Save time, empower your teams and effectively upgrade your processes with access to this practical Risk and Compliance Management Toolkit and guide. Address common challenges with best-practice templates, step-by-step work plans and maturity diagnostics for any Risk and Compliance Management related project.
Download the Toolkit and in Three Steps you will be guided from idea to implementation results.
The Toolkit contains the following practical and powerful enablers with new and updated Risk and Compliance Management specific requirements:
STEP 1: Get your bearings
Start with...
- The latest quick edition of the Risk and Compliance Management Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.
Organized in a data driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…
- Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation
Then find your goals...
STEP 2: Set concrete goals, tasks, dates and numbers you can track
Featuring 993 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Risk and Compliance Management improvements can be made.
Examples; 10 of the 993 standard requirements:
- Are your risk, control and compliance resources and capabilities residing in the right function and location to minimize the cost while maximizing compliance, scalability, agility and transparency?
- Will there be challenges in complying with the requirement to ensure that a purchase, sale, hold or exchange of a product is the most likely to achieve the clients investment needs and objectives?
- Have you created additional complexity â and actually increased your risk of non compliance â by reacting to individual compliance requirements without taking a broader strategic enterprise view?
- Does your organization have a formal committee that assists the compliance officer in identifying risk areas and evaluating potential or actual noncompliance as part of a risk evaluation process?
- Do senior management and the board understand that the threat of cyber attacks involving extortion increases your organizations liquidity, capital, operational, compliance and reputation risks?
- How are senior IT executives working with, and learning from, the partners in the legal, compliance and risk management functions to build and strengthen the own relationships with regulators?
- Does the it audit risk assessment process appropriately coordinate with, and consider the results of, other risk assessment dimensions, as financial, operational, compliance and geography?
- What progress has been made in developing good practices in areas as governance, regulatory compliance, risk, sustainable business models, financial reporting, transparency and leadership?
- Are there shorter, more targeted training sessions to enable employees to timely identify and raise issues to appropriate compliance, internal audit, or other risk management functions?
- How effective is your organizations internal audit process in determining the adequacy of risk control systems and assessing compliance with relevant policy and statutory requirements?
Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:
- The workbook is the latest in-depth complete edition of the Risk and Compliance Management book in PDF containing 993 requirements, which criteria correspond to the criteria in...
Your Risk and Compliance Management self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:
- The Self-Assessment Excel Dashboard; with the Risk and Compliance Management Self-Assessment and Scorecard you will develop a clear picture of which Risk and Compliance Management areas need attention, which requirements you should focus on and who will be responsible for them:
- Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
- Gives you a professional Dashboard to guide and perform a thorough Risk and Compliance Management Self-Assessment
- Is secure: Ensures offline data protection of your Self-Assessment results
- Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:
STEP 3: Implement, Track, follow up and revise strategy
The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Risk and Compliance Management projects with the 62 implementation resources:
- 62 step-by-step Risk and Compliance Management Project Management Form Templates covering over 1500 Risk and Compliance Management project requirements and success criteria:
Examples; 10 of the check box criteria:
- Executing Process Group: Were sponsors and decision makers available when needed outside regularly scheduled meetings?
- Procurement Management Plan: Is the assigned Risk and Compliance Management project manager a PMP (Certified Risk and Compliance Management project manager) and experienced?
- Probability and Impact Matrix: Risk may be made during which step of risk management?
- Source Selection Criteria: What is price analysis and when should it be performed?
- Risk Register: Preventative actions - planned actions to reduce the likelihood a risk will occur and/or reduce the seriousness should it occur. What should you do now?
- WBS Dictionary: Does the scheduling system provide for the identification of work progress against technical and other milestones, and also provide for forecasts of completion dates of scheduled work?
- Project or Phase Close-Out: What can you do better next time, and what specific actions can you take to improve?
- Project Scope Statement: Is the Risk and Compliance Management project manager qualified and experienced in Risk and Compliance Management project management?
- Lessons Learned: How useful was the content of the training you received in preparation for the use of the product/service?
- Activity Duration Estimates: What are two suggestions for ensuring adequate change control on Risk and Compliance Management projects that involve outside contracts?
Step-by-step and complete Risk and Compliance Management Project Management Forms and Templates including check box criteria and templates.
1.0 Initiating Process Group:
- 1.1 Risk and Compliance Management project Charter
- 1.2 Stakeholder Register
- 1.3 Stakeholder Analysis Matrix
2.0 Planning Process Group:
- 2.1 Risk and Compliance Management project Management Plan
- 2.2 Scope Management Plan
- 2.3 Requirements Management Plan
- 2.4 Requirements Documentation
- 2.5 Requirements Traceability Matrix
- 2.6 Risk and Compliance Management project Scope Statement
- 2.7 Assumption and Constraint Log
- 2.8 Work Breakdown Structure
- 2.9 WBS Dictionary
- 2.10 Schedule Management Plan
- 2.11 Activity List
- 2.12 Activity Attributes
- 2.13 Milestone List
- 2.14 Network Diagram
- 2.15 Activity Resource Requirements
- 2.16 Resource Breakdown Structure
- 2.17 Activity Duration Estimates
- 2.18 Duration Estimating Worksheet
- 2.19 Risk and Compliance Management project Schedule
- 2.20 Cost Management Plan
- 2.21 Activity Cost Estimates
- 2.22 Cost Estimating Worksheet
- 2.23 Cost Baseline
- 2.24 Quality Management Plan
- 2.25 Quality Metrics
- 2.26 Process Improvement Plan
- 2.27 Responsibility Assignment Matrix
- 2.28 Roles and Responsibilities
- 2.29 Human Resource Management Plan
- 2.30 Communications Management Plan
- 2.31 Risk Management Plan
- 2.32 Risk Register
- 2.33 Probability and Impact Assessment
- 2.34 Probability and Impact Matrix
- 2.35 Risk Data Sheet
- 2.36 Procurement Management Plan
- 2.37 Source Selection Criteria
- 2.38 Stakeholder Management Plan
- 2.39 Change Management Plan
3.0 Executing Process Group:
- 3.1 Team Member Status Report
- 3.2 Change Request
- 3.3 Change Log
- 3.4 Decision Log
- 3.5 Quality Audit
- 3.6 Team Directory
- 3.7 Team Operating Agreement
- 3.8 Team Performance Assessment
- 3.9 Team Member Performance Assessment
- 3.10 Issue Log
4.0 Monitoring and Controlling Process Group:
- 4.1 Risk and Compliance Management project Performance Report
- 4.2 Variance Analysis
- 4.3 Earned Value Status
- 4.4 Risk Audit
- 4.5 Contractor Status Report
- 4.6 Formal Acceptance
5.0 Closing Process Group:
- 5.1 Procurement Audit
- 5.2 Contract Close-Out
- 5.3 Risk and Compliance Management project or Phase Close-Out
- 5.4 Lessons Learned
Results
With this Three Step process you will have all the tools you need for any Risk and Compliance Management project with this in-depth Risk and Compliance Management Toolkit.
In using the Toolkit you will be better able to:
- Diagnose Risk and Compliance Management projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
- Implement evidence-based best practice strategies aligned with overall goals
- Integrate recent advances in Risk and Compliance Management and put process design strategies into practice according to best practice guidelines
Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.
Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'
This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Risk and Compliance Management investments work better.
This Risk and Compliance Management All-Inclusive Toolkit enables You to be that person.
Includes lifetime updates
Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.
