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Sarbanes-Oxley Compliance Mastery; Ensuring Total Risk Management and Regulatory Coverage

Sarbanes-Oxley Compliance Mastery; Ensuring Total Risk Management and Regulatory Coverage

$199.00
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Sarbanes-Oxley Compliance Mastery: Ensuring Total Risk Management and Regulatory Coverage



Course Overview

This comprehensive course is designed to provide participants with a deep understanding of the Sarbanes-Oxley Act and its requirements for ensuring total risk management and regulatory coverage. Upon completion, participants will receive a certificate issued by The Art of Service.



Course Features

  • Interactive and engaging learning experience
  • Comprehensive and up-to-date content
  • Personalized learning approach
  • Practical and real-world applications
  • High-quality content developed by expert instructors
  • Certificate issued upon completion
  • Flexible learning schedule
  • User-friendly and mobile-accessible platform
  • Community-driven learning environment
  • Actionable insights and hands-on projects
  • Bite-sized lessons for easy learning
  • Lifetime access to course materials
  • Gamification and progress tracking features


Course Outline

Module 1: Introduction to Sarbanes-Oxley Act

  • Overview of the Sarbanes-Oxley Act
  • History and background of the Act
  • Key provisions and requirements
  • Impact on organizations and stakeholders

Module 2: Risk Management and Internal Controls

  • Introduction to risk management and internal controls
  • Identifying and assessing risks
  • Designing and implementing internal controls
  • Evaluating and monitoring internal controls

Module 3: Regulatory Requirements and Compliance

  • Overview of regulatory requirements
  • SEC reporting and disclosure requirements
  • Compliance with Sarbanes-Oxley sections 302 and 404
  • Compliance with other regulatory requirements

Module 4: Audit Committee and Auditor Independence

  • Role and responsibilities of the audit committee
  • Auditor independence and objectivity
  • Audit committee and auditor communication
  • Auditor rotation and retention

Module 5: Financial Reporting and Disclosure

  • Financial reporting requirements
  • Disclosure requirements and transparency
  • MD&A and other disclosure requirements
  • XBRL and other reporting technologies

Module 6: Corporate Governance and Ethics

  • Corporate governance principles and best practices
  • Board composition and independence
  • Executive compensation and disclosure
  • Code of ethics and conduct

Module 7: IT and Data Security

  • IT and data security risks and threats
  • IT and data security controls and measures
  • Data privacy and protection
  • IT and data security auditing and compliance

Module 8: Compliance and Risk Management Frameworks

  • Overview of compliance and risk management frameworks
  • COSO and COBIT frameworks
  • ISO 27001 and other international standards
  • Customizing frameworks for organizational needs

Module 9: Auditing and Testing

  • Auditing and testing strategies and techniques
  • Audit planning and risk assessment
  • Audit procedures and testing
  • Audit reporting and follow-up

Module 10: Continuous Monitoring and Improvement

  • Continuous monitoring and improvement strategies
  • Monitoring and reviewing internal controls
  • Identifying and addressing control deficiencies
  • Improving and refining internal controls


Certificate of Completion

Upon completion of this course, participants will receive a certificate issued by The Art of Service, demonstrating their mastery of Sarbanes-Oxley compliance and risk management.

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