A tailored course, built for your situation
Sources and specific examples on hand when peers push back
Build unshakable reasoning around Basel III implementation choices
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior compliance and risk practitioner in a regulated financial institution, responsible for translating Basel III requirements into operational policy and control design.
Who this is not for
Entry-level analysts, consultants selling generic frameworks, or teams looking for high-level overviews without implementation depth.
What you walk away with
- Walk through the rationale behind any Basel III control mapping using cited sources
- Reference prior regulatory findings to justify threshold settings in liquidity and leverage ratios
- Explain risk-weighted asset decisions using concrete examples from peer implementations
- Defend internal capital adequacy assessments with line-of-sight to BCBS commentary
- Respond to cross-functional challenges with documented implementation logic, not opinion
The 12 modules (with all 144 chapters)
Module 1. Mapping Core Principles to Internal Policy
Translate Basel III's Pillar 1 and Pillar 2 requirements into enforceable internal standards using supervisory examples and historical enforcement actions.
12 chapters in this module
- Origin of Basel III post-the current cycle
- Pillar 1 vs Pillar 2 objectives
- Key changes in US implementation
- Regulatory hierarchy Fed vs OCC
- Setting minimum capital ratio baseline
- Internal vs external reporting scope
- Threshold documentation standard
- Leverage ratio calculation inputs
- Risk weighting decision log
- Exposure classification framework
- Documentation lineage map
- Version control for updates
Module 2. Capital Adequacy Assessment Design
Build a defensible ICAAP process using templates from large banking organizations and documented supervisory expectations.
12 chapters in this module
- ICAAP purpose and structure
- Scenario selection rationale
- Severity calibration method
- Time horizon justification
- Reverse stress testing logic
- Model validation checklist
- Governance escalation path
- Internal audit touchpoints
- Reporting frequency decision
- Board-level summary content
- External validation prep
- Peer benchmarking inputs
Module 3. Liquidity Coverage Ratio Implementation
Implement LCR calculations with documented sourcing for HQLA classifications and outflow assumptions.
12 chapters in this module
- LCR numerator construction
- Level 1 HQLA eligibility rules
- Level 2A asset treatment
- Level 2B cap application
- Outflow rate selection
- Retail stable vs non-loyal
- Wholesale runoff assumptions
- Stress factor override
- Currency mismatch buffer
- Collateral rehypothecation impact
- Reporting lag reconciliation
- Regulatory submission timing
Module 4. Funding Structure and Maturity Mismatch
Design stable funding profiles using documented rationale for NSFR components and stable deposit classifications.
12 chapters in this module
- NSFR numerator sources
- Stable retail deposit %
- Wholesale stable funding %
- Securities lending impact
- Derivative collateral treatment
- Off-balance sheet exposure
- Maturity ladder setup
- Roll-over assumption
- Concentration risk cap
- Internal pricing influence
- Incentive misalignment check
- Model output challenge
Module 5. Counterparty Credit Risk Framework
Map CCR controls to SA-CCR calculations with audit-ready documentation for netting and collateral.
12 chapters in this module
- SA-CCR vs standardized approach
- Netting agreement eligibility
- CSA review checklist
- Collateral threshold mapping
- Replacement cost calculation
- PFE simulation inputs
- Wrong-way risk flag
- Concentration reporting
- Internal model use case
- Calibration validation
- Exposure ceiling logic
- Portfolio segmentation
Module 6. Operational Risk Capital Calculation
Defend AMA or SBA choices using documented loss event analysis and scenario weighting.
12 chapters in this module
- Loss data collection scope
- External data normalization
- Scenario analysis framework
- Scenario weighting rationale
- Severity distribution fit
- Frequency distribution fit
- Tail extrapolation method
- Scenario ownership
- Key risk indicators
- Threshold setting logic
- Scenario override log
- Model validation frequency
Module 7. Pillar 3 Disclosure Strategy
Construct public disclosures with traceability to underlying data sources and internal approvals.
12 chapters in this module
- Disclosure frequency choice
- Scope inclusion rationale
- Template alignment check
- Data sourcing trace
- Internal approval chain
- Confidentiality exceptions
- External verification prep
- Benchmarking disclosure
- Readability testing
- Stakeholder feedback loop
- Version control
- Regulatory comment response
Module 8. Internal Audit Testing Scope
Align audit plans to Basel III control objectives using documented risk ranking and sample selection.
12 chapters in this module
- Risk rating methodology
- Control criticality index
- Sample size formula
- Testing frequency logic
- Exception threshold
- Remediation timeline
- Escalation criteria
- Cross-functional validation
- Findings classification
- Trend analysis trigger
- Audit trail preservation
- Regulatory inquiry prep
Module 9. Vendor and Third-Party Risk
Integrate Basel III expectations into vendor oversight programs with documented due diligence rationale.
12 chapters in this module
- Vendor tiering criteria
- Due diligence depth levels
- Subcontractor review
- Data location mapping
- Exit readiness check
- Penetration testing
- Incident response integration
- Contractual SLA enforcement
- Audit rights clause
- Regulatory access clause
- Data ownership clause
- Liability cap review
Module 10. Change Management for Regulatory Updates
Structure governance workflows for new Basel standards using documented impact assessment methods.
12 chapters in this module
- Change trigger identification
- Impact scope definition
- Stakeholder mapping
- Implementation timeline
- Training plan integration
- Testing validation
- Rollout communication
- Feedback collection
- Post-implementation review
- Lessons learned archive
- Process update trigger
- Version control
Module 11. Cross-Functional Alignment Process
Document alignment with finance, treasury, and legal using traceable rationale for Basel-related decisions.
12 chapters in this module
- Stakeholder identification
- Committee charter
- Decision log structure
- Conflict escalation
- Consensus threshold
- Legal interpretation input
- Finance data sourcing
- Treasury modeling input
- Risk appetite alignment
- Regulatory update workflow
- Minutes documentation
- Action item tracking
Module 12. Defensible Artifacts for Regulatory Inquiry
Prepare for examiner questions with a library of source-backed, internally consistent responses.
12 chapters in this module
- Inquiry response workflow
- Source library indexing
- Precedent citation method
- Internal memo standard
- Approval chain documentation
- Data request handling
- Timeline management
- External counsel coordination
- Response version control
- Post-inquiry review
- Knowledge base update
- Training update cycle
How this maps to your situation
- When examiners question capital thresholds
- During internal audit on risk weighting
- Responding to peer challenge on LCR assumptions
- Defending NSFR model inputs to leadership
Before vs. after
Before
Responding to peer or auditor questions with general reasoning or team consensus.
After
Walking through the why of Basel III design choices using specific sources, past findings, and implementation logic.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for completion over 6-8 weeks with on-the-job application.
How this compares to the alternatives
Unlike generic Basel III overviews, this course focuses on defensibility, giving you the exact sources, examples, and logic to justify implementation choices under scrutiny.
Frequently asked
How is this different from a standard Basel III training?
This course is not an overview. It’s a field guide to defending your implementation choices using cited sources, enforcement history, and peer examples.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help me during exams or audits?
Yes. Every module builds toward creating defensible, source-backed artifacts that stand up to regulatory inquiry.
$199 one-time. Approximately 3 hours per module, designed for completion over 6-8 weeks with on-the-job application..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours