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Sarbanes Oxley; A Complete Guide to Ensuring Compliance and Managing Risk

Sarbanes Oxley; A Complete Guide to Ensuring Compliance and Managing Risk

$199.00
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Sarbanes Oxley: A Complete Guide to Ensuring Compliance and Managing Risk



Course Overview

This comprehensive course provides a detailed understanding of the Sarbanes-Oxley Act (SOX) and its requirements for ensuring compliance and managing risk. Participants will gain a thorough knowledge of the key provisions of the Act, its implementation, and the roles and responsibilities of various stakeholders. Upon completion of this course, participants will receive a certificate issued by The Art of Service.



Course Features

  • Interactive and engaging learning experience
  • Comprehensive and up-to-date content
  • Personalized learning approach
  • Practical and real-world applications
  • High-quality content developed by expert instructors
  • Certificate issued by The Art of Service upon completion
  • Flexible learning options, including mobile accessibility
  • User-friendly interface and community-driven learning environment
  • Actionable insights and hands-on projects
  • Bite-sized lessons and lifetime access to course materials
  • Gamification and progress tracking features


Course Outline

Module 1: Introduction to Sarbanes-Oxley Act

  • Overview of the Sarbanes-Oxley Act
  • History and background of the Act
  • Key provisions and requirements
  • Implementation and compliance

Module 2: Corporate Governance and Compliance

  • Corporate governance principles and best practices
  • Board of directors and audit committee roles and responsibilities
  • Internal controls and risk management
  • Compliance with SOX requirements

Module 3: Financial Reporting and Disclosure

  • Financial reporting requirements under SOX
  • Disclosure controls and procedures
  • Management's report on internal control over financial reporting
  • Independent auditor's report on internal control over financial reporting

Module 4: Internal Controls and Risk Management

  • Internal control framework and components
  • Risk management principles and practices
  • Identifying and assessing risks
  • Designing and implementing internal controls

Module 5: IT Controls and Compliance

  • IT controls and SOX compliance
  • IT risk management and assessment
  • Designing and implementing IT controls
  • Testing and evaluating IT controls

Module 6: Audit Committee and Auditor Roles

  • Audit committee roles and responsibilities
  • Independent auditor roles and responsibilities
  • Audit committee and auditor communication
  • Audit committee and auditor oversight

Module 7: Compliance and Risk Management

  • Compliance with SOX requirements
  • Risk management principles and practices
  • Identifying and assessing compliance risks
  • Designing and implementing compliance controls

Module 8: Enforcement and Penalties

  • SEC enforcement and penalties
  • DOJ enforcement and penalties
  • Civil and criminal penalties
  • Reputation and financial consequences

Module 9: Best Practices and Lessons Learned

  • Best practices for SOX compliance
  • Lessons learned from SOX implementation
  • Common pitfalls and challenges
  • Success stories and case studies

Module 10: Conclusion and Final Assessment

  • Course summary and review
  • Final assessment and evaluation
  • Certificate issuance and continuing education


Certificate

Upon completion of this course, participants will receive a certificate issued by The Art of Service, demonstrating their knowledge and understanding of the Sarbanes-Oxley Act and its requirements for ensuring compliance and managing risk.

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