A focused course, tailored for you
Shareholder Reporting Modernisation under SEC and FINRA
A shareholder reporting modernisation playbook for asset-manager directors in 2026: SEC TSR sustainment, FINRA conflicts integration, EU UCITS/AIF reporting, multi-domicile reconciliation, board-readable framing.
Shareholder Reporting Directors at asset managers face the SEC TSR second cycle, the FINRA conflicts review, and EU UCITS/AIF reporting in the same review. The board wants a single page. The course delivers the playbook.
$199 one-time
Tailored to your situation. Access within 24 hours. 30-day money-back.
Includes a hand-built implementation playbook delivered alongside course access, generated for your specific situation.
Why this course
Directors of Shareholder Reporting at US asset managers carry six-to-twelve fund families across three US-and-EU domiciles. The SEC Tailored Shareholder Report (TSR) rules are now in production for the second cycle. The FINRA conflicts framework lands in the same review. The EU UCITS reporting refresh and the EU AIF reporting refresh land for the EU-domiciled families. The board has asked for a single-page summary of the regulatory landscape. The single page does not exist yet. The default approach is to maintain multiple reporting tracks and reconcile manually before each board meeting.
The course works through the integrated shareholder reporting modernisation playbook. The SEC TSR sustainment framework. The FINRA conflicts integration framework. The EU UCITS reporting integration framework. The EU AIF reporting integration framework. The multi-domicile reconciliation framework. The board-readable framing. The customer-side data-platform integration. The customer-side workforce integration. The customer-side governance integration. The audit-committee reporting framework. Twelve modules with deliverables. Plus a hand-built playbook for your specific fund family mix.
What you walk away with
- A documented SEC TSR sustainment framework.
- A FINRA conflicts integration framework.
- An EU UCITS reporting integration framework.
- An EU AIF reporting integration framework.
- A multi-domicile reconciliation framework.
- A board-readable framing.
- A customer-side data-platform integration.
- A customer-side workforce integration.
- A customer-side governance integration.
- A 10-week build plan.
The 12 modules
Module 1. The 2026 shareholder reporting landscape
Walkthrough of the 2026 shareholder reporting landscape. The SEC TSR second-cycle status. The FINRA conflicts review status. The EU UCITS reporting status. The EU AIF reporting status. The competitive landscape across US asset managers. The strategic decisions a Shareholder Reporting Director faces in 12-month modernisation programme planning. The friction profile that slows modernisation momentum.
Module 2. SEC TSR sustainment framework
Build the SEC TSR sustainment framework. The disclosure framework. The customer-facing presentation framework. The cost-and-fee disclosure framework. The portfolio-holding disclosure framework. The customer-side filing cadence integration. Plus the worked example for the customer's first three TSR filings under the integrated sustainment framework.
Module 3. FINRA conflicts integration framework
Build the FINRA conflicts integration framework. The conflict-identification framework. The conflict-disclosure framework. The conflict-mitigation framework. The customer-side conflicts-management cadence integration. The customer-side broker-dealer engagement integration. Plus the worked example for the customer's first three FINRA conflicts reviews under the integrated framework.
Module 4. EU UCITS reporting integration
Build the EU UCITS reporting integration. The KIID framework. The annual-and-semi-annual reports framework. The cross-border distribution disclosure framework. The customer-side EU domicile cadence integration. The customer-side fund-administrator integration. Plus the worked example for the customer's typical EU UCITS reporting calendar.
Module 5. EU AIF reporting integration
Build the EU AIF reporting integration. The Annex IV reporting framework. The customer-side ESMA reporting integration. The customer-side AIFMD reporting integration. The customer-side fund-administrator integration. The customer-side depositary integration. Plus the worked example for the customer's typical EU AIF reporting calendar.
Module 6. Multi-domicile reconciliation framework
Build the multi-domicile reconciliation framework. The cross-domicile reporting reconciliation. The cross-domicile data-platform integration. The cross-domicile audit-trail integration. The cross-domicile governance integration. The customer-side multi-domicile fund-family cadence integration. Plus the worked example for the customer's first integrated multi-domicile reconciliation. Includes the worked example for the customer's typical US-and-EU domicile reconciliation cycle, the customer's existing multi-domicile fund-administrator integration, and the cross-domicile audit-trail framework.
Module 7. Board-readable framing
Build the board-readable framing. The integrated regulatory landscape dashboard. The integrated reporting cadence dashboard. The integrated reporting cost dashboard. The exception-reporting framework. The forward-look framework. The integration with the customer's existing board cadence. Plus the worked example for the board briefing pack that the chair signs.
