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Sarbanes-Oxley Compliance Mastery; A Step-by-Step Guide to Ensuring Financial Transparency and Risk Management

Sarbanes-Oxley Compliance Mastery; A Step-by-Step Guide to Ensuring Financial Transparency and Risk Management

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Sarbanes-Oxley Compliance Mastery: A Step-by-Step Guide to Ensuring Financial Transparency and Risk Management



Course Overview

This comprehensive course is designed to provide participants with a thorough understanding of the Sarbanes-Oxley Act and its requirements for ensuring financial transparency and risk management. Upon completion of this course, participants will receive a certificate issued by The Art of Service.



Course Features

  • Interactive and engaging learning experience
  • Comprehensive and up-to-date content
  • Personalized learning approach
  • Practical and real-world applications
  • High-quality content developed by expert instructors
  • Certificate of Completion issued by The Art of Service
  • Flexible learning options
  • User-friendly and mobile-accessible platform
  • Community-driven learning environment
  • Actionable insights and hands-on projects
  • Bite-sized lessons for easy learning
  • Lifetime access to course materials
  • Gamification and progress tracking features


Course Outline

Module 1: Introduction to Sarbanes-Oxley Act

  • Overview of the Sarbanes-Oxley Act
  • History and background of the Act
  • Key provisions and requirements
  • Impact on financial reporting and risk management

Module 2: Financial Transparency and Disclosure

  • Financial statement requirements
  • Disclosure requirements for financial transactions
  • Off-balance sheet transactions and arrangements
  • Related-party transactions and disclosure

Module 3: Risk Management and Internal Controls

  • Overview of risk management and internal controls
  • Components of internal control
  • Risk assessment and identification
  • Control activities and monitoring

Module 4: Section 302: Corporate Responsibility for Financial Reports

  • Overview of Section 302
  • CEO and CFO certification requirements
  • Disclosure requirements for financial reports
  • Consequences of non-compliance

Module 5: Section 404: Management's Report on Internal Control Over Financial Reporting

  • Overview of Section 404
  • Management's report on internal control
  • Components of internal control
  • Disclosure requirements for internal control

Module 6: Section 409: Real-Time Disclosure

  • Overview of Section 409
  • Real-time disclosure requirements
  • Disclosure requirements for material changes
  • Consequences of non-compliance

Module 7: Section 802: Retention of Records

  • Overview of Section 802
  • Record retention requirements
  • Types of records to be retained
  • Consequences of non-compliance

Module 8: Section 906: Corporate Responsibility for Financial Reports

  • Overview of Section 906
  • CEO and CFO certification requirements
  • Disclosure requirements for financial reports
  • Consequences of non-compliance

Module 9: Auditing and Financial Reporting

  • Overview of auditing and financial reporting
  • Auditing standards and requirements
  • Financial reporting requirements
  • Disclosure requirements for audit reports

Module 10: Compliance and Risk Management

  • Overview of compliance and risk management
  • Components of compliance and risk management
  • Risk assessment and identification
  • Control activities and monitoring

Module 11: IT and Data Security

  • Overview of IT and data security
  • Components of IT and data security
  • Data security requirements
  • Consequences of non-compliance

Module 12: Case Studies and Best Practices

  • Real-life case studies of Sarbanes-Oxley compliance
  • Best practices for compliance and risk management
  • Lessons learned from case studies
  • Implementation of best practices


Certificate of Completion

Upon completion of this course, participants will receive a certificate issued by The Art of Service. This certificate is a recognition of the participant's achievement and demonstrates their understanding of the Sarbanes-Oxley Act and its requirements for ensuring financial transparency and risk management.

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