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Dodd-Frank Act Comprehensive Overview and Compliance Essentials

Dodd-Frank Act Comprehensive Overview and Compliance Essentials

$199.00
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What does the Dodd-Frank Act Comprehensive Overview and Compliance Essentials course cover?

Dodd-Frank Act Comprehensive Overview and Compliance Essentials is covered here in 9 modules: Introduction to the Dodd-Frank Act: Overview of the regulatory framework, Consumer Financial Protection Bureau (CFPB): Role and responsibilities of the CFPB, Financial Stability and Regulatory Reforms: Living wills and resolution planning and 6 more.

How do you approach Dodd-Frank Act Comprehensive Overview and Compliance Essentials step by step?

The work is sequenced in 9 stages. It starts with Introduction to the Dodd-Frank Act: Overview of the regulatory framework, moves through Consumer Financial Protection Bureau (CFPB): Role and responsibilities of the CFPB and Financial Stability and Regulatory Reforms: Living wills and resolution planning, and ends at Emerging Trends and Future Directions: Potential changes to the Dodd-Frank Act.

What is in Module 1 of the Dodd-Frank Act Comprehensive Overview and Compliance Essentials course?

Module 1 is Introduction to the Dodd-Frank Act: Overview of the regulatory framework. It works through History and context of the Dodd-Frank Act, key objectives and provisions of the Act, overview of the regulatory framework and 1 more. It sets the vocabulary the remaining 8 modules build on.

How is the Dodd-Frank Act Comprehensive Overview and Compliance Essentials course delivered?

The Dodd-Frank Act Comprehensive Overview and Compliance Essentials course is fully self-paced with immediate online access after enrolment. Access does not expire and future updates are included at no cost. It can be taken on any device, and a certificate of completion is issued by The Art of Service when you finish.

How much does the Dodd-Frank Act Comprehensive Overview and Compliance Essentials course cost?

The Dodd-Frank Act Comprehensive Overview and Compliance Essentials course is $199 as a one time payment. There is no subscription, no per seat licence and no hidden fee. Enrolment carries a 30 day satisfied or refunded guarantee, so it can be assessed in full before you commit.

Closely related courses: Navigating the Dodd-Frank Act, Derivatives Legal Compliance Across EMIR, Dodd-Frank, Compliance Risk Management, EU AI Act Compliance Toolkit.

More answers: what you get with every course, refund policy, all help answers.

Dodd-Frank Act Comprehensive Overview and Compliance Essentials



Course Overview

The Dodd-Frank Act Comprehensive Overview and Compliance Essentials course is designed to provide participants with a thorough understanding of the Dodd-Frank Wall Street Reform and Consumer Protection Act. This comprehensive course covers the history, key provisions, and compliance requirements of the Act, ensuring that participants are well-equipped to navigate the complex regulatory landscape.



Course Objectives

  • Understand the history and context of the Dodd-Frank Act
  • Identify key provisions and regulations under the Act
  • Comply with regulatory requirements and avoid potential pitfalls
  • Develop a comprehensive understanding of the Act's impact on financial institutions and markets
  • Apply knowledge to real-world scenarios and case studies


Course Outline

Module 1. Introduction to the Dodd-Frank Act: Overview of the regulatory framework

  • History and context of the Dodd-Frank Act
  • Key objectives and provisions of the Act
  • Overview of the regulatory framework
  • Impact on financial institutions and markets

Module 2. Consumer Financial Protection Bureau (CFPB): Role and responsibilities of the CFPB

  • Role and responsibilities of the CFPB
  • Regulatory authority and enforcement powers
  • Consumer protection regulations and guidelines
  • Compliance requirements for financial institutions

Module 3. Financial Stability and Regulatory Reforms: Living wills and resolution planning

  • Financial Stability Oversight Council (FSOC) and its role
  • Systemic risk regulation and oversight
  • Stress testing and capital planning requirements
  • Living wills and resolution planning

Module 4. Derivatives and Swap Regulations: Clearing and trading requirements

  • Overview of derivatives and swap markets
  • Regulatory requirements for derivatives and swaps
  • Clearing and trading requirements
  • Margin and capital requirements for uncleared swaps

Module 5. Mortgage Reform and Consumer Protection: High-cost mortgage regulations

  • Ability-to-Repay (ATR) and Qualified Mortgage (QM) rules
  • Mortgage servicing regulations and guidelines
  • Appraisal requirements and regulations
  • High-cost mortgage regulations

Module 6. Credit Rating Agencies and Securities Regulations: SEC oversight and enforcement

  • Regulatory requirements for credit rating agencies
  • SEC oversight and enforcement
  • Risk retention and securitization regulations
  • Disclosure requirements for asset-backed securities

Module 7. Compliance and Risk Management: Vendor management and third-party risk

  • Compliance program requirements and best practices
  • Risk management frameworks and strategies
  • Internal controls and audit requirements
  • Vendor management and third-party risk

Module 8. Enforcement and Penalties: Case studies and real-world examples

  • Enforcement actions and penalties under the Dodd-Frank Act
  • Regulatory expectations and compliance risks
  • Case studies and real-world examples
  • Best practices for avoiding enforcement actions
  • Emerging trends and regulatory developments
  • Potential changes to the Dodd-Frank Act
  • Impact of regulatory changes on financial institutions
  • Future directions for compliance and risk management


Course Features

  • Interactive and engaging content: Learn through a mix of video lessons, interactive quizzes, and hands-on projects
  • Comprehensive and up-to-date content: Stay current with the latest regulatory developments and industry best practices
  • Personalized learning experience: Learn at your own pace and track your progress
  • Expert instructors: Learn from experienced professionals with deep knowledge of the subject matter
  • Certification upon completion: Receive a certificate issued by The Art of Service upon completing the course
  • Flexible learning: Access the course from anywhere, at any time, on a range of devices
  • User-friendly interface: Navigate the course with ease and access all materials in one place
  • Mobile accessibility: Learn on-the-go, with a mobile-friendly course platform
  • Community-driven: Connect with other learners and instructors through discussion forums and live sessions
  • Actionable insights: Apply your knowledge to real-world scenarios and case studies
  • Hands-on projects: Practice your skills through interactive exercises and projects
  • Bite-sized lessons: Learn in manageable chunks, with lessons designed to fit into your busy schedule
  • Lifetime access: Return to the course materials at any time, with lifetime access
  • Gamification: Stay motivated with interactive elements and rewards
  • Progress tracking: Monitor your progress and stay on track with course completion tracking


Certificate of Completion

Upon completing the Dodd-Frank Act Comprehensive Overview and Compliance Essentials course, participants will receive a certificate issued by The Art of Service. This certificate demonstrates your expertise and commitment to compliance with the Dodd-Frank Act.

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