correspond to the criteria in...

Your Qualified Intermediary self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:

  • The Self-Assessment Excel Dashboard; with the Qualified Intermediary Self-Assessment and Scorecard you will develop a clear picture of which Qualified Intermediary areas need attention, which requirements you should focus on and who will be responsible for them:

    • Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
    • Gives you a professional Dashboard to guide and perform a thorough Qualified Intermediary Self-Assessment
    • Is secure: Ensures offline data protection of your Self-Assessment results
    • Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:

 

STEP 3: Implement, Track, follow up and revise strategy

The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Qualified Intermediary projects with the 62 implementation resources:

  • 62 step-by-step Qualified Intermediary Project Management Form Templates covering over 1500 Qualified Intermediary project requirements and success criteria:

Examples; 10 of the check box criteria:

  1. Schedule Management Plan: Who is responsible for estimating the activity durations?

  2. Responsibility Assignment Matrix: Are data elements reconcilable between internal summary reports and reports forwarded to stakeholders?

  3. WBS Dictionary: Does the contractors system identify work accomplishment against the schedule plan?

  4. Schedule Management Plan: Are issues raised, assessed, actioned, and resolved in a timely and efficient manner?

  5. Risk Audit: Tradeoff: how much risk can be tolerated and still deliver the products where they need to be?

  6. Probability and Impact Assessment: How would you assess the risk management process in the Qualified Intermediary project?

  7. Responsibility Assignment Matrix: Do managers and team members provide helpful suggestions during review meetings?

  8. Executing Process Group: What are the key components of the Qualified Intermediary project communications plan?

  9. Lessons Learned: Did the delivered product meet the specified requirements and goals of the Qualified Intermediary project?

  10. Requirements Management Plan: Who is responsible for quantifying the Qualified Intermediary project requirements?

 
Step-by-step and complete Qualified Intermediary Project Management Forms and Templates including check box criteria and templates.

1.0 Initiating Process Group:

  • 1.1 Qualified Intermediary project Charter
  • 1.2 Stakeholder Register
  • 1.3 Stakeholder Analysis Matrix


2.0 Planning Process Group:

  • 2.1 Qualified Intermediary project Management Plan
  • 2.2 Scope Management Plan
  • 2.3 Requirements Management Plan
  • 2.4 Requirements Documentation
  • 2.5 Requirements Traceability Matrix
  • 2.6 Qualified Intermediary project Scope Statement
  • 2.7 Assumption and Constraint Log
  • 2.8 Work Breakdown Structure
  • 2.9 WBS Dictionary
  • 2.10 Schedule Management Plan
  • 2.11 Activity List
  • 2.12 Activity Attributes
  • 2.13 Milestone List
  • 2.14 Network Diagram
  • 2.15 Activity Resource Requirements
  • 2.16 Resource Breakdown Structure
  • 2.17 Activity Duration Estimates
  • 2.18 Duration Estimating Worksheet
  • 2.19 Qualified Intermediary project Schedule
  • 2.20 Cost Management Plan
  • 2.21 Activity Cost Estimates
  • 2.22 Cost Estimating Worksheet
  • 2.23 Cost Baseline
  • 2.24 Quality Management Plan
  • 2.25 Quality Metrics
  • 2.26 Process Improvement Plan
  • 2.27 Responsibility Assignment Matrix
  • 2.28 Roles and Responsibilities
  • 2.29 Human Resource Management Plan
  • 2.30 Communications Management Plan
  • 2.31 Risk Management Plan
  • 2.32 Risk Register
  • 2.33 Probability and Impact Assessment
  • 2.34 Probability and Impact Matrix
  • 2.35 Risk Data Sheet
  • 2.36 Procurement Management Plan
  • 2.37 Source Selection Criteria
  • 2.38 Stakeholder Management Plan
  • 2.39 Change Management Plan


3.0 Executing Process Group:

  • 3.1 Team Member Status Report
  • 3.2 Change Request
  • 3.3 Change Log
  • 3.4 Decision Log
  • 3.5 Quality Audit
  • 3.6 Team Directory
  • 3.7 Team Operating Agreement
  • 3.8 Team Performance Assessment
  • 3.9 Team Member Performance Assessment
  • 3.10 Issue Log


4.0 Monitoring and Controlling Process Group:

  • 4.1 Qualified Intermediary project Performance Report
  • 4.2 Variance Analysis
  • 4.3 Earned Value Status
  • 4.4 Risk Audit
  • 4.5 Contractor Status Report
  • 4.6 Formal Acceptance


5.0 Closing Process Group:

  • 5.1 Procurement Audit
  • 5.2 Contract Close-Out
  • 5.3 Qualified Intermediary project or Phase Close-Out
  • 5.4 Lessons Learned

 

Results

With this Three Step process you will have all the tools you need for any Qualified Intermediary project with this in-depth Qualified Intermediary Toolkit.

In using the Toolkit you will be better able to:

  • Diagnose Qualified Intermediary projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
  • Implement evidence-based best practice strategies aligned with overall goals
  • Integrate recent advances in Qualified Intermediary and put process design strategies into practice according to best practice guidelines

Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.

Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Qualified Intermediary investments work better.

This Qualified Intermediary All-Inclusive Toolkit enables You to be that person.

 

Includes lifetime updates

Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.