SOC 2 Compliance and Audit Preparation Essentials
Course Overview This comprehensive course is designed to provide participants with the knowledge and skills necessary to understand SOC 2 compliance and prepare for a SOC 2 audit. Participants will learn about the SOC 2 framework, trust service criteria, and the audit process. Upon completion, participants will receive a certificate issued by The Art of Service.
Course Outline Module 1: Introduction to SOC 2 Compliance
- Overview of SOC 2 and its importance
- Understanding the SOC 2 framework
- Types of SOC 2 reports (Type I and Type II)
- Benefits of SOC 2 compliance
- Common challenges in achieving SOC 2 compliance
Module 2: Trust Service Criteria
- Understanding the five trust service criteria:
- Security
- Availability
- Processing Integrity
- Confidentiality
- Privacy
- Control objectives and criteria for each trust service category
- Practical examples of implementing trust service criteria
Module 3: SOC 2 Audit Process
- Overview of the SOC 2 audit process
- Pre-audit preparation:
- Gathering documentation
- Conducting a readiness assessment
- Identifying and addressing gaps
- Audit planning and execution
- Common audit findings and how to address them
Module 4: Security Controls and Procedures
- Implementing security controls:
- Access controls
- Data encryption
- Incident response
- Security policies and procedures
- Risk management and vulnerability assessment
- Practical examples of security controls in action
Module 5: Availability, Processing Integrity, Confidentiality, and Privacy
- Understanding the trust service criteria for:
- Availability
- Processing Integrity
- Confidentiality
- Privacy
- Implementing controls for each trust service category
- Practical examples and case studies
Module 6: Policies, Procedures, and Documentation
- Developing and maintaining policies and procedures
- Documentation requirements for SOC 2 compliance
- Best practices for documentation and record-keeping
- Examples of effective policies and procedures
Module 7: Vendor Management and Third-Party Risk
- Understanding vendor management and third-party risk
- Assessing and mitigating third-party risk
- Contractual requirements for SOC 2 compliance
- Practical examples of vendor management in action
Module 8: Incident Response and Management
- Developing an incident response plan
- Responding to security incidents
- Post-incident activities and review
- Examples of effective incident response plans
Module 9: Preparing for the SOC 2 Audit
- Final preparations for the SOC 2 audit
- Understanding the auditor's requirements
- Common pitfalls and how to avoid them
- Tips for a successful audit
Module 10: Post-Audit Activities and Continuous Improvement
- Understanding the SOC 2 report and addressing findings
- Implementing recommendations from the audit
- Continuous monitoring and improvement
- Maintaining SOC 2 compliance over time
Course Features - Interactive: Engaging video lessons, quizzes, and assessments
- Comprehensive: In-depth coverage of SOC 2 compliance and audit preparation
- Personalized: Learn at your own pace and on your own schedule
- Up-to-date: Latest information and best practices in SOC 2 compliance
- Practical: Real-world examples and case studies
- High-quality content: Developed by expert instructors
- Certification: Receive a certificate upon completion issued by The Art of Service
- Flexible learning: Access the course from anywhere, on any device
- User-friendly: Easy-to-use platform and navigation
- Mobile-accessible: Learn on-the-go
- Community-driven: Discussion forums and support
- Actionable insights: Practical knowledge and skills
- Hands-on projects: Apply your knowledge to real-world scenarios
- Bite-sized lessons: Learn in manageable chunks
- Lifetime access: Return to the course materials at any time
- Gamification: Engaging and motivating learning experience
- Progress tracking: Monitor your progress and stay on track
What to Expect Upon Completion Upon completing the SOC 2 Compliance and Audit Preparation Essentials course, participants will: - Understand the SOC 2 framework and trust service criteria
- Be able to prepare for a SOC 2 audit
- Have implemented controls and procedures for SOC 2 compliance
- Have received a certificate issued by The Art of Service
,
Module 1: Introduction to SOC 2 Compliance
- Overview of SOC 2 and its importance
- Understanding the SOC 2 framework
- Types of SOC 2 reports (Type I and Type II)
- Benefits of SOC 2 compliance
- Common challenges in achieving SOC 2 compliance
Module 2: Trust Service Criteria
- Understanding the five trust service criteria:
- Security
- Availability
- Processing Integrity
- Confidentiality
- Privacy
- Control objectives and criteria for each trust service category
- Practical examples of implementing trust service criteria
Module 3: SOC 2 Audit Process
- Overview of the SOC 2 audit process
- Pre-audit preparation:
- Gathering documentation
- Conducting a readiness assessment
- Identifying and addressing gaps
- Audit planning and execution
- Common audit findings and how to address them
Module 4: Security Controls and Procedures
- Implementing security controls:
- Access controls
- Data encryption
- Incident response
- Security policies and procedures
- Risk management and vulnerability assessment
- Practical examples of security controls in action
Module 5: Availability, Processing Integrity, Confidentiality, and Privacy
- Understanding the trust service criteria for:
- Availability
- Processing Integrity
- Confidentiality
- Privacy
- Implementing controls for each trust service category
- Practical examples and case studies
Module 6: Policies, Procedures, and Documentation
- Developing and maintaining policies and procedures
- Documentation requirements for SOC 2 compliance
- Best practices for documentation and record-keeping
- Examples of effective policies and procedures
Module 7: Vendor Management and Third-Party Risk
- Understanding vendor management and third-party risk
- Assessing and mitigating third-party risk
- Contractual requirements for SOC 2 compliance
- Practical examples of vendor management in action
Module 8: Incident Response and Management
- Developing an incident response plan
- Responding to security incidents
- Post-incident activities and review
- Examples of effective incident response plans
Module 9: Preparing for the SOC 2 Audit
- Final preparations for the SOC 2 audit
- Understanding the auditor's requirements
- Common pitfalls and how to avoid them
- Tips for a successful audit
Module 10: Post-Audit Activities and Continuous Improvement
- Understanding the SOC 2 report and addressing findings
- Implementing recommendations from the audit
- Continuous monitoring and improvement
- Maintaining SOC 2 compliance over time
Course Features - Interactive: Engaging video lessons, quizzes, and assessments
- Comprehensive: In-depth coverage of SOC 2 compliance and audit preparation
- Personalized: Learn at your own pace and on your own schedule
- Up-to-date: Latest information and best practices in SOC 2 compliance
- Practical: Real-world examples and case studies
- High-quality content: Developed by expert instructors
- Certification: Receive a certificate upon completion issued by The Art of Service
- Flexible learning: Access the course from anywhere, on any device
- User-friendly: Easy-to-use platform and navigation
- Mobile-accessible: Learn on-the-go
- Community-driven: Discussion forums and support
- Actionable insights: Practical knowledge and skills
- Hands-on projects: Apply your knowledge to real-world scenarios
- Bite-sized lessons: Learn in manageable chunks
- Lifetime access: Return to the course materials at any time
- Gamification: Engaging and motivating learning experience
- Progress tracking: Monitor your progress and stay on track
What to Expect Upon Completion Upon completing the SOC 2 Compliance and Audit Preparation Essentials course, participants will: - Understand the SOC 2 framework and trust service criteria
- Be able to prepare for a SOC 2 audit
- Have implemented controls and procedures for SOC 2 compliance
- Have received a certificate issued by The Art of Service
,
- Understand the SOC 2 framework and trust service criteria
- Be able to prepare for a SOC 2 audit
- Have implemented controls and procedures for SOC 2 compliance
- Have received a certificate issued by The Art of Service