Enterprise Risk Framework Toolkit

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Monitor and analyze your organizations market risk exposure on a day to day and long term basis for various financial products, monitoring limits and reviewing transactions over the established limits.

More Uses of the Enterprise Risk Framework Toolkit:

  • Use existing enterprise risk framework to focus on the management of operational risk.

  • Determine, with input from senior management, areas to focus on and help prioritize for addressing.

  • In depth research and analysis skills for more complex and critical data, interpret and communicate industry trends.

  • Ensure all work is completed consistent with your organizations Enterprise Risk Framework.

  • Support maintenance of program roadmap, budget and support coordination of roll out across the Enterprise.

  • Provide guidance on developing remediation plans for issues identified by internal or external auditors.

  • Evaluate and manage risks associated with your organizations models and/or model applications.

  • ensure identifying areas for operational process improvement that help to increase efficiency, reduce risk and cost.

  • Ensure championing an enterprise wide risk technology strategy that aligns business need with technology.

  • Organize a reporting system and track goals accomplishment, collect and process data and provides managers with all necessary organization management data and information.

  • Provide modeling and analytical assistance to a line of business or product area, functioning as day to day technical specialist.

  • Ensure appropriate alignment with other Policies, Frameworks, Processes and Procedures.

  • Effectively partner with line of business to solicit information and to mitigate risk.

  • Perform model validation review, establishing performance thresholds, researching model approaches, or creating alternative models.


Save time, empower your teams and effectively upgrade your processes with access to this practical Enterprise Risk Framework Toolkit and guide. Address common challenges with best-practice templates, step-by-step work plans and maturity diagnostics for any Enterprise Risk Framework related project.

Download the Toolkit and in Three Steps you will be guided from idea to implementation results.

The Toolkit contains the following practical and powerful enablers with new and updated Enterprise Risk Framework specific requirements:

STEP 1: Get your bearings

Start with...

  • The latest quick edition of the Enterprise Risk Framework Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.

Organized in a data driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…

  • Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation

Then find your goals...

STEP 2: Set concrete goals, tasks, dates and numbers you can track

Featuring 991 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Enterprise Risk Framework improvements can be made.

Examples; 10 of the 991 standard requirements:

  1. Can the independent auditor issue a report to management or the audit committee indicating that no significant deficiencies were noted during an audit of internal control over financial reporting?

  2. How does a lag in reporting of the financial results by certain foreign subsidiaries for financial reporting purposes affect the assessment of internal control over financial reporting?

  3. How does your organization determine the right amount of risk for the value it is trying to create for stakeholders, and how should it communicate its risk policy to stakeholders?

  4. Are appropriate remedial actions taken in response to departures from approved policies and procedures or violations of the code of conduct, and if so what are actions?

  5. Does a code of conduct exist and does it include guidance on acceptable business practice, conflicts of interest, and expected standards of ethical and moral behavior?

  6. Does your organization have policies and practices that include executing and evaluating performance, including taking remedial actions for any issues identified?

  7. Can the external auditor use the work of the internal audit function and others for purposes of performing an audit of internal control over financial reporting?

  8. Is it at least reasonably likely that the critical functionality could fail without prompt detection and result in the failure to achieve the business objective?

  9. What is managements responsibility for changes in internal controls that could affect the adequacy of internal controls after the date of managements assessment?

  10. Are all employees affecting financial reporting, including information technology personnel, adequately trained in internal control roles and responsibilities?

Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:

  • The workbook is the latest in-depth complete edition of the Enterprise Risk Framework book in PDF containing 991 requirements, which criteria correspond to the criteria in...

Your Enterprise Risk Framework self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:

  • The Self-Assessment Excel Dashboard; with the Enterprise Risk Framework Self-Assessment and Scorecard you will develop a clear picture of which Enterprise Risk Framework areas need attention, which requirements you should focus on and who will be responsible for them:

    • Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
    • Gives you a professional Dashboard to guide and perform a thorough Enterprise Risk Framework Self-Assessment
    • Is secure: Ensures offline data protection of your Self-Assessment results
    • Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:


STEP 3: Implement, Track, follow up and revise strategy

The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Enterprise Risk Framework projects with the 62 implementation resources:

  • 62 step-by-step Enterprise Risk Framework Project Management Form Templates covering over 1500 Enterprise Risk Framework project requirements and success criteria:

Examples; 10 of the check box criteria:

  1. Team Member Performance Assessment: What is used as a basis for instructional decisions?

  2. Duration Estimating Worksheet: Will the Enterprise Risk Framework project collaborate with the local community and leverage resources?

  3. Monitoring and Controlling Process Group: What factors are contributing to progress or delay in the achievement of products and results?

  4. Project Charter: Enterprise Risk Framework project background: what is the primary motivation for this Enterprise Risk Framework project?

  5. Procurement Audit: Are obtained prices/qualities competitive to prices/qualities obtained by other procurement functions/units, comparing obtained or improved value for money?

  6. Planning Process Group: To what extent and in what ways are the Enterprise Risk Framework project contributing to progress towards organizational reform?

  7. Quality Audit: How does your organization know that its management system is appropriately effective and constructive?

  8. Risk Audit: What are the strategic implications with clients when auditors focus audit resources based on business-level risks?

  9. Schedule Management Plan: Are staff skills known and available for each task?

  10. Quality Audit: Is the process of self review, learning and improvement endemic throughout your organization?

Step-by-step and complete Enterprise Risk Framework Project Management Forms and Templates including check box criteria and templates.

1.0 Initiating Process Group:

  • 1.1 Enterprise Risk Framework project Charter
  • 1.2 Stakeholder Register
  • 1.3 Stakeholder Analysis Matrix

2.0 Planning Process Group:

  • 2.1 Enterprise Risk Framework project Management Plan
  • 2.2 Scope Management Plan
  • 2.3 Requirements Management Plan
  • 2.4 Requirements Documentation
  • 2.5 Requirements Traceability Matrix
  • 2.6 Enterprise Risk Framework project Scope Statement
  • 2.7 Assumption and Constraint Log
  • 2.8 Work Breakdown Structure
  • 2.9 WBS Dictionary
  • 2.10 Schedule Management Plan
  • 2.11 Activity List
  • 2.12 Activity Attributes
  • 2.13 Milestone List
  • 2.14 Network Diagram
  • 2.15 Activity Resource Requirements
  • 2.16 Resource Breakdown Structure
  • 2.17 Activity Duration Estimates
  • 2.18 Duration Estimating Worksheet
  • 2.19 Enterprise Risk Framework project Schedule
  • 2.20 Cost Management Plan
  • 2.21 Activity Cost Estimates
  • 2.22 Cost Estimating Worksheet
  • 2.23 Cost Baseline
  • 2.24 Quality Management Plan
  • 2.25 Quality Metrics
  • 2.26 Process Improvement Plan
  • 2.27 Responsibility Assignment Matrix
  • 2.28 Roles and Responsibilities
  • 2.29 Human Resource Management Plan
  • 2.30 Communications Management Plan
  • 2.31 Risk Management Plan
  • 2.32 Risk Register
  • 2.33 Probability and Impact Assessment
  • 2.34 Probability and Impact Matrix
  • 2.35 Risk Data Sheet
  • 2.36 Procurement Management Plan
  • 2.37 Source Selection Criteria
  • 2.38 Stakeholder Management Plan
  • 2.39 Change Management Plan

3.0 Executing Process Group:

  • 3.1 Team Member Status Report
  • 3.2 Change Request
  • 3.3 Change Log
  • 3.4 Decision Log
  • 3.5 Quality Audit
  • 3.6 Team Directory
  • 3.7 Team Operating Agreement
  • 3.8 Team Performance Assessment
  • 3.9 Team Member Performance Assessment
  • 3.10 Issue Log

4.0 Monitoring and Controlling Process Group:

  • 4.1 Enterprise Risk Framework project Performance Report
  • 4.2 Variance Analysis
  • 4.3 Earned Value Status
  • 4.4 Risk Audit
  • 4.5 Contractor Status Report
  • 4.6 Formal Acceptance

5.0 Closing Process Group:

  • 5.1 Procurement Audit
  • 5.2 Contract Close-Out
  • 5.3 Enterprise Risk Framework project or Phase Close-Out
  • 5.4 Lessons Learned



With this Three Step process you will have all the tools you need for any Enterprise Risk Framework project with this in-depth Enterprise Risk Framework Toolkit.

In using the Toolkit you will be better able to:

  • Diagnose Enterprise Risk Framework projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
  • Implement evidence-based best practice strategies aligned with overall goals
  • Integrate recent advances in Enterprise Risk Framework and put process design strategies into practice according to best practice guidelines

Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.

Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Enterprise Risk Framework investments work better.

This Enterprise Risk Framework All-Inclusive Toolkit enables You to be that person.


Includes lifetime updates

Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.