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Sarbanes-Oxley Compliance Mastery; A Step-by-Step Guide to Implementation and Self-Assessment

Sarbanes-Oxley Compliance Mastery; A Step-by-Step Guide to Implementation and Self-Assessment

$199.00
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Sarbanes-Oxley Compliance Mastery: A Step-by-Step Guide to Implementation and Self-Assessment



Course Overview

This comprehensive course is designed to provide participants with a thorough understanding of the Sarbanes-Oxley Act and its requirements for compliance. Through interactive lessons, hands-on projects, and real-world applications, participants will gain the knowledge and skills necessary to implement and maintain a compliant system.



Course Objectives

  • Understand the history and purpose of the Sarbanes-Oxley Act
  • Identify the key components of the Act, including Sections 302, 404, and 409
  • Develop a comprehensive compliance program
  • Implement and maintain internal controls
  • Conduct risk assessments and audits
  • Ensure accurate financial reporting
  • Maintain compliance with SEC regulations


Course Outline

Module 1: Introduction to Sarbanes-Oxley

  • History and purpose of the Act
  • Key components of the Act
  • Overview of compliance requirements

Module 2: Section 302 - Corporate Responsibility

  • CEO and CFO certification requirements
  • Disclosure controls and procedures
  • Internal controls and procedures

Module 3: Section 404 - Management's Report on Internal Control Over Financial Reporting

  • Management's responsibility for internal control
  • Components of internal control
  • Assessing the effectiveness of internal control

Module 4: Section 409 - Real-Time Disclosure

  • Real-time disclosure requirements
  • Events that trigger disclosure
  • Disclosure procedures

Module 5: Compliance Program Development

  • Components of a comprehensive compliance program
  • Establishing a compliance team
  • Developing compliance policies and procedures

Module 6: Internal Controls

  • Types of internal controls
  • Designing and implementing internal controls
  • Maintaining and evaluating internal controls

Module 7: Risk Assessment and Auditing

  • Identifying and assessing risk
  • Developing an audit plan
  • Conducting audits and evaluating results

Module 8: Financial Reporting

  • Financial reporting requirements
  • Ensuring accurate financial reporting
  • Financial statement analysis

Module 9: SEC Regulations

  • Overview of SEC regulations
  • Compliance with SEC regulations
  • SEC reporting requirements

Module 10: Self-Assessment and Continuous Improvement

  • Self-assessment techniques
  • Identifying areas for improvement
  • Developing a continuous improvement plan


Course Features

  • Interactive and engaging lessons and activities
  • Comprehensive coverage of Sarbanes-Oxley compliance
  • Personalized learning experience
  • Up-to-date information and resources
  • Practical and real-world applications
  • High-quality content and expert instructors
  • Certification upon completion
  • Flexible learning schedule
  • User-friendly and mobile-accessible platform
  • Community-driven discussion forums
  • Actionable insights and hands-on projects
  • Bite-sized lessons and lifetime access
  • Gamification and progress tracking


Certification

Upon completion of this course, participants will receive a certificate issued by The Art of Service. This certificate demonstrates expertise in Sarbanes-Oxley compliance and is a valuable asset for any professional in the field.

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