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SOC 1 Compliance and Self-Assessment Toolkit for Fund Administrators

SOC 1 Compliance and Self-Assessment Toolkit for Fund Administrators

$199.00
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Includes a practical, ready-to-use toolkit with implementation templates, worksheets, checklists, and decision-support materials so you can apply what you learn immediately - no additional setup required.
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SOC 1 Compliance and Self-Assessment Toolkit for Fund Administrators



Course Overview

This comprehensive course is designed to provide fund administrators with the knowledge and tools necessary to achieve SOC 1 compliance and maintain a robust self-assessment program. Participants will receive a certificate upon completion, issued by The Art of Service.



Course Features

  • Interactive and Engaging: Our course is designed to keep you engaged and motivated throughout your learning journey.
  • Comprehensive and Personalized: Our course covers all aspects of SOC 1 compliance and self-assessment, tailored to the specific needs of fund administrators.
  • Up-to-date and Practical: Our course content is regularly updated to reflect the latest developments in SOC 1 compliance and self-assessment, with a focus on real-world applications.
  • High-quality Content and Expert Instructors: Our course is developed and taught by experienced professionals with a deep understanding of SOC 1 compliance and self-assessment.
  • Certification and Flexible Learning: Participants will receive a certificate upon completion, and our course is designed to be flexible and accommodating to your learning needs.
  • User-friendly and Mobile-accessible: Our course is designed to be easily accessible on any device, allowing you to learn on the go.
  • Community-driven and Actionable Insights: Our course includes opportunities for collaboration and discussion with peers, as well as actionable insights and takeaways.
  • Hands-on Projects and Bite-sized Lessons: Our course includes hands-on projects and bite-sized lessons to help you apply your knowledge and stay engaged.
  • Lifetime Access and Gamification: Participants will have lifetime access to course materials, and our course includes gamification elements to keep you motivated and engaged.
  • Progress Tracking: Our course includes progress tracking features to help you stay on track and achieve your learning goals.


Course Outline

Module 1: Introduction to SOC 1 Compliance

  • Overview of SOC 1 compliance
  • Importance of SOC 1 compliance for fund administrators
  • Key concepts and terminology

Module 2: SOC 1 Framework and Standards

  • Overview of the SOC 1 framework
  • Understanding the AICPA's Trust Services Criteria
  • Key standards and requirements

Module 3: Risk Assessment and Control Evaluation

  • Identifying and assessing risks
  • Evaluating controls and control objectives
  • Understanding the concept of reasonable assurance

Module 4: Control Environment and Information and Communication

  • Understanding the control environment
  • Information and communication systems
  • Key concepts and best practices

Module 5: Monitoring Activities and Control Activities

  • Understanding monitoring activities
  • Control activities and control objectives
  • Key concepts and best practices

Module 6: Physical and Environmental Controls

  • Understanding physical and environmental controls
  • Key concepts and best practices
  • Implementing physical and environmental controls

Module 7: IT and Security Controls

  • Understanding IT and security controls
  • Key concepts and best practices
  • Implementing IT and security controls

Module 8: Change Management and Business Continuity Planning

  • Understanding change management
  • Business continuity planning and disaster recovery
  • Key concepts and best practices

Module 9: Vendor Management and Third-Party Risk

  • Understanding vendor management
  • Third-party risk and key concepts
  • Best practices for vendor management and third-party risk

Module 10: SOC 1 Report and Attestation

  • Understanding the SOC 1 report
  • Attestation and key concepts
  • Best practices for SOC 1 reporting and attestation

Module 11: Self-Assessment and Continuous Improvement

  • Understanding self-assessment and continuous improvement
  • Key concepts and best practices
  • Implementing self-assessment and continuous improvement

Module 12: Advanced Topics and Emerging Issues

  • Advanced topics in SOC 1 compliance
  • Emerging issues and trends
  • Key concepts and best practices


Certification and Completion

Upon completion of the course, participants will receive a certificate issued by The Art of Service. This certificate demonstrates your knowledge and understanding of SOC 1 compliance and self-assessment, and can be used to demonstrate your expertise to employers, clients, and other stakeholders.

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