4174 results for 'MiFID II / MiFIR'

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CMP3606 Mastering MiFID II for Financial Services Compliance Managers

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CMP0997 Mastering MiFID II for Senior Compliance Leaders at Financial Institutions

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GEN3771 Basel III MiFID II SOX Controls Monitoring and Compliance Requirements

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GEN9363 MIFID II Product Governance and Client Suitability Risk Assessment within compliance requirements

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Sources and specific examples on hand when peers push back on MiFID II alignment

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FIN2141 Mastering Basel III for Senior Risk Executives in Global Financial Institutions

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Transaction Reporting Harmonization Evidence & Implementation Kit

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FIN9748 Mastering Basel III for Financial Operations Leaders

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FIN8005 Mastering Basel III for Financial Risk Leaders

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FIN6071 Mastering Basel III for Product Managers in Financial Services

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FIN0599 Mastering Basel III for Senior Risk Officers in Asset Servicing

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FIN3297 Mastering Basel III for Regional Risk Leadership Roles

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