Module 8. Customer-side data-platform integration
Build the customer-side data-platform integration. The customer's existing data-warehouse integration. The customer's existing portfolio-management platform integration. The customer's existing fund-accounting platform integration. The customer's existing fund-administrator integration. The customer's existing investor-relations platform integration. Plus the worked example for the customer's typical data-platform footprint.
Module 9. Customer-side workforce integration
Build the customer-side workforce integration. The shareholder-reporting analyst role evolution. The shareholder-reporting manager role evolution. The shareholder-reporting director role evolution. The customer-side training framework. The customer-side competency-assessment framework. Plus the worked example for the customer's first 12 months of workforce integration.
Module 10. Customer-side governance integration
Build the customer-side governance integration. The customer-side fund-board integration. The customer-side audit-committee integration. The customer-side disclosure-committee integration. The customer-side compliance-committee integration. The customer-side investor-relations cadence integration. Plus the worked example for the customer's typical multi-committee governance cadence. Includes the integration with the customer's existing investor-relations cadence, the customer's existing chair-of-fund-board engagement, and the integration with the customer's existing portfolio-management committee cadence.
Module 11. Customer engagement structure
Build the customer engagement structure. The discovery phase. The diagnostic phase. The transformation phase. The sustainment phase. The renewal conversation. The customer-side programme-governance committee integration. The integration with the customer's existing finance-transformation programme cadence. Plus the worked example for a 12-month customer engagement and the pricing framework for fixed-fee and value-based engagements.
Module 12. Your 10-week build plan
Week by week. Weeks 1-2: landscape and SEC TSR sustainment framework. Weeks 3-4: FINRA conflicts integration and EU UCITS reporting integration. Weeks 5-6: EU AIF reporting integration and multi-domicile reconciliation framework. Weeks 7-8: board-readable framing, data-platform, workforce integration. Weeks 9-10: governance, customer engagement structure. Deliverable: an integrated shareholder reporting modernisation playbook ready for the next reporting cycle.
How this addresses your situation
Specific modules that map to what you said you are dealing with.
SEC TSR sustainment → Module 2.
FINRA conflicts → Module 3.
EU UCITS reporting → Module 4.
EU AIF reporting → Module 5.
Multi-domicile reconciliation → Module 6.
Board single page → Module 7.
Data platform → Module 8.
Workforce → Module 9.
Governance → Module 10.
What you get with this course
- The 12-module course delivered as text plus downloadable templates.
- Templates and worked examples for every module.
- A hand-built playbook generated for your specific fund family mix.
- Three reference modernisation playbooks from peer asset managers.
- Scripted talking points for the customer fund-board and audit-committee engagement.
What you will have in hand by Day 1, Week 1, Month 1
Day 1: SEC TSR sustainment framework scaffold drafted.
Week 4: FINRA conflicts integration and EU UCITS reporting designed.
Week 8: EU AIF reporting, multi-domicile reconciliation, board framing, data-platform operational.
Week 10: Playbook ready for next reporting cycle.
Before and after
Before
Multiple reporting tracks. Manual reconciliation slips. Board single page does not exist. Reporting deadline pressure compounds.
After
Integrated playbook. Single-page summary holds. Reporting deadlines land on first review.
What happens if you do not address this
SEC TSR second-cycle pressure, FINRA conflicts review, and EU UCITS/AIF reporting cadences do not pause. Shareholder Reporting Directors who do not modernise compound regulatory risk into 2027.
Who it is for
For Shareholder Reporting Directors at US asset managers, principal shareholder-reporting consultants, senior shareholder-reporting leaders at peer asset managers, and senior consultants delivering shareholder-reporting modernisation programmes.
Who this is NOT for. Pure non-asset-management practitioners. Practitioners with no shareholder-reporting context. Pure non-reporting roles.
How it arrives
Text-based course via LMS, plus downloadable templates and worked examples and the hand-built playbook.
Time investment. Roughly 18 hours of reading and 60 to 120 hours of build effort across the 10-week plan.
Why $199 is the right number
External shareholder reporting modernisation consultants charge from 200,000 to 1,500,000 USD for integrated programmes. 199 USD buys the focused playbook and the implementation document for your specific fund family mix.
FAQ
Does this cover the EU MiFID II reporting refresh?
Module 4 covers MiFID II adjacency.
What about UK FCA reporting?
Module 6 covers UK FCA adjacency.
Does this cover Singapore VCC reporting?
Module 6 covers Singapore VCC adjacency.
What is in the implementation playbook for me specifically?
Playbook tuned to your fund family mix, multi-domicile reconciliation matched to your domicile mix, board framing pre-loaded with your typical board cadence.
30-day money-back guarantee. If after a week of working through the materials this is not what you needed, reply to the receipt email and a full refund is processed. No questions, no forms.
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
