A tailored course, built for your situation
Broader Basel III Compliance Oversight Across Your Current Portfolio
Expand your remit without changing roles
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior Manager in financial services compliance, operating in a regulated environment with increasing expectations for risk ownership and control depth.
Who this is not for
Entry-level analysts, auditors without decision authority, or practitioners outside financial regulation.
What you walk away with
- Own end-to-end Basel III compliance cycles within your current role
- Lead capital adequacy and liquidity risk assessments without escalation
- Drive internal reviews that meet supervisory standards on first submission
- Position yourself as the go-to practitioner for advanced risk governance
- Demonstrate control over the full Pillar 1, 2, and 3 framework
The 12 modules (with all 144 chapters)
Module 1. Basel III Framework Fundamentals
Anchor your understanding in the three pillars: minimum capital requirements, supervisory review, and market discipline. Understand how they interact within current regulatory expectations.
12 chapters in this module
- Introduction to Basel III goals
- Pillar 1: Minimum capital ratios
- Pillar 2: Supervisory review process
- Pillar 3: Market transparency rules
- Key metrics: CET1, Tier 1, Total Capital
- Scope of application by institution type
- Regulatory vs. economic capital distinction
- Countercyclical capital buffer basics
- Leverage ratio requirements
- Standardized vs. internal approaches
- Risk-weighted asset calculation
- Jurisdictional variations in adoption
Module 2. Capital Adequacy Assessment
Master the components of capital quality and quantity under Basel III, including regulatory minimums and internal capital planning alignment.
12 chapters in this module
- CET1 composition and deductions
- Additional Tier 1 capital instruments
- Tier 2 capital structure
- Capital ratio stress testing
- Internal capital adequacy assessment process
- Capital conservation buffer application
- Distribution constraints under stress
- Total capital ratio oversight
- Regulatory adjustments tracking
- Capital planning calendar integration
- Capital event disclosures
- Capital buffer reporting templates
Module 3. Liquidity Risk Framework Design
Build and refine liquidity coverage and net stable funding frameworks aligned with Basel III standards.
12 chapters in this module
- Liquidity Coverage Ratio fundamentals
- Stock vs. flow approaches
- High-quality liquid assets classification
- Net Stable Funding Ratio overview
- Liquidity stress scenario design
- Survival period assumptions
- Liquidity contingency planning
- Funding concentration risks
- Wholesale funding sensitivity
- Liquidity reporting frequency
- Internal liquidity monitoring
- Contingency funding plan activation
Module 4. Supervisory Review Engagement
Prepare for and lead Pillar 2 reviews with confidence, turning supervisory dialogue into expanded authority.
12 chapters in this module
- OSRCP process mapping
- ICAAP documentation standards
- Internal risk assessment integration
- Capital add-ons justification
- Supervisory feedback response drafting
- Risk governance escalation paths
- Strategic plan alignment
- Exit strategy risk evaluation
- Reputational risk inclusion
- Cross-border risk oversight
- Stress testing alignment with review
- Written rationale for capital decisions
Module 5. Stress Testing Integration
Embed Basel-compliant stress testing into routine risk governance and capital planning.
12 chapters in this module
- Stress testing scope definition
- Adverse scenario calibration
- Reverse stress testing use
- Capital impact modeling
- Profitability under stress
- Asset quality deterioration
- Funding shock assumptions
- Liquidity-stress linkage
- Scenario documentation templates
- Model validation requirements
- Governance of assumptions
- Reporting to senior management
Module 6. Operational Risk Capital
Apply Basel III operational risk measurement and capital allocation methods.
12 chapters in this module
- Basic indicator approach
- Standardized measurement approach
- Advanced measurement approach transition
- Loss data collection systems
- Scenario analysis for tail events
- Business environment and internal control factors
- Internal fraud risk weighting
- External fraud exposure
- Cyber event capital impact
- Third-party risk capital add-ons
- Model back-testing
- Operational risk reporting
Module 7. Leverage Ratio Compliance
Ensure adherence to non-risk-based leverage metrics as a backstop to risk-weighted capital.
12 chapters in this module
- Total exposure definition
- On-balance sheet inclusion
- Derivatives exposure calculation
- Securities financing transactions
- Off-balance sheet items
- Leverage ratio disclosure
- Consolidated vs. standalone
- Threshold breaches handling
- Internal monitoring cadence
- Regulatory look-through rules
- Leverage mitigation strategies
- Leverage trend analysis
Module 8. Cross-Jurisdictional Alignment
Navigate Basel III implementations across key geographies, ensuring consistency and compliance.
12 chapters in this module
- US implementation specifics
- EU CRR/CRD alignment
- UK post-Brexit stance
- APRA CPS 234 overlap
- Swiss FINMA approach
- Japanese FSA standards
- Chinese CBIRC adaptation
- Basel III phase-in timelines
- National discretion areas
- Consolidated supervision
- Group-wide capital standards
- Regulatory divergence tracking
Module 9. Internal Control Integration
Align Basel III compliance with internal audit, risk management, and control frameworks.
12 chapters in this module
- Three lines of defense model
- Risk and control self-assessments
- Key risk indicator development
- Control effectiveness testing
- Audit exception resolution
- Regulatory finding follow-up
- Control ownership definition
- Escalation protocols
- Remediation tracking
- Control environment reporting
- Integration with SOX compliance
- Management attestation processes
Module 10. Reporting and Disclosure
Produce Basel-compliant reports and disclosures that meet supervisory and market expectations.
12 chapters in this module
- Pillar 3 disclosure requirements
- Quarterly reporting templates
- Capital structure transparency
- Risk exposure summaries
- Stress test result disclosure
- Internal governance reporting
- Board-level summary prep
- Public filing readiness
- Data quality assurance
- Regulatory submission formats
- Peer benchmarking inclusion
- Disclosure version control
Module 11. Vendor and Third-Party Risk
Extend Basel III governance to external dependencies and outsourced functions.
12 chapters in this module
- Material outsourcing definition
- ICAAP inclusion of third parties
- Cloud provider risk assessment
- Service provider due diligence
- Resilience and exit planning
- Contractual risk allocation
- Subsidiary risk oversight
- Cyber supply chain risks
- Third-party stress testing
- Vendor concentration
- Service continuity planning
- Regulatory notification triggers
Module 12. Sustained Compliance Ownership
Institutionalize Basel III expertise so it endures beyond individual contributors.
12 chapters in this module
- Knowledge transfer frameworks
- Compliance playbooks
- Succession planning
- Training program design
- Audit trail maintenance
- Regulatory change monitoring
- Internal certification
- Cross-functional alignment
- Lessons learned incorporation
- Benchmarking participation
- Regulatory dialogue leadership
- Continuous improvement cycle
How this maps to your situation
- Preparing for the next supervisory review
- Leading internal capital planning
- Responding to regulatory feedback
- Expanding risk governance scope
Before vs. after
Before
Managing compliance as a checklist-driven function with frequent escalations and cross-team dependencies.
After
Owning end-to-end Basel III governance with recognized authority, shaping risk decisions within your current role.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 60 hours total, designed for self-paced learning with immediate applicability to current responsibilities.
If nothing changes
Continuing without deeper mastery may limit recognition of your strategic impact, leaving expansion opportunities to others.
How this compares to the alternatives
Unlike generic risk courses, this program focuses exclusively on Basel III implementation with actionable frameworks tailored to senior practitioners in regulated financial institutions.
Frequently asked
Is this course relevant if I'm not in a global bank?
Yes. Basel III principles apply across regulated institutions. The course focuses on scalable implementation relevant to firms of all sizes.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me advance beyond my current role?
It's designed to expand your remit within your current role, giving you broader compliance oversight and decision authority without requiring a title change.
$199 one-time. Approximately 60 hours total, designed for self-paced learning with immediate applicability to current responsibilities..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours