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Bank Secrecy Act BSA/AML Evidence & Implementation Kit

$249.00
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Bank Secrecy Act · BSA/AML Program · Evidence & Implementation Kit
Meet the Bank Secrecy Act, without decoding the AML rules yourself.
Every requirement handed to you as an adopt-ready control, from the program pillars and customer due diligence through SAR and CTR reporting to sanctions and independent testing, with the evidence an examiner examines.
BSA-ready in a weekend, not a quarter.

Here is the honest situation. The Bank Secrecy Act and its FinCEN regulations require financial institutions to run a risk-based AML program built on the pillars: a compliance officer, internal controls, training, independent testing, and customer due diligence including beneficial ownership. On top sit the Customer Identification Program, transaction monitoring, Suspicious Activity Reports, Currency Transaction Reports, recordkeeping and OFAC sanctions screening. An institution that means well but cannot show its risk assessment, its SAR decisions or its independent testing is exactly where institutions fall short in an examination.

This Kit removes the guesswork. It is the BSA/AML requirements written as adopt-ready controls you personalize in a weekend, with the evidence an examiner examines.

What you get, the moment you buy

18
Requirements as adopt-ready controls. Every requirement, from the pillars and CDD through SAR and CTR reporting to sanctions and testing, written so you personalize and apply it.
18
Evidence-they-examine checklists. For each control, exactly what an examiner examines, plus where institutions fall short, so you close the gap first.
1
BSA/AML Control Matrix, pre-built. Every requirement in a working spreadsheet, ready to record status, owner and evidence location.
1
Gap & Readiness Assessment. Score each requirement and the workbook returns your readiness as a single percentage, and exactly what to fix next.

Grounded in the Bank Secrecy Act and FinCEN regulations, with the AML program pillars, the compliance officer, the risk assessment, CIP, customer due diligence and beneficial ownership, monitoring, SARs, CTRs, OFAC sanctions, recordkeeping, training and independent testing called out. Editable Word and Excel files.

The pillars, and the reports, are what examiners test
A BSA/AML program stands on its pillars: a compliance officer, internal controls, training, independent testing and customer due diligence. But examinations turn on whether the SARs, CTRs and CDD decisions behind them hold up. This Kit builds the pillars and the reporting into controls with the evidence an examiner asks for.

What one control looks like

This is confirming applicability and obligations, where the program begins. All 18 are built to this depth.

BSA-1 Confirm applicability and obligations SCOPE
Put this control in place

Determine and document how the Bank Secrecy Act and its implementing regulations apply to [your organization name] as a financial institution, identifying its category, products and the FinCEN obligations that follow, so scope is clear and the organization can evidence its applicability assessment.

Regulatory note.

The Bank Secrecy Act and FinCEN regulations impose anti-money-laundering obligations on defined financial institutions.

Evidence an examiner examines
  • An applicability assessment against the BSA
  • Institution category and products
  • Records of the determination
Common finding they raise: An institution does not assess its BSA obligations.

Why this is not another template pack

  • The evidence is the point. A requirement you cannot evidence is an examination finding. This tells you what an examiner examines and where institutions fall short, for every requirement.
  • CDD, SARs and sanctions built in. Customer due diligence and beneficial ownership, Suspicious Activity Reports and OFAC screening are written into the controls, the substance the BSA requires.
  • Built on a mapped compliance corpus, not one person's opinion, from a graph of thousands of controls across standards.
  • It compounds. The BSA/AML program aligns with sanctions and fraud controls, so this work feeds your wider financial crime program.

Who buys this

Banks, money services businesses and other financial institutions, and their BSA/AML, compliance and risk leads. Whether it is a first alignment or an examination-readiness pass, you save weeks and walk in with the pillars, CDD and reporting structured.

By the end of the weekend you will have
✓  An adopt-ready control for all 18 requirements
✓  A completed BSA/AML control matrix
✓  The evidence an examiner examines
✓  Your pillars, CIP and CDD in place
✓  A readiness percentage and a fix list
✓  The SAR, CTR and sanctions gaps closed

Common questions

Is it really editable? Yes. Word and Excel files you own and adapt. No portal, no subscription.

Does it cover SARs and CTRs? Yes. Filing Suspicious Activity Reports and Currency Transaction Reports with FinCEN is built as controls.

Does it cover beneficial ownership? Yes. Identifying and verifying beneficial owners under the CDD rule is built as a control.

Is this legal advice? No. It is an implementation toolkit grounded in the BSA and FinCEN regulations. For a specific matter consult counsel; this gets your controls and evidence in order fast.

What if it is not for me? A 30-day money-back guarantee.

Do not face a BSA examination with a program you cannot show.
Every BSA/AML requirement is fast to adopt with the Kit. It is instant, and it is guaranteed.
Add it to your cart and be BSA-ready this weekend.

Instant digital download · 30-day money-back guarantee · The Art of Service Pty Ltd, GPO Box 2673, Brisbane QLD 4001 · support@theartofservice.com

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