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Complete SOX 404 control testing in half the cycle time

$199.00
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A tailored course, built for your situation

Complete SOX 404 control testing in half the cycle time

A tailored course for Claim Analysts mastering SOX 404 with speed and precision

$199 one-time
24-hour access provisioning 30-day money-back guarantee Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Spending too long closing SOX 404 testing cycles due to fragmented evidence or rework

The situation this course is for

Control testing drags because documentation lacks clarity, samples are inconsistently pulled, or walkthroughs require multiple passes, even when the controls themselves are sound.

Who this is for

Claim Analysts in highly regulated insurance environments who own SOX 404 testing and evidence delivery

Who this is not for

External auditors, consultants without direct control testing responsibility, or practitioners outside financial compliance roles

What you walk away with

  • Produce audit-ready SOX 404 evidence packs in under 10 business days
  • Reduce follow-up requests from reviewers by 70% using pre-validated templates
  • Standardize control walkthrough scripts that align with AIG’s testing cadence
  • Automate sample selection and traceability using built-in Excel and ServiceNow patterns
  • Own end-to-end SOX 404 cycles with confidence , from scoping to sign-off

The 12 modules (with all 144 chapters)

Module 1. Map claim-level controls to SOX 404 requirements
Align everyday claim analysis tasks with formal SOX 404 control objectives using direct traceability methods.
12 chapters in this module
  1. Identify SOX-relevant claim workflows
  2. Map control points in claims adjudication
  3. Define control type: preventative vs detective
  4. Link to financial reporting assertions
  5. Tag controls by account and disclosure
  6. Document control frequency and owner
  7. Flag high-risk claim exceptions
  8. Classify manual vs automated controls
  9. Integrate with existing control inventory
  10. Use standard SOX 404 control codes
  11. Align with AIG's testing calendar
  12. Validate alignment with internal audit
Module 2. Design evidence that closes review loops fast
Structure evidence collection so it passes internal review the first time, reducing back-and-forth.
12 chapters in this module
  1. Define minimum evidence standards
  2. Choose sample size by risk tier
  3. Set clear evidence acceptance criteria
  4. Use pre-approved email templates
  5. Capture screenshots with metadata
  6. Annotate documents for auditors
  7. Store files in review-ready order
  8. Label files using SOX naming convention
  9. Verify completeness before submission
  10. Bundle evidence by control ID
  11. Use checklists to prevent omissions
  12. Submit with confidence using tracker
Module 3. Standardize control walkthroughs that stick
Deliver consistent, auditor-approved walkthroughs using repeatable scripts and visuals.
12 chapters in this module
  1. Open with control objective clarity
  2. Walk through process flow step by step
  3. Point to system evidence in real time
  4. Explain segregation of duties
  5. Show approval thresholds in action
  6. Highlight compensating controls
  7. Use annotated system screenshots
  8. Record walkthroughs for reuse
  9. Pre-load talking points by control
  10. Anticipate common auditor questions
  11. Close with sign-off confirmation
  12. Archive walkthrough for next cycle
Module 4. Accelerate sample selection with traceability
Pull defensible samples quickly using documented, repeatable methods trusted by auditors.
12 chapters in this module
  1. Define population by control scope
  2. Filter claims data by materiality
  3. Use randomization with seed tracking
  4. Log selection method and date
  5. Document exclusion rationale
  6. Flag sample for system vs manual
  7. Assign reviewer with deadline
  8. Track review status in dashboard
  9. Flag exceptions early
  10. Link sample to evidence package
  11. Use Excel for small populations
  12. Integrate with ServiceNow sampling
Module 5. Build audit-ready documentation packages
Assemble documentation that answers reviewer questions before they're asked.
12 chapters in this module
  1. Start with control objective
  2. Include process narrative
  3. Attach system screenshots
  4. Add approval logs
  5. Note segregation of duties
  6. Insert compensating controls
  7. Reference policy documents
  8. Add risk rating
  9. Attach evidence index
  10. Insert reviewer checklist
  11. Sign off with date and name
  12. Package for shared drive
Module 6. Reduce rework with pre-validated templates
Use templates that pass internal review the first time, reducing revision cycles.
12 chapters in this module
  1. Use approved control description format
  2. Adopt standard risk language
  3. Insert AIG-approved definitions
  4. Apply consistent layout
  5. Include required headers and footers
  6. Embed version control
  7. Reference SOX 404 policy ID
  8. Align with internal audit guide
  9. Pre-validate with QA checklist
  10. Store in controlled template library
  11. Train team on template use
  12. Update annually with controls update
Module 7. Speed up internal review cycles
Get faster reviewer feedback by reducing ambiguity and follow-up questions.
12 chapters in this module
  1. Submit complete packages
  2. Highlight changes from last year
  3. Use clear section headings
  4. Insert reviewer guidance notes
  5. Flag high-risk items upfront
  6. Attach previous year’s package
  7. Include exception summary
  8. Send pre-submission alerts
  9. Track reviewer deadlines
  10. Escalate stuck items
  11. Log feedback response
  12. Close loop with confirmation
Module 8. Automate routine SOX 404 tasks
Apply lightweight automation to save time on sample pulls, reminders, and tracking.
12 chapters in this module
  1. Automate sample selection in Excel
  2. Use calendar reminders for deadlines
  3. Set up file naming macros
  4. Auto-generate evidence logs
  5. Use rules-based email alerts
  6. Track control status in dashboard
  7. Pull claim data using filters
  8. Highlight anomalies automatically
  9. Schedule recurring checklists
  10. Sync with ServiceNow fields
  11. Use conditional formatting
  12. Build audit trail export
Module 9. Scale consistency across claim control testing
Ensure all claim analysts follow the same speed-optimized process.
12 chapters in this module
  1. Define standard control language
  2. Train team on templates
  3. Assign control owners
  4. Hold monthly testing sync
  5. Review common gaps
  6. Share winning examples
  7. Update playbooks quarterly
  8. Document lessons learned
  9. Align with claims ops leads
  10. Onboard new staff fast
  11. Audit for adherence
  12. Reward consistent delivery
Module 10. Embed SOX 404 into claim operations rhythm
Make compliance part of daily workflow, not a quarterly burden.
12 chapters in this module
  1. Map controls to daily tasks
  2. Add control checks to SOPs
  3. Train claims staff on red flags
  4. Automate alerts for exceptions
  5. Link to underwriting overrides
  6. Flag manual adjustments
  7. Log override justifications
  8. Review trends weekly
  9. Report to control leads
  10. Update risk ratings monthly
  11. Tie to performance goals
  12. Celebrate clean cycles
Module 11. Own end-to-end SOX 404 testing cycle
Lead from scoping to closure with confidence and reduced handoffs.
12 chapters in this module
  1. Start with audit plan input
  2. Define testing scope
  3. Assign internal reviewers
  4. Track evidence deadlines
  5. Resolve findings fast
  6. Verify remediation
  7. Close testing formally
  8. Document for next year
  9. Report to control manager
  10. Escalate blockers early
  11. Optimize for next cycle
  12. Celebrate closure
Module 12. Repeat success year after year
Turn SOX 404 testing into a repeatable, faster cycle with built-in improvements.
12 chapters in this module
  1. Review prior year feedback
  2. Update control docs early
  3. Refresh templates
  4. Train new staff
  5. Automate more steps
  6. Benchmark cycle time
  7. Track reviewer SLAs
  8. Reduce rework rate
  9. Share best practices
  10. Document playbook updates
  11. Archive final package
  12. Plan for next cycle

How this maps to your situation

  • When starting SOX 404 scoping
  • During evidence collection phase
  • Preparing for internal review
  • Closing out testing cycle

Before vs. after

Before
SOX 404 testing takes weeks of back-and-forth, evidence rework, and last-minute scrambles to meet deadlines.
After
Control testing is completed faster, with cleaner evidence, fewer review loops, and confident sign-off , all within a repeatable system.

What's included with your purchase

  • 12 modules with 12 chapters each (144 chapters)
  • Downloadable templates and worked examples for every module
  • Hand-built implementation playbook delivered alongside course access
  • 30-day money-back guarantee

Delivery and format

  • Course and learning environment access provisioned within 24 hours of purchase
  • Hand-built implementation playbook delivered alongside course access

Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.

Time investment: Approximately 3 hours per week over 4 weeks to complete the course and implement core templates.

If nothing changes
Continuing with ad-hoc methods means recurring time pressure, avoidable rework, and missed opportunities to stand out in audit cycles.

How this compares to the alternatives

Unlike generic SOX 404 training, this course is tailored to claim analysts at major insurers, with real templates, AIG-aligned workflows, and speed-focused methods not found in off-the-shelf materials.

Frequently asked

Is this course relevant for someone in claims at a large insurer?
Yes. It was designed specifically for practitioners like you who bridge claims operations and SOX 404 compliance.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me reduce time spent on audit requests?
Yes. You'll gain systems to cut evidence turnaround time and reduce follow-up questions by 70% or more.
$199 one-time. Approximately 3 hours per week over 4 weeks to complete the course and implement core templates..

Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.

30-day money-back guarantee· 144 chapters· Hand-built playbook included· Account access within 24 hours
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